NATO’s Transformation Gaps: Transatlantic Differences and the War in Afghanistan

The North Atlantic Treaty Organization (NATO) has since the turn of the new century experienced a double transformation gap: between global and regionally oriented allies and between allies emulating new military practices defined by the United States and allies resisting radical change. This article takes stock of these gaps in light of a decade’s worth of collective and national adjustments and in light of counter-insurgency lessons provided by Afghanistan. It argues first of all that the latter transatlantic gap is receding in importance because the United States has adjusted its transformation approach and because some European allies have significantly invested in technological, doctrinal, and organizational reform. The other transformation gap is deepening, however, pitching battle-hardened and expeditionary allies against allies focused on regional tasks of stabilization and deterrence. There is a definite potential for broad transformation, our survey of officers’ opinion shows, but NATO’s official approach to transformation, being broad and vague, provides neither political nor military guidance. If NATO is to move forward and bridge the gap, it must clarify the lessons of Afghanistan and embed them in its new Strategic Concept.

Improving in War: Military Adaptation and the British in Helmand Province, Afghanistan, 2006–2009

War disciplines militaries: it forces them to refine, and sometimes revise, their tactics, techniques and technologies, or risk defeat in battle. Yet there is no theory of how militaries improve in war. This article develops a theory of military adaptation, which it applies to an analysis of the British campaign in Helmand from 2006 to 2009. Drawing on a wealth of primary sources (military plans, post operation reports and interviews), it shows how British brigades adapted different ways of using combat power to try and defeat the Taliban from 2006-07, and how from late 2007, British brigades have adapted a new population-centric approach that has focused more on influence operations and non-kinetic activities.

Securing Afghanistan. Getting on Track

New USIP report, “Securing Afghanistan,” strengthens case for urgent, sustainable reforms. This first-ever comprehensive analysis of international security assistance shows many donors have not met their Afghan commitments. A lack of focus on long-term sustainability, an inability to map the entirety of donor nations’ security assistance programs and the subsequent failure on the part of the international community to understand precisely what is needed in Afghanistan are among the leading reasons why international stabilization efforts in the country have not been more successful over the last seven years, says the new report.
This Working Paper examines the security environment in Afghanistan, assesses the programs put in place to address these threats, identifies existing gaps, and offers possible solutions. The report was vetted by top experts on Afghanistan in an extensive review process.More than seven years after U.S. forces entered Afghanistan, important gains made in bringing stability and democracy to Afghanistan are imperiled. While there have been some positive developments in such areas as economic growth, the Taliban and other insurgent groups have gained some ground in the country and in neighboring Pakistan, the drug trade remains a significant problem, and corruption has worsened in the Afghan government. According to United Nations data, insurgent incidents have increased every year since the 2001 overthrow of the Taliban regime. The situation in parts of Afghanistan’s south and east is particularly concerning because of the twin menace of insurgent and criminal activity. Despite these challenges, the insurgency remains deeply fractured among a range of groups, and most have little support among the Afghan population. This presents an opportunity for Afghans and the international community to turn the situation around.

Post-war reconstruction, policy transfer and the World Bank: the case of Afghanistan’s National Solidarity Programme

This article investigates the role of the World Bank as an agent of international policy transfer in post-war reconstruction and development. A heuristic method which integrates policy transfer network theory, participant observation and implementation analysis is developed and then used to map the process of policy-oriented learning underpinning the emergence and development of the Islamic Republic of Afghanistan’s National Solidarity Programme (NSP). Drawing on the findings of a mid-term evaluation conducted by the authors for the World Bank it reveals that initial World Bank funding of the NSP was opportunistic; a voluntary form of policy transfer emerged from a cohesive policy transfer network which mainly drew lessons from the Kecamatan Development Project (KDP) in Indonesia, leading to the development of a culturally insensitive model of community-driven development; but due to the technocratic expertise of key indigenous actors and the technical support of facilitating partners, these elements of the programme were successfully mitigated during operational delivery. It concludes that ‘Rational’ lesson-drawing which avoids the ‘learning paradox’ – learning that leads to inappropriate transfer – can be successful. In other words, lesson-drawing can be a progressive learning activity, but only if the programme is culturally assimilated through comprehensive evaluation and piloting, builds on existing organisational strengths and is transferred by high-quality indigenous knowledge elites. Local solutions must be found to local problems which deliver public value in terms of direct social or economic benefits to the citizenry. Indeed, although development outcomes have been less than impressive, the NSP has delivered significant gains to the Afghan people with regard to institution-building and social solidarity at the national and community levels.

Menace Without Mandate? Is There Any Sympathy for “Dissident” Irish Republicanism in Northern Ireland?

Dissident Irish Republicans have increased their violent activities in recent years. These “spoilers” reject the 1998 Good Friday Agreement power-sharing deal between Unionist and Nationalist traditions in Northern Ireland. Instead dissident IRAs vow to maintain an armed campaign against Britain’s sovereign claim to Northern Ireland and have killed British soldiers, police officers, and civilians in recent years. These groups have small political organisations with which they are associated. The assumption across the political spectrum is that, whereas Sinn Fein enjoyed significant electoral backing when linked to the now vanished Provisional IRA, contemporary violent Republican ultras and their political associates are utterly bereft of sympathy. Drawing upon new data from the Economic and Social Research Council 2010 Northern Ireland election survey, the first academic study to ask the electorate its views of dissident Republicans, this article examines whether there are any clusters of sympathy for these irreconcilables and their modus operandi. The piece assesses whether there are any demographic, structural, ideological, religious, or party trends indicating Republican dissident sympathies. It also assesses the extent to which dissidents are seen as a threat and examines whether this perception is shared evenly across Northern Ireland’s two main communities.

Peace Operations and the Government of Humanitarian Spaces

The article identifies how the nexus between democracy, security, humanitarianism and development was built up from the 1990s. It analyses how the discourse of post-conflict peacebuilding has emerged as a notable component of a liberal democratic international order. The article argues that the transformations in peacekeeping operations depend upon a specific spatiotemporal combination ? a cleavage between a global and a humanitarian space and the temporality of development. For South American countries, participation in peacekeeping operations became a way to assert themselves as participants of a liberal democratic international order and a reflexive mode to strengthen the process of transformation of their own societies in order to be integrated into a new global cartography.

Referendum, Response and Consequences for Sudan. The Game between Juba and Khartoum

To examine the relationship between patient satisfaction and doctor performance, the authors observed 2,271 interactions between 292 doctors and their patients in this paper presents a game theory model of the strategic interaction between Khartoum and Juba leading up to the referendum on Sudan’s partition in 2011. The findings show that excessive militarization and brinksmanship is a rational response for both actors, neither of which can credibly commit to lower levels of military spending under the current status quo. This militarization is often at the expense of health and education expenditures, suggesting that the opportunity cost of militarization is foregone economic development. These credibility issues might be resolved by democratization, increased transparency, reduction of information asymmetries, and efforts to promote economic and political cooperation. The paper explores these devices, demonstrating how they can contribute to Pareto preferred outcomes in equilibrium. The authors characterize the military expenditure associated with the commitment problem experienced by both sides, estimate its costs from data for Sudan, and identify the opportunity cost of foregone development implied by continued, excessive, and unsustainable militarization.

The Military Factor in Nigeria’s Democratic Stability, 1999-2009

The study examines the place of the military in the unprecedented ten-year survival of Nigeria’s democracy. Two competing hypotheses are presented. Was democratic stability a product of (1) improvements in democratic governance or (2) characterized with the Nigerian armed forces? Although neither hypothesis can be rejected, military factors appear to provide the strongest explanation.

Lessons from Helmand, Afghanistan: what now for British counterinsurgency?

This article analyses the conduct of British operations in Helmand between 2006 and 2010 and discusses the implications for the legacy and future of British counterinsurgency. A number of lessons stand out: first, competence in the field of counterinsurgency is neither natural nor innate through regimental tradition or historical experience. The slow adaptation in Helmand—despite the opportunity to allow the Basra experience to be a leading example of the need for serious changes in training and mindset—is an indication that the expertise British forces developed in past operations is but a distant folktale within the British Armed Forces. Substantially changed training, painful relearning of counterinsurgency principles and changed mindsets are therefore necessary to avoid repeated early failures in the future. Moreover, despite eventually adapting tactically to the situation and task in Helmand, the British Armed Forces proved inadequate in dealing with the task assigned to them for two key reasons. First, the resources of the British military are simply too small for dealing with large-scale complex engagements such as those in Helmand or southern Iraq. Second, the over-arching comprehensive approach, and especially the civilian lines of operations that underpinned Britain’s historical successes with counterinsurgency, are today missing.

Non-State Actors, Peacebuilding and Security Governance in West Africa: Beyond Commercialisation

The governance of security in West Africa manifests numerous challenges which point to the need for a comprehensive security agenda to integrate various actors often operating from opposing perspectives. This article argues that the disproportionate focus on the role of commercial security actors in West Africa effectively eclipses research and policy interest in other non-state actors in security governance and tends to undermine sustainable peacebuilding. The article attempts a typology of non-state actors engaged in security governance beyond security contractors and argues that the governance of security should be seen to include ‘insecurity actors’ (such as criminal networks and local mercenaries) because they form part of the ‘push-and-pull’ – exerted by various security actors – whose end result is the de facto governance of security. The challenge of peacebuilding therefore is to bridge the gap between the normative value of security governance (predicated on democratic principles of accountability, transparency and participation) and the reality of diverse interests and perspectives.

Organizing for Counter-insurgency: Explaining Doctrinal Adaptation in Britain and Germany

Why do allies not adapt evenly even in time of war? This article maps and explains differentiation in the development of the stabilization and counter-insurgency doctrines of the British and Germanmilitaries during deployment in Afghanistan. In doing so the study analyses the neglected issue of the organizational capabilities of the British and German militaries to develop and apply military doctrine that is appropriate to the exigencies of the contemporary operational environment. Drawing upon documentary analysis and semi-structured interviews, this article uncovers new empirical material on the institutional reforms which have been undertaken to strengthen the adaptability of doctrine and its application in operations. It finds that while the British military’s organizational capabilities were characterized by deficits at the tactical level between 2006 and 2009, recent years have seen significant improvement. In contrast, the organizational capabilities of the Germanmilitary remain stunted. While international structure is the main independent variable driving doctrinal adaptability, domestic variables exogenous to the military are the dominant intervening factor determining the development of effective organizational capabilities. Neoclassical realism provides the strongest analytical leverage in understanding the factors determining the capacity of militaries to adapt doctrine to the operational environment.

Microfoundations of Civil Conflict Reconciliation: Ethnicity and Context

Comparative work on reconstruction and peace building in war-torn countries is dominated by a macro-oriented approach, focusing on structural political reforms, legal issues, disarmament, demobilization and reintegration of (rebel) soldiers, and repatriation of the displaced. This article offers a different perspective, examining micro-level determinants of reconciliation. Earlier research indicates that political attitudes in post–ethnic conflict societies are shaped by ethnic affinity. A large literature on the importance of contextual conditions for human behavior would suggest that ethnic composition of the local population and physical proximity to the conflict zone also should affect individual support for peace and reconciliation. To test these propositions, we draw on a geo-referenced survey of the Macedonian population that measures respondents’ perception of the 2001 civil conflict. Contrary to expectations, the spatial and demographic setting exerts only feeble impacts on individuals’ support for the Framework Agreement. Several years after the conflict was settled, the survey data reveal a strongly divided Macedonian society where ethnicity trumps all other individual and contextual factors in explaining the respondents’ preferences.

After ethnic civil war: Ethno-nationalism in the Western Balkans

While the study of the causes of civil war is a well-established subdiscipline in international relations, the effects of civil war on society remain less understood. Yet, such effects could have crucial implications for long-term stability and democracy in a country after the reaching of a peace agreement. This article contributes to the understanding of the effects of warfare on interethnic relations, notably attitudes of ethno-nationalism. Two hypotheses are tested: first, that the prevalence of ethno-nationalism is higher after than before the war, and second, that individuals who have been directly affected by the war are more nationalist than others. The variation in ethno-nationalism is examined over time, between countries, and between ethnic groups. Three countries that did not experience conflict on their own territory serve as a control group. The effect of individual war exposure is also tested in the analysis. Sources include survey data from the former Yugoslavia in 1989, shortly before the outbreak of war in Croatia and Bosnia and Herzegovina, and in 2003, some years after the violence in the region ended. Contrary to common beliefs, the study shows that ethno-nationalism does not necessarily increase with ethnic civil war. The individual war experiences are less important than expected.

Libya and the state of intervention

The international response to the crisis in Libya has been remarkably quick and decisive. Where many other cases of mass atrocity crimes have failed to generate sufficient and timely political will to protect civilians at risk, the early response to Libya in 2011 has shown that the United Nations Security Council is able to give effect to the ‘responsibility to protect’ norm. While not an implementing party in a legal sense, the Australian government has taken a forward-leaning diplomatic stance in helping to mobilise broad support for addressing this crisis. In light of the ongoing political controversy over armed humanitarian intervention, the Libya case shows that state-based advocacy for R2P matters, given the on-going need to bolster the legitimacy of the principle. A discussion of Canberra’s diplomatic activity is a prelude to an examination of the proceedings of the UN Security Council and the two key resolutions, the second of which gave effect to the forcible action. The article then considers three dimensions of the Security Council’s implementation of the responsibility to protect: the language of the resolutions and the intriguing absence of a textual reference to the international community’s responsibility to act; the expansive mandate for civilian protection in Security Council resolution 1973; and the first unanimous referral to the International Criminal Court, with novel support from the United States of America.

Commitment Problems or Bidding Wars? Rebel Fragmentation as Peace Building

After highly fragmented civil wars, order is often secured through the selective co-optation of rebel field commanders and atomized insurgents. This paper presents a formal model of civil war settlement as a coalition formation game between various regime and rebel factions. This approach emphasizes the ability of installed civilian rulers to lure warlords into the state based on promises of future wealth, then use divide-and-rule tactics to pit different warlord factions against one another. Quantitative and qualitative data from Tajikistan, including an original data set of warlord incorporation and regime purges during wartime reconstruction, are used to evaluate the model.

Issue Conflict Accumulation and the Dynamics of Strategic Rivalry

Although states at times contend over a single issue (such as territory), international rivals often contend over multiple issues simultaneously. Issue conflicts tend to accumulate among rivals due to the development of enemy images of the “other,” which causes states to view as threatening, behavior that was previously viewed as non-threatening. Once multiple issues are on the agenda, issues become linked as states begin to view the “other” as the main problem in settling all disagreements. Issue accumulation also increases the stakes of rivalry, which likely increases the probability that states will choose to bear the costs of engaging in militarized conflict seeking the settlement of issues in one’s favor. An examination of strategic rivals supports the expectations that issue conflict accumulation tends to increase the likelihood of militarized disputes and war. The results also reveal that some paths of issue accumulation, in which certain types of issues come under contention, tend to be more dangerous than others.

Enemy Images, Coercive Socio-Engineering and Civil War in Iraq

Previous attempts to explain US policy towards Iraq from 2003 onwards have understood US intentions and actions through a coherent, rational-utility-maximizing model of the state. This article seeks to de-centre this rationalist explanation by examining the ideational drivers that shaped the Bush administration’s understanding of Iraq and hence its policy towards the remaking of its post-invasion politics. In order to gain ideational coherence, both the Iraqi Ba’ath Party and the Sunni community were understood through a ‘diabolical enemy image’ schema. As a consequence, an ‘exclusive elite pact’ was constructed, a post-war political system specifically built to exclude former members of the Ba’ath Party and marginalize the participation of the Sunni community. This policy of exclusion drove the country into civil war. One side, Iraq’s new ruling elite, fought to impose a victor’s peace, the violent suppression of former members of the old regime. On the other, those excluded launched an insurgency to overturn the post-war political order.

The US and Iraq: Time to Go Home

Given the record of the US occupation and the profound limitations of America’s present stature, the Barack Obama administration is right to continue to draw down the American presence in Iraq. But in remembering the egregious mistakes of its predecessor the administration should not claim victory as it exits. It should not, as Vice President Joe Biden did in the midst of the de-Ba’athification crisis, claim all is well in Baghdad. A more honest and realistic approach would recognise the impossible legacy left by the Bush administration. The damage the previous administration did so much to encourage would then be minimised with the help of US allies and multilateral organisations. In short, after seven years of American occupation, it is time to go home.

Afghanistan: Guidelines for a Peace Process

The overarching Western objective in Afghanistan should be to prevent that country from becoming not just a haven for transnational terrorists, but a terrorist ally as well. That was the situation prior to 9/11 and it would be so again if the Taliban returned to power with al-Qaeda backing. NATO can prevent this indefinitely as long as it is willing to commit significant military and economic resources to a counter-insurgency effort. It cannot eliminate the threat, however, as long as the Afghan insurgents enjoy sanctuary in and support from Pakistan. Alternatively, this objective could be achieved if the Taliban could be persuaded to cut its ties to al-Qaeda and end its insurgency in exchange for some role in Afghan governance short of total control.

PRIO Conflict Site 1989–2008: A Geo-Referenced Dataset on Armed Conflict

This article presents PRIO Conflict Site, a geo-referenced dataset on armed conflict, which provides geographic information on the location, scope, and size of all conflicts in the UCDP/PRIO Armed Conflict Dataset, 1989–2008. In contrast to earlier efforts to map the incidence of conflicts, this dataset is structured in a country-year format that accounts for the temporal dynamics of conflicts. The article reveals that unlike the well-known post-Cold War decline of conflict, there is no contemporaneous decline in the spatial extent of conflict. Furthermore, it is shown that governmental conflicts are more dynamic, both in terms of location and scope, than separatist conflicts.

More Than Just Policing: Police Reform in Postconflict Bougainville

Against the generally disappointing outcomes of international police reform in fragile settings, this article examines a New Zealand-supported community policing programme in post-conflict Bougainville. While the programme’s engagement with the regular police organization has struggled for traction, support provided to an innovative and socially embedded policing initiative has produced promising results. The reasons behind these divergent outcomes and their implications for international policing are explored in the context of Bougainville’s recent history, including the legacies of conflict and the new vision of hybrid policing in the post-conflict political settlement.

Russia’s proposal for a new security system: confirming diverse perspectives

This article assesses former Russian President Dmitry Medvedev’s proposal for a new security system and varying perspectives in the context of this development. US-led unipolarity has been undermined as a gradually more independent ‘Europe’ has weakened transatlantic unity and that of a broader ‘West’. Russia could neither join the North Atlantic Treaty Organization or the European Union (EU), nor assume directorship for security in the former Soviet Union. It has nonetheless increased its ties and influence with the EU, becoming a major trade partner and the biggest supplier of energy resources. A discourse of multipolarity accompanies Russian geopolitical ambitions and incorporates demands for new arrangements that can facilitate reliable cooperation in the security field and beyond. This implies recognising and accommodating Russian interests, which presents challenges to existing organisations. Medvedev’s proposal is viewed differently by political-security sectors in the United States, Germany, France, Poland, Russia and the hybrid EU.

State Collapse and Islamist Extremism: Reevaluating the Link

State collapse has emerged as one of the most troubling international security challenges today. The promise of an uncontrollable progression, from internal conflict to international terrorism, has become a truism in public commentary and policy circles. The Bush Administration’s US National Strategy for Combating Terrorism, for example, maintained that ‘in ailing states or states emerging from conflict, the risks are significant. Spoilers can take advantage of instability to create conditions terrorists can exploit’. In typical assessments, this creates ‘breeding grounds for violent extremism’, as state weakness radicalizes its population and extremists flock to collapsed states. In a widely accepted formulation, ‘It has become conventional wisdom that poorly performing states generate multiple “spillovers”, including terrorism’. If correct, Afghanistan, Iraq, Lebanon, Pakistan, Somalia and several other predominantly Muslim countries have collapsed or on the verge. If state collapse increases the threat of Islamist extremism, today’s world is a scary place, indeed.

Stability Operations

The 2002 National Security Strategy of the United States of America led to a number of bureaucratic and policy changes. In 2004, the Department of State established the Office of the Coordinator for Reconstruction and Stabilization (S/CRS). It was charged with coordinating the Nation’s postconflict and stabilization efforts. In 2005, the U.S. Agency for International Development (USAID) created an Office of Military Affairs. Its mission was to serve as the agency’s focal point for civilian-military planning and interaction with the Department of Defense (DOD) and foreign militaries. On November 28, 2005, DOD published Directive 3000.05, which established stability operations as a core U.S. military mission with the same priority as combat operations. Over the next few years, DOD also issued new military doctrine— Field Manual (FM) 3–24, Counterinsurgency, and FM 3–07, Stability Operations. The latter defines stability operations as the “various military missions, tasks, and activities conducted outside the United States in coordination with other instruments of national power to maintain or reestablish a safe, secure environment, provide essential government services, emergency infrastructure reconstruction, and humanitarian relief.”

Cyclones in cyberspace: Information shaping and denial in the 2008 Russia–Georgia war

While the rhetoric of cyber war is often exaggerated, there have been recent cases of international conflict in which cyberspace has played a prominent role. In this article, we analyze the impact of cyberspace in the conflict between Russia and Georgia over the disputed territory of South Ossetia in August 2008. We examine the role of strategic communications, information operations, operations in and through cyberspace, and conventional combat to account for the political and military outcomes of the conflict. The August 2008 conflict reveals some emergent issues in cyber warfare that can be generalized for further comparative research: the importance of control over the physical infrastructure of cyberspace, the strategic and tactical importance of information denial, the emergence of cyber-privateering, the unavoidable internationalization of cyber conflicts, and the tendency towards magnifying unanticipated outcomes in cyber conflicts – a phenomenon we call ‘cyclones in cyberspace’.

Remaking the Nagorno-Karabakh Peace Process

The unresolved conflict over Nagorno-Karabakh continues to be the gravest long-term problem for the South Caucasus region and the whole area between the Black and Caspian Seas. Should the conflict re-ignite, it would spread catastrophe over a wide region, impacting not just Armenia and Azerbaijan, but Georgia, Russia, Turkey, Iran and energy routes across the Caspian Sea.

Naval Peacekeeping and Piracy: Time for a Critical Turn in the Debate

Although peacekeeping operations on the ocean have never held a central position in security studies or peace and conflict studies, a small body of work has been produced on what has been called ‘naval peacekeeping’. This article argues that empirical insights provided by intervention against piracy in the Horn of Africa from 2008 suggest a critical turn in the naval peacekeeping debate, from a perspective primarily concerned with identifying unconventional threats at sea and justifying new roles for navies in addressing such threats, to a new perspective concerned with a critical vision on peace and security on the oceans and a more reflexive approach to the notion of peacekeeping at sea. The naval peacekeeping debate needs to encompass such factors as the origins and connections of ocean governance to land-based structural roots, local, regional and global dynamics, as well as historical conditions underlying the problems at sea.

Escaping Statebuilding: Resistance and Civil Society in the Democratic Republic of Congo

That statebuilding entails violence and dispossession, even in its contemporary form, is illustrated by the case of the Democratic Republic of Congo. The question this begs is not whether resistance exists but rather where and how it operates. Following James Scott, the article shows that resistance takes place as a quotidian strategy of mitigation, avoidance and escapism for which civil society acts as a platform. Highlighting civil society’s ambiguity and heterogeneity, the article conceives of it as a site of resistance and analyses three strategies that are channelled through it: the deployment of counter-discourses, the use of violence and the production of the social fabric.

Conflict and Education Demand in the Basque Region

The relationship between conflict and education has been studied before. However, previous authors have always focused strongly on the supply-side effects, whereas this article examines the influence of conflict on the demand for education. It is theoretically shown that, under relatively general conditions, individuals living in a conflict area have an incentive to increase their level of education and that this effect depends on the individual’s skill level. This hypothesis is tested using the conflict in the Basque Region as a case study, which is an example of a conflict in which one would not expect strong supply-side effects. Using other Spanish regions, an artificial region is created in which the population has a similar educational distribution as in the Basque Region. When comparing the true and artificial regions, individuals with a medium education level clearly show an increase in education during the conflict, as predicted by the theoretical model.

The Fates of Rebels: Insurgencies in Uganda

What explains the range of nonvictorious outcomes experienced by rebel groups in civil wars? Varying combinations of two structural factors produce different types of rebel groups, whose organizational configurations predict their outcomes. These factors are the external resources provided by cross-border support networks found within regional state systems, and the status reversal grievances produced by the politics of fragmented authority in weak states. Insurgent types are then associated with a given level politico-military effectiveness and a corresponding fate. Eight Ugandan insurgencies illustrate variation in outcomes across groups within a context of contentious domestic and regional politics that controls for the state, regime, and time period.

Rivalry, Instability, and the Probability of International Conflict

This article addresses the effect of political instability and domestic conflict on the probability of militarized interstate disputes. Existing research on the subject has produced inconsistent findings. I hypothesize that the effect of political instability on international disputes is conditional on states’ involvement in civil conflict. More specifically, I argue that while political instability provides leaders with the willingness to use force, civil war creates the necessary opportunities for initiating conflict abroad. A directed-dyad analysis of international rivals for the 1816–2000 time period shows that instability coupled with civil war increases the probability of militarized interstate dispute initiation among rival states. Results are consistent for alternative indicators of political instability and civil war.

International sanctions or international justice? Shaping political development in Myanmar

International sanctions, which commonly seek to engineer target state compliance with human rights norms, often fail to deliver on their objectives. In recent years, however, a fresh approach has emerged through the rise of international justice, which can act as either a complement or an alternative to sanctions. In this article, the authors develop three hypotheses. Political change will be facilitated by: (1) lifting sanctions; (2) guarantees of non-prosecution; or (3) lifting sanctions combined with guarantees of non-prosecution. The authors test the hypotheses on Myanmar, a country that has long been subject to international sanctions, but that has rarely complied with human rights norms. Myanmar is also situated in a region where international justice is currently being applied through prosecution of former Khmer Rouge leaders in Cambodia. The authors’ test was undertaken in June 2010 through a vignette-based expert survey that manipulated international sanctions, international justice and their absence in a 2 x 2 factorial design. The findings point to the need for a consistent approach. Lifting sanctions and guarantees of non-prosecution, when applied in tandem, are thought likely to promote political change. At the other extreme, imposing sanctions and prosecuting state leaders, when done together, are also viewed as facilitators of political change, though support is considerably smaller.

The Military and its Role in Albania’s Democratization

Communist and hermetically sealed Albania entered a process of democratization in the early 1990s. One of the most salient characteristics of democratic governance is to bring and keep the military under the control of the elected authorities. Following a theoretical discussion on the differences between civilian and democratic control, the article dwells on the specifics of the Albanian case. The work identifies, analyzes, and assesses the strategies employed by the first postcommunist government to bring about democratic control over the nation’s military. The four strategies included: departization, depoliticization, democratization, and professionalization. The article argues that the government’s efforts ended up damaging the military organization to the point that the Albanian army disintegrated and did not and could not heed the President’s call to quell the popular uprising in March 1997. The concluding section of the article discusses post-1997 developments and assesses the lessons learned.

Understanding the Middle East Peace Process: A historical institutionalist approach

This article challenges the common assumption that the external actors involved in the Middle East Peace Process (MEPP) are driven either by neo-realist strategic competition or by the constraining power of domestic lobbies, or by a mixture of both. Such implicit assumptions are evident in the controversial argument of the power of the ‘Israel lobby’ as promoted by John Mearsheimer and Stephen Walt. This article argues that approaches based on such assumptions fail to explain adequately the policies adopted not only by the United States, but also by other key external actors who have been historically engaged in the MEPP — the Soviet Union and the European Union. A better explanatory framework is provided by treating the MEPP as an institution and by applying a historical institutionalist approach to the development of the MEPP, using such concepts as critical junctures, path dependence and positive feedback to analyse how the main external actors involved in the MEPP came to adopt their distinctive national approaches to the peace process. In particular, it is the responses of these actors to certain critical junctures, most notably but not exclusively to the period of the 1967 and 1973 Arab– Israeli wars, that has had a particularly strong influence on policy formulation. For the US case, the creative policymaking of Henry Kissinger during the period after the 1973 war, which was subsequently incorporated into the US conceptualization of the MEPP, provides powerful and generally unrecognized insights into the initial puzzle identified by Walt and Mearsheimer — the consistent and almost unconditional support given to Israel by the United States despite the strategic problems this creates for broader US Middle East policy.

Peace on quicksand? Challenging the conventional wisdom about economic growth and post-conflict risks

In a widely cited study, Collier, Hoeffler & Soderbom show that economic growth reduces the risk of post-conflict peace collapse – particularly when the UN is present with a peace mission. These findings are encouraging for interventionist international policymakers. We replicate their study using data from the UCDP/PRIO Armed Conflict Database instead of the Correlates of War database. We generate a series of different datasets on the basis of different coding criteria commonly used in the literature, and rerun a simplified version of their model. Our results do not support their findings regarding the risk-reducing effect of economic growth and UN involvement. At best, the results are mixed. Some of the models even suggest that economic growth may increase the risk of post-conflict peace collapse. Overall, we are forced to conclude that the impacts of economic growth and UN involvement on the risk of post-conflict peace collapse are neither clear nor simple. The differences in the results seem to be driven by two sources: the conflicts included in the original datasets and the coding of the start and end dates of the conflicts.

Security Sector Reform and Transitional Justice in Kosovo: Comparing the Kosovo Security Force and Police Reform Processes

Transitional justice and security sector reform are critical in post-conflict settings, particularly regarding the reform of judicial systems, intelligence services, police, correctional systems, the military, and addressing systemic massive human rights abuses committed by individuals representing these institutions. Accordingly, the relationship between security sector reform and transitional justice mechanisms, such as vetting, the representation of ethnic minorities in key institutions, the resettlement and reintegration of the former combatants deserve special attention from scholars. This article presents a comparative analysis of the reform of police and security forces in Kosovo, and explores the causes of different outcomes of these two processes.

Field Manual 3-24 and the Heritage of Counterinsurgency Theory

The Counterinsurgency Field Manual 3-24 has been accused of being over-dependent on the counterinsurgency ‘classics’ Galula and Thompson. But comparison reveals that it is different in spirit. Galula and Thompson seek practical control; the Manual seeks to build ‘legitimacy’. Its concept of legitimacy is superficially Weberian, but owes more to the writings of the American Max Manwaring. The Manual presupposes that a rights-based legal order can (other things being equal) be made to be cross-culturally attractive; ‘effective governance’ by itself can build legitimacy. The fusion of its methods with an ideology creates unrealistic criteria for success. Its weaknesses suggest a level of incapacity to think politically that will, in time, result in further failures.

Reconstructing Iraq’s economy

To establish even a marginally functioning economy out of the wreckage of Iraq would have been a daunting task. Despite decades of a heavily controlled, state-run economy; the deterioration caused by a succession of wars; a decade of international sanctions; and the looting and sabotage that followed the 2003 war, the U.S. government set its sights high after toppling Saddam Hussein: to create a liberal, market-based Iraqi economy, a key piece of its broader goal to bring democracy to Iraq.

Statebuilding and Foreign Direct Investment: The Case of Post-2003 Iraq

Within the broader debate over the political economy of statebuilding, the role of foreign direct investment (FDI) in fragile and post-conflict settings is increasingly controversial but still understudied. This paper examines the tensions between the good governance agenda currently being implemented in Iraq and the investment dynamics occurring at the country’s national and provincial levels. Drawing on disaggregated data, the paper argues that the flow of FDI is reinforcing destabilizing dynamics in Iraq by increasing levels of inequality, deepening the decentralization process, and undermining internal and external balances of power.

Multilateralism, Intervention and Norm Contestation: China’s Stance on Darfur in the UN Security Council

This article argues that an explanation of China’s stance on a possible international intervention in Darfur cannot eschew considering the wider context of the ongoing dialectics of normative change and contestation surrounding the progressive redefinition of norms of intervention since the early 1990s. It suggests that by emphasizing the need to respect Sudan’s sovereignty and the requirement that Sudan consent to an international intervention, China has sought to promote a return to more traditional forms of peacekeeping, as a way to oppose emerging interpretations of the norm of intervention, which it sees as a threat to its own security. Such an interpretation challenges the accusations of foot-dragging of which China has been the object. The hypothesis is tested by analysing China’s voting and declaratory record in the Security Council, and assessed against the country’s historical record on peacekeeping discussions in the Council. Embracing Finnemore’s argument that multilateral intervention represents the pillar of the post-Cold War international order, the article concludes by relating China’s norm-brokering effort to its asserted interest in reshaping the international system.

Greed and Grievance in Civil War

May 2000 Of the 27 major armed conflicts that occurred in 1999, all but two took place within national boundaries. As an impediment to development, internal rebellion especially hurts the world’s poorest countries. What motivates civil wars? Greed or grievance? Collier and Hoeffler compare two contrasting motivations for rebellion: greed and grievance. Most rebellions are ostensibly in pursuit of a cause, supported by a narrative of grievance. But since grievance assuagement through rebellion is a public good that a government will not supply, economists predict such rebellions would be rare. Empirically, many rebellions appear to be linked to the capture of resources (such as diamonds in Angola and Sierra Leone, drugs in Colombia, and timber in Cambodia). Collier and Hoeffler set up a simple rational choice model of greed-rebellion and contrast its predictions with those of a simple grievance model. Some countries return to conflict repeatedly. Are they conflict-prone or is there a feedback effect whereby conflict generates grievance, which in turn generates further conflict? The authors show why such a feedback effect might be present in both greed-motivated and grievance rebellions. The authors’ results contrast with conventional beliefs about the causes of conflict. A stylized version of conventional beliefs would be that grievance begets conflict, which begets grievance, which begets further conflict. With such a model, the only point at which to intervene is to reduce the level of objective grievance. Collier and Hoeffler’s model suggests that what actually happens is that opportunities for predation (controlling primary commodity exports) cause conflict and the grievances this generates induce dias-poras to finance further conflict. The point of policy intervention here is to reduce the absolute and relative attraction of primary commodity predation and to reduce the ability of diasporas to fund rebel movements. This paper – a product of the Development Research Group – is part of a larger effort in the group to study civil war and criminal violence

Understanding Civil War : Evidence and Analysis, Volume 1. Africa

The two volumes of Understanding Civil War build upon the World Bank’s prior research on conflict and violence, particularly on the work of Paul Collier and Anke Hoeffler, whose model of civil war onset has sparked much discussion on the relationship between conflict and development in what came to be known as the “greed” versus “grievance” debate. The authors systematically apply the Collier-Hoeffler model to 15 countries in 6 different regions of the world, using a comparative case study methodology to revise and expand upon economic models of civil war. (The countries selected are Burundi, Congo, Democratic Republic of Congo, Nigeria, Kenya, Mozambique, Sudan, Algeria, Mali, Senegal, Indonesia, Lebanon, Russian Federation, Colombia, Northern Ireland, Bosnia-Herzegovina, Macedonia, and the Caucasus.) The book concludes that the “greed” versus “grievance” debate should be abandoned for a more complex model that considers greed and grievance as inextricably fused motives for civil war.

Back to the Brink in Bosnia?

In the last few years concerns about stability of Bosnia–Herzegovina has increased. Could Bosnia go back to war? What would it take? How likely is it? Not highly likely, but far from impossible. Much turns on the behaviour of Milorad Dodik, the current Bosnian Serb Prime Minister. Nevertheless, it is too soon for the international community to close up shop and get out. The Office of the High Representative needs to stay on, at least until Dodik is off the scene, or his threat of secession is effectively neutralised.

Today in Sarajevo there is disturbing talk of an unravelling of the Dayton Accords that ended the bloody civil war there 14 years ago. Nearly 100,000 people were killed in that war, which pitted Muslims against Serbs against Croats, and saw Europe’s nastiest massacres since the Second World War. Since 1995, Bosnia has been at peace, but the main political parties continue to fight over the basic issues that started the war almost two decades ago. Concern over the general political situation has increased as nationalist rhetoric has raised the spectre of a re-division of the country and an ensuing descent into violence. Some in Sarajevo even evoke the possibility of ‘European Gazas’ emerging in some parts of the county, where there are hints that unemployed Muslim youth may be coming under the influence of a radical, foreign brand of Wahhabist Islam.

The international community has invested over $15 billion and 14 years of effort to ensure that fighting does not break out again in Bosnia. Washington and European capitals are naturally eager to leave the region given the many demands on their resources elsewhere in the world. Many European leaders, moreover, are eager to see the United States withdraw so that responsibility for Bosnia can be handed over to the European Union. This is a sentiment that the United States should support in principle, especially given the manifold challenges it faces elsewhere, but if a withdrawal risks a return to war, then it is clearly too soon.

Indeed, another Bosnian implosion would be a disaster, not only for Bosnia, but for the Balkans, Europe and the United States. The decision to leave must thus be based on a clear-headed assessment of the chances of renewed violence. If they are real, the international community and the United States must stay fully engaged, and the Office of the High Representative (OHR), the main instrument of that engagement over the last 12 years, needs to be kept open and possibly even strengthened. If the danger is imagined, it is time to pack up and get out.

When is Democracy an Equilibrium? Theory and Evidence from Colombia’s La Violencia

The conventional wisdom in political science is that for a democracy to be consolidated, all groups must have a chance to attain power. If they do not then they will subvert democracy and choose to fight for power. In this paper we show that this wisdom is seriously incomplete because it considers absolute, not relative payoffs. Although the probability of winning an election increases with the size of a group, so does the probability of winning a fight. Thus in a situation where all groups have a high chance of winning an election, they may also have a high chance of winning a fight. Indeed, in a natural model, we show that democracy may never be consolidated in such a situation. Rather, democracy may only be stable when one group is dominant. We provide a test of a key aspect of our model using data from “La Violencia”, a political conflict in Colombia during the years 1946-1950 between the Liberal and Conservative parties. Consistent with our results, and contrary to the conventional wisdom, we show that fighting between the parties was more intense in municipalities where the support of the parties was more evenly balanced.

‘Getting COIN’ at the Tactical Level in Afghanistan: Reassessing Counter-Insurgency Adaptation in the British Army

This article reassesses the extent to which the British Army has been able to adapt to the counter-insurgency campaign in Helmand Province, Afghanistan. While adopting Farrell’s definition of bottom-up military adaptation, this article contends that the task force/brigade level of analysis adopted by Farrell and Farrell and Gordon has led them to overstate the degree to which innovation arising from processes of bottom-up adaptation has actually ensued. Drawing on lower level tactical unit interviews and other data, this article demonstrates how units have been unable or unwilling to execute non-kinetic population-centric operations due to their lack of understanding of the principles of counter-insurgency warfare.

Lessons from USDA in Iraq and Afghanistan

I n July 2009, the Center for Complex Operations (CCO) facilitated a workshop sponsored by the U.S. Department of Agriculture (USDA) to capture the experiences of USDA agricultural advisors deployed to ministries and Provincial Reconstruction Teams (PRTs) in Iraq and Afghanistan. The discussions yielded numerous individual observations, insights, and potential lessons from the work of these advisors on PRTs in these countries. This article presents a broad overview of the challenges identified by the conference participants and highlights key recommendations generated as a result of suggestions and comments made at the workshop. The workshop was intended to capture insights and lessons from the !eld to develop recommendations for improvements in PRT operations, with a particular focus on agricultural development. The 30 participants came from a broad spectrum of USDA: the National Resources Conservation Service, Food Safety and Inspection Service, Farm and Foreign Agricultural Services, Animal and Plant Health Inspection Service, Agricultural Marketing Service, and the Grain Inspection, Packers, and Stockyards Administration. To focus the agenda, CCO and USDA designed a preworkshop survey administered to the 30 USDA returnees (22 from Iraq and 8 from Afghanistan). After receiving 24 responses, CCO and USDA used the results to develop an agenda built around facilitated group discussions in four areas: doctrine and guidance, civil-military cooperation and command and control relationships, projects and their impact on the host nation, and administrative issues.

The use and limitations of conflict analysis: the case of the UNDP in the occupied Palestinian territory

The past two decades have seen international agencies pay closer attention to the relationship between conflict and development. An example of this is the UNDP and its conflict-related development analysis (CDA), which aims to identify the causes of conflict and design measures that will enhance development while reducing conflict. Through the case study of the CDA’s application in the occupied Palestinian territory, the article reveals its main limitations including an emphasis on conflict management (as opposed to conflict reduction), the choice of (neo-liberal) development model, prioritisation of particular partners over others (i.e. ‘state’ over non-state) and an erroneous assumption of neutrality. These have become manifested into the UNDP’s current programme for action which undermines its own stated objectives, to work ‘on’ the causes of conflict rather than ‘in’ or ‘around’ conflict. The UNDP’s experience therefore has important lessons for the use of conflict analysis and policy design elsewhere.

It’s the Local Economy, Stupid! Geographic Wealth Dispersion and Conflict Outbreak Location

Income varies considerably within countries and the locations where conflicts emerge are rarely typical or representative for states at large. Yet, most research on conflict has only examined national income averages and neglected spatial variation. The authors argue that civil conflicts are more likely to erupt in areas with low absolute income, even if a country’s gross domestic product (GDP) per capita is not necessarily low, and in areas with large deviations from national averages. The authors test these hypotheses empirically using spatially disaggregated data on the location of conflict outbreaks and per capita income estimates. The authors find that areas with absolute poverty indeed see more outbreaks of conflict, and they find some evidence that inequality increases the risk of conflict. Subnational information can improve on conventional country-based measures and help our understanding of how local features and variation can give rise to mobilization and violence.

Dude, Where’s My Conflict? LSG, Relative Strength, and the Location of Civil War

Kenneth Boulding’s (1962) notion of a loss-of-strength gradient (LSG) has been successfully applied to explain the military reach of states. The capability of a country (a.k.a. its national strength) is largest at its home base and declines as the nation moves away. Capable states are relatively less impeded by distance and can therefore influence more distant regions. Given armed conflict, battles are expected to occur in areas where the projected powers of the antagonists are comparable. When the aggressor’s projected power is greater than the national strength of the defender, the latter side should give in without violence. This paper is a first attempt to apply Boulding’s theory of international power projection to the study of civil war. Using new data on the point location of conflict onset and a variety of measures of state and rebel strength, this paper tests empirically one corollary of the LSG model: that civil wars in general locate further away from the capital in more powerful regimes.

Revisiting Un Peacekeeping in Rwanda and Sierra Leone

The end of the Cold War witnessed a plethora of new civil wars springing up across the world, particularly in sub-Saharan Africa. Marked by ethnic strife and multiple warring parties, many of these so-called “new wars” were accompanied by a mixture of humanitarian emergencies, large-scale human rights violations, the collapse of law and order, and the decay of functioning governments. In response to these challenges, the United Nations (UN) launched a series of new peacekeeping missions during the 1990s and early 2000s. The results of these missions were mixed, at best. Of course, the inability of the UN to bring about sustainable peace across conflict-ridden states was not entirely surprising considering the dire circumstances facing many of these missions. What is more remarkable is not that the UN failed miserably in so many of these missions but that, in a few cases, it actually succeeded in putting an end to violence, thus paving the way for sustainable peace.

The Logic of Security Markets: Security Governance in Failed States

This article presents a theoretical framework with which to discuss how non-state modes of security governance evolve in the context of state failure and/or collapse. To address this issue, we present the logic of security markets, which assumes that the evolution of security governance by non-state groups in failed states is a function of both resource availability and the strategies that armed groups apply to extract resources from the civilian population. Axiomatically, we expect that in the short term the central purpose for the use of force is survival and achieving the ability to finance one’s capabilities to use force, although ultimately this also includes the seizure and control of territory. The main argument is that the changing competitive conditions in security markets – which we measure in terms of the total number of violent groups and their organizational design, size and strength – explain the rationales behind the decisions of armed groups either to use violence against the civilian population or to invest in the provision of security.

Revenge and reprisal violence in Kosovo

One of the most often reported but under-studied phenomenon in post-conflict states is that of revenge violence. While such violence is widely acknowledged to occur after wars, it is often dismissed as epiphenomenal to the central problem of restoring order and good governance in the state. This paper seeks to refocus attention on this phenomenon and challenge the way that it is normally portrayed as a normal, almost incidental consequence of armed conflict. It develops an ideal-type distinction between revenge violence and its strategic mirror, reprisal violence. While revenge violence is premised on a judgement of individual responsibility for a prior act of harm, reprisal violence is driven by an assumption of collective guilt. This paper argues that these two types of violent activity—one expressive and the other strategic—are often intermixed in post-conflict states. Moreover, the interplay between them provides political cover for those who would employ violence to achieve strategic or political goals, while lowering the risks involved when doing so by attributing it to revenge for wartime atrocities. In effect, the fact that revenge and reprisal violence are mirror images of one another can serve to explain and subtly justify the use of organised violence against disadvantaged groups in post-conflict states. This paper examines the validity of this heuristic distinction through a within-case analysis of violence in Kosovo from 1999 to 2001 and identifies the policy consequences of this distinction.

Do Counterterrorism and Counterinsurgency Go Together?

One of the underlying assumptions of the contemporary debate over Afghanistan is that counterterrorism objectives can be achieved through counterinsurgency methods. The recent decision by President Barack Obama to deploy 30,000 extra troops to Afghanistan is premised on the idea that to disrupt Al Qaeda and prevent it from forming training camps in Afghanistan it will be necessary to first reverse the momentum of the Taleban insurgency. This approach—which places the US and UK on the offensive to disrupt terrorist plots before they arrive on their shores—assumes that the threats from Al Qaeda and the Taleban are intertwined and thus the strategy of response must seamlessly comprise elements of counterterrorism and counterinsurgency. In fact, counterterrorism and counterinsurgency are very different—often contradictory—models of warfare, each with its own associated assumptions regarding the role of force, the importance of winning support among the local population, and the necessity of building strong and representative government. Rather than being mutually reinforcing, they may impose tradeoffs on each other, as counterterrorism activities may blunt the effectiveness of counterinsurgency approaches and vice versa. The last four years in Afghanistan provide evidence that when employed in the same theatre counterterrorism and counterinsurgency strategies can offset one another. To be in a position to begin the withdrawal of US troops before July 2011, the Obama administration will need to find a way to manage the tradeoffs between its counterterrorism and counterinsurgency strategies in Afghanistan.

The European Union’s role in the Palestinian Territories: state-building through Security Sector Reform?

The aim of this article is to shed light on the distinctive role of the EU in Security Sector Reform (SSR) in the case of the Occupied Palestinian Territories (OPTs) and examine how SSR has contributed to the overall state-building project. Following the Oslo Accords, the EU engaged actively in the state-building project in the OPTs taking a number of initiatives on the ground. Since then security has been a key issue in all Israeli–Palestinian agreements and has also became synonymous with Palestinian statehood. The article draws upon literature on state-building and SSR and its central aim is to examine the distinctive initiatives that the EU has taken in order to help the Palestinian Authority (PA) reform both its security and judiciary sector as part of its broader state-building strategy towards the OPTs, as well as provide explanations on why these policies had limited impact.

The Pirates of Somalia: Ending the Threat, Rebuilding a Nation

Somali piracy attacks surged between 2005 and 2011. Although maritime piracy is as old as seaborne trade, and currently pirates also prey on ships in the Straits of Malacca and the waters of Southeast Asia, the Caribbean seas, and the Gulf of Guinea, what is unique about Somali pirates is the high frequency of attacks. Somali pirates almost exclusively attack vessels to hold cargos and crews hostage and negotiate their release in exchange for ransom. Piracy has not only imposed a hidden tax on world trade generally, it has severely affected the economic activities of neighboring countries. The actual and potential links between pirates and Islamist insurgents are another source of global concern. This report evaluates the nexus between pirates and terrorist organizations. This report shows that it is in the international community’s common interest to find a resolution to Somali piracy, and more generally to help the government of Somalia to rebuild the country. Its findings reinforce the case for action. The costs imposed by Somali pirates on the global economy are so high that international mobilization to eradicate piracy off the horn of Africa not only has global security benefits, it also makes ample economic sense. This report affirms that, beyond its firepower and financial resources, the international community can and should assist Somalia with generating knowledge-knowledge of how local power dynamics shape the rules for resource-sharing, how they drive clan and sub-clan relationships, and ultimately how they determine national political stability-to find solutions to the piracy problem. The report exemplifies the value of using rigorous analytical tools to address some of the pressing problems of Africa.

Northern Ireland as metaphor: Exception, suspicion and radicalization in the ‘war on terror’

This article questions the fashionable view that Northern Ireland is a counterinsurgency lesson to be learned for the global ‘war on terror’. It suggests that Britain’s involvement in the Northern Ireland conflict – one of the longest conflicts within Europe in which a government has been at war with a clandestine organization – can be regarded as a meaningful metaphoric utterance in efforts to analyse the practical failures and threat discourses of the global ‘war on terror’. Northern Ireland is more than a specific case study: it acts as an appealing metaphor in attempts to understand the logics and pitfalls of the ‘war against terrorism’, where the increasing primacy granted to terror control – present and future – means that Western governments are increasingly more willing to infringe otherwise inviolable rights in the pursuit of a supposed greater good – security. The article explores the political economy of unease, suspicion, exception and radicalization in the ‘war against terrorism’. It concludes that Northern Ireland is not a model that can be exported around the globe but an invitation to analyse contingency, daily operations of security, and their effects on social practices and routines. Northern Ireland also represents a remarkable inducement to assess how exception, suspicion and radicalization are correlated, as well as to recognize that efforts to contain the unpredictability of the future are self-defeating.

Civil War Intervention and the Problem of Iraq

Outside intervention in civil warfare is important for humanitarian, theoretical, and practical policy reasons—since 2006, much of the debate over the war in Iraq has turned on the danger of external intervention if the United States were to withdraw. Yet, the literature on intervention has been compartmented in ways that have made it theoretically incomplete and unsuitable as a guide to policy. We therefore integrate and expand upon the theoretical and empirical work on intervention and apply the results to the policy debate over the US presence in Iraq using a Monte Carlo simulation to build upon the dyadic results of probit analysis. We find that Iraq is, in fact, a significantly intervention-prone conflict in an empirical context; the prospect of a wider, regional war in the event that violence returns in the aftermath of US withdrawal cannot safely be ignored.

Peacekeeping, Regime Security and ‘African Solutions to African Problems’: exploring motivations for Rwanda’s involvement in Darfur

Rwanda is not a traditional provider of troops for peacekeeping missions, yet since 2004 it has been the second largest contributor to both the African Union Mission in Sudan (AMIS) and its successor the hybrid African Union–UN Assistance Mission in Darfur (UNAMID). This paper analyses some of the key motives for Rwanda’s contribution to these missions, situating its actions within a wider framework in which African states benefit in specific ways from being seen to contribute to ‘African solutions to African problems’. Highlighting changing narratives on Africa’s role in international security, I argue that Rwanda’s ruling party has been able use its involvement in peacekeeping to secure its position domestically and to attract or retain the support of key bilateral donors. I briefly explore the implications of these dynamics for Rwanda’s political development, suggesting in conclusion that the focus on building military capacity for peacekeeping purposes may contribute to future African, and Rwandan, security problems as much as to potential solutions.

Do Working Men Rebel? Insurgency and Unemployment in Afghanistan, Iraq, and the Philippines

Most aid spending by governments seeking to rebuild social and political order is based on an opportunity-cost theory of distracting potential recruits. The logic is that gainfully employed young men are less likely to participate in political violence, implying a positive correlation between unemployment and violence in locations with active insurgencies. The authors test that prediction in Afghanistan, Iraq, and the Philippines, using survey data on unemployment and two newly available measures of insurgency: (1) attacks against government and allied forces and (2) violence that kill civilians. Contrary to the opportunity-cost theory, the data emphatically reject a positive correlation between unemployment and attacks against government and allied forces (p < .05 percent). There is no significant relationship between unemployment and the rate of insurgent attacks that kill civilians. The authors identify several potential explanations, introducing the notion of insurgent precision to adjudicate between the possibilities that predation on one hand, and security measures and information costs on the other, account for the negative correlation between unemployment and violence in these three conflicts.

Iraq’s Tribal“Sahwa”: Its Rise and Fall

From 2007 to 2008, Iraq’s tribal “Sahwa” (Arabic for “Awakening”) was a key component of the U.S. “surge” strategy and largely credited for its role in the dramatic reduction of violence across the country. In the last two years, though, members of the movement have increasingly become the target of a retaliation campaign led by al-Qaeda’s “Islamic State of Iraq” and other insurgent groups still active on the battlefield, with almost daily assassinations and attacks in which hundreds have died. In the present context of resurgent violence, persistent political tensions triggered by the 2010 stalemate and the U.S. military’s scheduled withdrawal of its remaining troops by the end of 2011, the Sahwa’s future looms as one of the most crucial tests of Iraq’s stabilization and successful “democratic” transition. Concerns over the fate of the movement also come amid the growing alienation of its members from a government that has overall failed to incorporate them into its new security apparatus. While U.S. officials might continue to downplay this scenario, reliable sources indicate that a number of Sahwa fighters have already flipped back into armed struggle, including within the ranks of their erstwhile nemesis, al-Qaeda.

Building on my own extensive research, this article seeks to analyze a worrying trend and shed new light on the complex nature of the Sahwa since its appearance on the Iraqi scene. It first attempts to highlight the multiple reasons for the movement’s gradual downfall, especially following the U.S. military drawdown in the summer of 2009, with specific focus on the motives likely to have incited some of its members to revert to al-Qaeda and other insurgent groups. The second part emphasizes aspects of continuity linking the Sahwa’s recent evolution to the more historical transformations of Iraqi tribalism. It attempts to show, more particularly, how Iraq’s tribal structures have undergone a continuing dynamic of “subversion” that actually preceded the establishment of Iraq’s modern state. The last part underlines why U.S. policy makers should draw serious lessons from the movement’s experiment, in particular why “tribal engagement” strategies in conflict configurations, even when bringing short-term security gains, should not be used at the expense of genuine state- and nation-building efforts.

Economic Development and Military Effectiveness

What makes some states more militarily powerful than others? A growing body of research suggests that certain ‘non-material’ factors significantly affect a country’s ability to translate resources into fighting power. In particular, recent studies claim that democracy, Western culture, high levels of human capital, and amicable civil-military relations enhance military effectiveness. If these studies are correct, then military power is not solely or even primarily determined by material resources, and a large chunk of international relations scholarship has been based on a flawed metric. The major finding of this article, however, suggests that this is not the case. In hundreds of battles between 1898 and 1987, the more economically developed side consistently outfought the poorer side on a soldier-for-soldier basis. This is not surprising. What is surprising is that many of the non-material factors posited to affect military capability seem to be irrelevant: when economic development is taken into account, culture and human capital become insignificant and democracy actually seems to degrade warfighting capability. In short, the conventional military dominance of Western democracies stems from superior economic development, not societal pathologies or political institutions. Therefore, a conception of military power that takes into account both the quantity of a state’s resources and its level of economic development provides a sound basis for defense planning and international relations scholarship.

Metrics for the Haiti Stabilization Initiative

The Haiti Stabilization Initiative (HSI) was an innovative interagency program prototype designed to secure and stabilize the highly volatile urban slum of Cité Soleil. Between 2007 and 2010, HSI successfully tested a sophisticated Monitoring & Evaluation (M&E) program using a variant of the Department of Defense supported system Measuring Progress in Conflict Environment (MPICE). Through MPICE, HSI and its analysis partner Logos analyzed outcomes and impacts within key sectors. The analysis revealed that one needs a clear ‘theory of change.’ However, many stabilization or counterinsurgency programs do not evaluate themselves. They lack a provable hypothesis, and proving causality of change based on program efforts remains a challenge. Furthermore, it is critical to measure the achievement of ‘outcomes’ within and across sectors, not just mechanical ‘outputs’ of programs. It is also necessary to triangulate data and overlap sources. Toward that end, perception-based data (surveys, focus groups, expert elicitations sessions) and objective data (MINUSTAH statistics, crime reports) provided for a rich form of ‘triangulation’ analysis.

Winning Hearts and Minds through Development: Evidence from a Field Experiment in Afghanistan

In countries affected by insurgencies, development programs may potentially reduce violence by improving economic outcomes and increasing popular support for the government. In this paper, we test the efficacy of this approach through a large-scale randomized controlled trial of the largest development program in Afghanistan at the height of the Taliban insurgency. We find that the program generally improved economic outcomes, increased support for the government, and reduced insurgent violence. However, in areas close to the Pakistani border, the program did not increase support for the government and actually increased insurgent violence. This heterogeneity in treatment effects appears to be due to differences between districts in the degree of infiltration by external insurgents, who are not reliant on the local population for support. The results suggest that while development programs can quell locally-based insurgencies, such programs may be counterproductive when implemented in areas where insurgents are not embedded in the local population.

Peace Processes in Colombia: International Third-Party Interventions

This article aims to further understand conflict resolution in Colombia by analysing a topic that has thus far been largely neglected in scholarly analysis: international mediation. It explains that third parties have been involved for three decades, given different roles, and have been more or less accepted by both non-state armed groups and the government. The paper focuses on peace processes between the Colombian government and the oldest and largest guerrilla groups: the Revolutionary Armed Forces of Colombia – People’s Army (FARC-EP, hereafter FARC) and National Liberation Army (ELN). Understanding past initiatives is necessary in order to comprehend and support the current peace talks between the government and the FARC, in which third states are involved. Employing Carl von Clausewitz’s conception of the relationship between the “aim”, the “ultimate objective” and the “means” helps to assess the international contribution to peace negotiations. On the one hand, the article examines the interests of the parties to the conflict, as these are the factors that define foreign intervention. On the other hand, it studies the approach and methods of mediators to assess their strengths and weaknesses. It concludes that the interest of the parties to the conflict was often to have an international presence and ongoing negotiations for the sake of legitimacy, rather than to reach a final peace agreement. This resulted in serious limitations to the third parties’ mandate.

Natural Resources and Violent Conflict : Options and Actions

Recent research undertaken by the Bank and others, suggest that developing countries face substantially higher risks of violent conflict, and poor governance if highly dependent on primary commodities. Revenues from the legal, or illegal exploitation of natural resources have financed devastating conflicts in large numbers of countries across regions. When a conflict erupts, it not only sweeps away decades of painstaking development efforts, but creates costs and consequences-economic, social, political, regional-that live on for decades. The outbreak of violent domestic conflict amounts to a spectacular failure of development-in essence, development in reverse. Even where countries initially manage to avoid violent conflict, large rents from natural resources can weaken state structures, and make governments less accountable, often leading to the emergence of secessionist rebellions, and all-out civil war. Although natural resources are never the sole source of conflict, and do not make conflict inevitable, the presence of abundant primary commodities, especially in low-income countries, exacerbates the risks of conflict and, if conflict does break out, tends to prolong it and makes it harder to resolve. As the Governance of Natural Resources Project (a research project) took shape, the discussion moved toward practical approaches and policies that could be adopted by the international community. This book presents the papers commissioned under the Governance of Natural Resources Project, offering a rich array of approaches and suggestions that are feeding into the international policy debate, and hopefully lead, over time to concerted international action, to help developing countries better manage their resource wealth, and turn this wealth into a driver of development rather than of conflict.

World Development Report 2011 : Conflict, Security, and Development

The 2011 World development report looks across disciplines and experiences drawn from around the world to offer some ideas and practical recommendations on how to move beyond conflict and fragility and secure development. The key messages are important for all countries-low, middle, and high income-as well as for regional and global institutions: first, institutional legitimacy is the key to stability. When state institutions do not adequately protect citizens, guard against corruption, or provide access to justice; when markets do not provide job opportunities; or when communities have lost social cohesion-the likelihood of violent conflict increases. Second, investing in citizen security, justice, and jobs is essential to reducing violence. But there are major structural gaps in our collective capabilities to support these areas. Third, confronting this challenge effectively means that institutions need to change. International agencies and partners from other countries must adapt procedures so they can respond with agility and speed, a longer-term perspective, and greater staying power. Fourth, need to adopt a layered approach. Some problems can be addressed at the country level, but others need to be addressed at a regional level, such as developing markets that integrate insecure areas and pooling resources for building capacity Fifth, in adopting these approaches, need to be aware that the global landscape is changing. Regional institutions and middle income countries are playing a larger role. This means should pay more attention to south-south and south-north exchanges, and to the recent transition experiences of middle income countries.

Context matters: interim stabilisation and second generation approaches to security promotion

The scale and ferocity of post-war violence regularly confounds the expectations of security and development specialists. When left unchecked, mutating violence can tip ‘fragile’ societies back into all out warfare. In the context of formal peace support operations, conventional security promotion efforts are routinely advanced to prevent this from happening. These include disarmament, demobilisation and reintegration (DDR) and wider security system/sector reform (SSR). There are also lesser known but no less important interventions to promote security that deviate from-but also potentially reinforce and enhance-DDR and SSR. Faced with dynamic post-war contexts, erstwhile warring parties, peace mediators and practitioners have crafted a host of innovative and experimental security promotion initiatives designed to mitigate risks and symptoms of post-war violence including interim stabilisation measures and second generation DDR. Drawing on a growing evidence base, the article sets out a host of contextual determinants that shape the character and effectiveness of security promotion on the ground. It then issues a typology of emergent practices-some that occur before, during and after DDR and SSR interventions. Taken together, they offer a fascinating new research agenda for those preoccupied with post-war security promotion.

The Dilemmas of Statebuilding: Confronting the Contradictions of Postwar Peace Operations

This book explores the contradictions that emerge in international statebuilding efforts in war-torn societies.  Since the end of the Cold War, more than 20 major peace operations have been deployed to countries emerging from internal conflicts.  This book argues that international efforts to construct effective, legitimate governmental structures in these countries are necessary but fraught with contradictions and vexing dilemmas.  Drawing on the latest scholarly research on postwar peace operations, the volume: adresses cutting-edge issues of statebuilding including coordination, local ownership, security, elections, constitution making, and delivery of development aid; features contributions by leading and up-and-coming scholars; provides empirical case studies including Afghanistan, Cambodia, Croatia, Kosovo, Liberia, Sierra Leone, South Africa, and others; presents policy-relevant findings of use to students and policy makers alike.

When States Fail: Causes and Consequences

Since 1990, more than 10 milliion people have been killed in the civil wars of failed states, and hundreds of millions more have been deprived of fundamental rights.  The threat of terrorism has only heightened the problem posed by failed states.  When States Fail is the first book to examine how and why states decay and what, if anything, can be done to prevent them from collapsing.  It defines and categorizes strong, weak, failing, and collapsed nation-states according to political, social, and economic criteria.  And it offers a comprehensive recipe for their reconstruction.  The book comprises fourteen essays on the theory and taxonomy of state failure; nature and correlates of failure; methods of preventing state failure and reconstructing those that do; economic jump-starting; legal refurbishing; elections; demobilizing ex-combatants; civil society building.

At War’s End: Building Peace After Civil Conflict

This book is a major contribution to an understanding of the theory, practice and consequences of peacekeeping.  Paris demonstrates how peacekeeping has evolved from the modest attempt to keep the peace into the much more ambitious agenda of engineering the socio-political conditions of a stable peace.  Paris shows that the attmept by the international community to promote democracy and markets has created, in various places, not a liberal peace but instead renewed competition and violence.  Cases include: Angola, Rwanda, Cambodia, Liberia, Bosnia, Croatia, Nicaragua, El Salvador, Guatemala, Namibia, Mozambique, Kosovo, East Timor / Timor Leste, Sierra Leone

Does Peacekeeping Keep Peace? International Intervention and the Duration of Peace After Civil War

This article examines international interventions in the aftermath of civil wars to see whether peace lasts longer when peacekeepers are present than when they are absent. Because peacekeeping is not applied to cases at random, I first address the question of where international personnel tend to be deployed. I then attempt to control for factors that might affect both the likelihood of peacekeepers being sent and the ease or difficulty of maintaining peace so as to avoid spurious findings. I find, in a nutshell, that peacekeeping after civil wars does indeed make an important contribution to the stability of peace.

Law and Order in an Emerging Democracy: Lessons from the Reconstruction of Kosovo’s Police and Justice Systems

“Nation-building” is an increasingly frequent activity of Western governments and the United Nations, with Kosovo an important recent example. This study examines the reconstruction by the United Nations of Kosovo’s internal security infrastructure from 1999 to 2004. It analyzes United Nations and other activities to build democratic police and justice systems. Through a model of security reconstruction, it examines in detail the primary security challenges facing Kosovo, the specific efforts the United Nations made to address these challenges, the ultimate effectiveness of the reconstruction in establishing stability and rule of law, and the linkages between reconstruction efforts and democracy. It concludes with several lessons for improving the effectiveness of such efforts in the future.

The Unlikely Securitizer: Humanitarian Organizations and the Securitization of Indistinctiveness

The securitization framework has greatly improved empirical analysis of security threats. Yet, it could benefit from heightened analysis of two often neglected aspects. First, this article argues that securitizers may invoke multiple referent objects to strengthen their argument that the referent object possesses the `right to survive’. Second, by drawing attention to the presentation of securitizing moves, as well as their content, it highlights how securitizers attempt to persuade multiple audiences that their securitizing moves should be accepted and countermeasures enacted. These claims are illustrated through the analysis of an atypical case of securitization performed by an unlikely set of securitizers, humanitarian aid organizations, as they argue that indistinctiveness poses an existential threat both to their material security and to their identity.

Structural Causes, Development Co-operation and Conflict Prevention in Burundi and Rwanda

This article examines in turn the four main pillars of the international peacekeeping agenda (security, development, good governance and justice) in Burundi and Rwanda. Each section reviews the scholarly and policy debates about these dimensions of external engagement prior to the civil wars that ravaged both countries. Next, they analyse the post-conflict approaches used by the international community (after 1994 in Rwanda and since 2000-05 in Burundi. The concluding section draws together key lessons about the interactions between poverty, governance, violence and international assistance in Burundi and Rwanda. They bring into sharp focus the limits that development co-operation faces in shaping these issues.

Peacekeeping in the Democratic Republic of Congo: Waging Peace and Fighting War

The UN peacekeeping mission in the Democratic Republic of Congo (MONUC) has been derided as one of the world’s least effective peacekeeping forces. This article assesses its performance by using two indicators: mandate implementation and the reduction of human suffering. The analysis shows that effective peacekeeping in the Democratic Republic of Congo (DRC) has been hampered by two major problems. First, MONUC has had a struggle with, and inconsistent approach to, the vague concept of ‘robust peacekeeping’. During key moments of the peace process, it tried to wage peace when it should have used force. Second it failed to adapt to a dynamic conflict environment. Both problems were underpinned by flawed assumptions about the peace process, the behaviour of local actors and the presumed benefits of ‘post-conflict’ elections.

Striking the Right Balance: How to Rebuild the Afghan National Police

A well-trained, professional police force dedicated to upholding the rule of law and trusted by the population is essential to fighting the insurgency in Afghanistan and creating stability. However, the police programmes in Afghanistan have often been dominated by different national agendas and hampered by too few resources and lack of strategic guidance. These issues pose an enormous challenge for the Afghan government and the international community in rebuilding the police. This article argues that it is imperative that the international effort strike a balance between the short-term needs of fighting an insurgency and the long-term needs of establishing an effective sustainable policing capability when building up the police force; and that the process must not be subject merely to satisfying current security challenges or traditional state-building needs.

Private, Armed and Humanitarian? States, NGOs, International Private Security Companies and Shifting Humanitarianism

The article contends that, in the light of contemporary challenges, states are not only changing the meaning of the word `humanitarian’, but are also creating an expanding marketplace that includes international private security companies (PSCs) in the delivery of humanitarian assistance. Three types of factors – supply, demand, and ideational – have led to this development. On the supply side, state-demanded limitations on the private employment of violence and reduced commercial opportunities in Iraq have called for PSC diversification. On the demand side, states increasingly wish for non-state partners that are comfortable with their involvement in integrated solutions, something that PSCs, rather than nongovernmental organizations (NGOs), are more willing to embrace. On the ideational side, NGOs are concerned that humanitarian endeavour is losing its neutral and impartial status in order to facilitate counterinsurgency, `hearts and minds’ activities. PSCs, in contrast, are content with the partial delivery of assistance and likely will continue to be so given, in large part, the experiences of their personnel.

Building “National Armies” – Building Nations?: Determinants of Success for Postintervention Integration Efforts

This article surveys recent cases of internationalized statebuilding in postintervention, post–(ethnic) conflict societies in the light of an academic tradition that has seen military forces as a particularly effective vehicle for integrating a country’s diverse population. It is argued that armed forces that are ethnically representative in their ranks and leadership can encourage a sense of commonality across ethnic boundaries, which can help secure a fragile peace. However, the connection between representativeness and integration is intricate; and whereas outside powers may enable otherwise unlikely outcomes, their leverage is circumscribed by a number of factors. The article also suggests that an ethnically representative army may “tie up” capabilities in ways that reduce the likelihood of military intervention in politics or (ethnic) violence perpetrated by military personnel.

The Failure of State Building and the Promise of State Failure: Reinterpreting the Security – Development Nexus in Haiti

This article critically examines the discourse surrounding fragile states in relation to the security-development nexus. I draw on the case of Haiti to problematise key assumptions underpinning mainstream approaches to resolving concerns of security and development through the contemporary project of state building. In contrast, I suggest that a focus on the social and political relations constitutive of social struggles provides a framework for a better analysis of the historical trajectory of development in, and of, fragile states. Through an alternative relational interpretation of Haitian social and political formations, I illustrate the way in which Haitian experiences of social change have been co-produced in a world historical context. By foregrounding these relational dynamics at key conjunctures coinciding with periods in which the state, state formation and state building, were perceived to be central to Haitian development, this analysis highlights the extent to which attempts to consolidate the modern (liberal) state, have been implicated in the production and reproduction of insecurities. The article concludes by considering the salience of this relationally conceived interpretation of the security-development nexus for gaining insight into the alternative visions of progress, peace, and prosperity that people struggle for.

The New Security in Democratic South Africa: A Cautionary Tale

The broadened and deepened notion of security has been evolving in two dimensions, one primarily intellectual and the other concerned more with political practice and policy. This paper briefly describes these dimensions, and then critically examines the acceptance of the new notion of security in the form a security-is-development thesis in South African security policy. This case shows how the security-is-development thesis affects the functions of security agencies and legitimates their anti-democratic behaviour. The case serves as a cautionary tale about how an intellectual construct, movement and school, originally intended to be a critique of state behaviour, can become a tool of state power at the expense of democracy.

Security Sector Reform in Afghanistan: The Slide Towards Expediency

Security sector reform has come to be viewed as the foundation for the state-building project in Afghanistan. Although the process has made important strides since its launch in the spring of 2002, the prevailing conditions in the country, notably high levels of insecurity and limited institutional and human capacity, have not been conducive to reform. Attempts to adjust the SSR agenda to reflect these conditions and meet immediate security challenges have deprived the process of its holistic vision. Its onus has shifted from ensuring democratic governance and accountability of the sector to maximizing security force effectiveness, a slide towards expediency that has threatened the underlying goals of the process.

Third-Generation Civil-Military Relations

Counterinsurgency strategies employed by the US military in Afghanistan have led to the US military embarking on civil governance reform. This has created new forms of civil–military relations with Afghan and international counterparts. These relations appear less dramatic than ‘conventional’ civil–military relations, in that they do not create the same visible alignment on the ground between military and non-military identities. In addition, the increased merging of civil and military work areas creates a new complexity that stems from semantic confusion. This complexity is mostly about norms and principles, in that the core puzzle is the more general question of what kinds of tasks the military should and should not do, rather than about violent consequences to civilians and questions of neutrality. This article proposes the term ‘third-generation civil–military relations’ to capture and examine the conceptual challenges that stem from the merging of military and civil work areas in Afghanistan’s reconstruction.

The U.K. in Sierra Leone: Post-Conflict Operation Success?

When Britain sent military advisers to Sierra Leone in 2000, the former colony had been devastated by a decade-long civil war. The U.N. mission had failed to get the rebels to disarm… Advisers undertook the structural, institutional reform of the Sierra Leone Armed Forces: its training organization, command structure, administration, supply, maintenance, and personnel management systems…In addition to security, there are two more necessary elements to allow post-conflict reconstruction to take place. One is governance, including the electoral process, the minimizing of corruption, law and order, and a working financial system. The other is essential services: electricity, clean water, basic health and sanitation, communications…If these three things are put in place, then business can function, and it is business that does reconstruction best. Governments, armies, institutions like the U.N. are too slow and bureaucratic and always under-resourced.

Managing Civil-Military Cooperation: Experiences from the Dutch Provincial Reconstruction Team in Afghanistan

From a management perspective, this article presents a process model to analyze cooperation between military and civilian actors in peace support operations. By means of multiple case study research, the article applies the model to eight partnerships between the Dutch Provincial Reconstruction Team and civilian actors (nongovernmental organizations, district governors, local constructors) in Baghlan, Afghanistan. These partnerships include explosives removal, power plant construction and police training courses. The article shows that civil-military cooperation processes follow six successive steps: decision to cooperate, partner selection, design, implementation, transfer of tasks and responsibilities, and evaluation. It is concluded that there is a lack of unambiguous and useful military guidelines regarding civil-military cooperation; the military are often unaware of other actors operating in the area and their programs, cooperation is frequently supplybased rather than demand-driven, and many military personnel involved in civil-military cooperation have little experience with and training in the subject.

Security & Justice Development-What Next?

The development of local security and justice sectors in developing, fragile and conflict-affected states has for a long time been an important strand in the UK’s approach to delivering its national security and development objectives. The 2009 White Paper on international development committed DFID to placing considerably greater emphasis on promoting security and access to justice in developing states. The Ministry of Defence’s Green Paper is likely to place greater emphasis on soft power, including security cooperation activities. In some countries, the UK has poured bilateral resources into this domain, from the training of Afghan military and police to the reform of the Sierra Leone security sector and the strengthening of various African militaries and police forces. DFID’s White Paper commitments come 10 years after then DFID Secretary of State Clare Short took the bold step of putting Security Sector Reform (SSR) squarely on the development agenda. In the interim, the UK has taken a leading role in undertaking SSR-related projects in its bilateral programmes and in shaping the international donor debate. The success of international lobbying by the UK has been reflected in documents such as the OECD DAC’s guidelines on SSR and the UN’s adoption of the concept. While security and justice is unlikely to become a Millenium Development goal, the fact that it is discussed as such is a tribute to the progress that this agenda has made. The UK’s recent (re)commitment to the security and justice agenda is a worthy enterprise. However, achieving success will require three things: further conceptual clarity, a revamped international influence campaign, and addressing serious capacity constraints on the delivery side.

The United Nations and Regional Security: Europe and Beyond

Events in Europe over the past decade have created a dynamic requiring significant conceptual and practical adjustments on the part of the UN and a range of regional actors, including the EU, NATO, and the OSCE. This volume explores the resulting collaborative relationships in the context of peace operations in the Balkans, considering past efforts and developing specific suggestions for effective future interactions between the UN and its regional partners. The authors also consider the implications of efforts in Europe for the regionalization of peace and security operations in Asia, Africa, and Latin America.

Police in Peace and Stability Operations: Evolving US Policy and Practice

The United States has consistently failed to deal with the breakdown in public order that invariably confronts peace and stability operations in internal conflicts. Analysis of experience in Panama, Somalia, Haiti, the Balkans and Iraq demonstrates that indigenous police forces are typically incapable of providing law and order in the immediate aftermath of conflict, and so international forces must fill the gap – a task the US military has been unwilling and unprepared to assume. After 20 years of lessons learned (and not learned), this article argues that the United States must develop a civilian ‘stability force’ of constabulary and police personnel deployable at the outset of on operation to restore public order and lay the foundations for the rule of law.

Managing Insecurity: Field Experiences of Security Sector Reform

Effective peacebuilding in the aftermath of civil war usually requires the drastic reform of security institutions, a process frequently known as security sector reform. Nearly every major donor, as well as a growing number of international organizations, supports the reform of security organizations in countries emerging from conflict and suffering high levels of violence. But how are reform strategies implemented? This collection of case studies (Papua New Guinea, Solomon Islands, Sierra Leone, Iraq, Timor-Leste, Mozambique, Serbia, Colombia, Uruguay, Peru, Jamaica) examines the strategies, methods, and practices of the policymakers and practitioners engaged in security sector reform, uncovering the profound conceptual and practical challenges encountered in transforming policy aspiration into practice.

Saving Liberal Peacebuilding

Liberal peacebuilding has become the target of considerable criticism. Although much of this criticism is warranted, a number of scholars and commentators have come to the opinion that liberal peacebuilding is either fundamentally destructive, or illegitimate, or both. On close analysis, however, many of these critiques appear to be exaggerated or misdirected. At a time when the future of peacebuilding is uncertain, it is important to distinguish between justified and unjustified criticisms, and to promote a more balanced debate on the meaning, shortcomings and prospects of liberal peacebuilding.

The Bullet in the Living Room: Linking Security and Development in a Colombo Neighbourhood

This article investigates the security–development nexus through a study of local experiences in a neighbourhood in Sri Lanka’s capital Colombo. As the Sri Lankan state struggles to secure ‘the nation’ from ‘terrorism’, and to develop it towards a twin vision of modernization and return to a glorious past, large parts of the population in Colombo 15 remain at the margins of this ‘nation’. They are ethnic and religious minorities, forgotten tsunami victims, terrorist suspects and unauthorized dwellers – those often depicted as threats to, rather than subjects of, ‘security’ and ‘development’. This study reveals that the security–development nexus constitutes a complex web of linkages between factors related to housing, income, tsunami reconstruction, party politics, crime, political violence and counter-violence, social relations, and religious beliefs and rituals. People’s perceptions of and opportunities to pursue security/development are intimately linked to their position as dominant or marginalized within ‘the nation’, ‘the community’ and ‘the family’. ‘Security’ and ‘development’ issues are mutually reinforcing at times, but just as often undermine each other, forcing people to make tough choices between different types of security/development.

Critical Human Security Studies

From a critical security studies perspective is the concept of human security something which should be taken seriously? Does human security have anything significant to offer security studies? Both human security and critical security studies challenge the state-centric orthodoxy of conventional international security, based upon military defence of territory against threats. Both also challenge neorealist scholarship, and involve broadening and deepening the security agenda. Yet critical security studies have not engaged substantively with human security as a distinct approach to non-traditional security. This article explores the relationship between human security and critical security studies and considers why human security arguments have not made a significant impact in critical security studies. The article suggests a number of ways in which critical and human security studies might engage. In particular, it suggests that human security scholarship must go beyond its (mostly) uncritical conceptual underpinnings if it is to make a lasting impact upon security studies, and this might be envisioned as Critical Human Security Studies (CHSS).

Peacebuilding as Security in “Failing” and Conflict-Prone States

Peacebuilding activities in conflict-prone and post-conflict countries are based upon the assumption that effective, preferably liberal, states form the greatest prospect for a stable international order, and that failing or conflict-prone states represent a threat to international security. Peacebuilding is therefore a part of the security agenda. This has brought obvious benefits, most obviously much-needed resources, aid and capacity-building to conflict-prone countries in the form of international assistance, which has contributed to a decline in intrastate conflicts. However, there are a number of negative implications to the securitization of peacebuilding. This article considers the implications of this, and concludes that it is difficult to mediate between conventional and critical views of peacebuilding since they are premised upon quite different assumptions regarding what peacebuilding is and what it should be.

Police-Building in Afghanistan: A Case Study of Civil Security Reform

Despite considerable effort and large sums of money spent over five years of police reform in Afghanistan, the investment has yet to yield significant results. Among the reasons outlined in this article are the failure to distinguish clearly between the different roles of the police and the military in contributing to security sector reform; a lack of strategic vision and effective planning; and a failure to capitalize on the insights, best practices and lessons learned from the last 30 years of police reform in the West. Finally, recommendations are made for remedying current problems and re-directing reform to achieve greater effectiveness.

Closing the Gap Between Peace Operations and Post-Conflict Insecurity: Towards a Violence Reduction Agenda

This article highlights how the instruments for addressing the presumed source(s) of armed violence need to be sharpened and extended to address the heterogeneous character of armed violence present in many post-conflict situations. These extensions require the development of practical armed violence prevention and reduction programmes that draw upon scholarship and practice from the criminal justice and public health sectors. The article argues that reducing organized violence and insecurity in post-conflict contexts requires responding to the wider dynamics of armed violence rather than focusing exclusively on insecurity directly connected to what are traditionally defined as armed conflict and post-conflict dynamics; and this requires attention not just to the instruments of violence, but also to the political and economic motives of agents and institutions implicated in violent exchanges at all levels of social interaction.

Security and Post-Conflict Reconstruction: Dealing with Fighters in the Aftermath of War

This book provides a critical analysis of the changing discourse and practice of post-conflict security-promoting interventions since the Cold War, such as disarmament, demobilization and reintegration (DDR), and security-sector reform (SSR). Although the international aid and security sectors exhibit an expanding appetite for peace-support operations in the 21st Century, the effectiveness of such interventions are largely untested. This book aims to fill this evidentiary gap and issues a challenge to ‘conventional’ approaches to security promotion as currently conceived by military and peace-keeping forces, drawing on cutting-edge statistical and qualitative findings from war-torn areas including Afghanistan, Timor Leste, Sudan, Uganda, Colombia and Haiti. By focusing on specific cases where the United Nations and others have sought to contain the (presumed) sources of post-conflict violence and insecurity, it lays out a new research agenda for measuring success or failure.

Security Sector Reform and the UN Mission in the Democratic Republic of Congo: Protecting Civilians in the East

The Democratic Republic of Congo has been plagued by continued conflict and violence in the East despite the official ending of the war. And civilians have borne the brunt of this conflict. Security sector reform (SSR) is a critical element in ensuring security, stability and sustainable peace. This article examines security sector reform conducted by the UN Mission in Congo, and also refers to other actors involved in the process, focusing primarily on the East where insecurity is prevalent due to the non-integrated Congolese forces, the Armed Forces of the DRC, other armed groups and foreign, mainly Rwandan, troops. It contends that SSR is vital to protect civilians and that thus far MONUC has not fulfilled its mandate of protection.

Peace beyond Process?

Post-Cold War peacebuilding is increasingly conflated with the smooth functioning of a range of processes associated with democracy, governance, development and securitisation. However, critiques of these approaches tend to focus on their liberal-democratic norms and to ignore their underlying processual logics. This article problematises two facets of process with regard to peacebuilding: its postulation as a basis for peace grounded in everyday human activity and its construction of violence as anti-process. Its goal is to present the critique of process as a means for understanding the complex relationship between international and local actors in the context of peacebuilding, thus enriching the liberal peace debate. Drawing on normative political theory, including that of Arendt and Deleuze and Guattari, the article demonstrates how the problems raised by these two issues can help to explain a range of concerns associated with contemporary peacebuilding and provide starting points for imagining forms of peace that are not so reliant upon processual logics or opposed to those acts which disrupt them, which may in fact be attempts to realise radically different versions of peace. In so doing, it extends and enriches the perspectives offered by existing liberal peace critiques.

Governance Without Government in Somalia: Spoilers, State Building, and the Politics of Coping

This article assesses the challenges of state revival in Somalia. It reviews the roots of state collapse in the country, attempts to explain the repeated failure of state-building projects, tracks trends in contemporary governance in Somalia and Somaliland, and considers prospects for integrating local, “organic” sources of governance with top-down, “inorganic” state-building processes. The Somalia case can be used both to document the rise of governance without government in a zone of state collapse and to assess the changing interests of local actors seeking to survive and prosper in a context of state failure. The interests of key actors can and do shift over time as they accrue resources and investments; the shift “from warlord to landlord” gives some actors greater interests in governance and security, but not necessarily in state revival; risk aversion infuses decision making in areas of state failure; and state-building initiatives generally fail to account for the existence of local governance arrangements. The possibilities and problems of the “mediated state model,” in which weak states negotiate political access through existing local authorities, are considerable.

Vicious Circles and the Security Development Nexus in Somalia

The metaphor of the vicious circle is deeply embedded in analysis of protracted conflicts. Yet in at least some instances conflicts that appear to be self-reinforcing in the short term are in the longer run producing conditions out of which new political orders can emerge. These protracted conflicts are thus dynamic, not static, crises and require post-conflict assistance strategies that are informed by accurate trend analysis. The case of Somalia is used to illustrate the dramatic changes that occur over time in patterns of armed conflict, criminality, and governance in a collapsed state. These changes have produced a dense network of informal and formal systems of communication, cooperation, and governance in Somalia, helping local communities adapt to state collapse, manage risk, and provide for themselves a somewhat more predictable environment in which to pursue livelihoods. Crucial to this evolution of anarchy in Somalia has been the shifting interests of an emerging business community, for whom street crime and armed conflict are generally bad for business.

Security Sector Reform in Haiti

This study examines the experience of the United Nations interventions to reform Haiti’s security sector as part of a larger effort to rebuild the Haitian state. Despite multilateral attempts in the 1990s to demobilize the army, create a police force and implement reforms, the lack of elite support, insufficient judicial sector capacity and persistence of corruption led to the current resurgence of violence. The study concludes that a legitimate national dialogue with local elites, and long-term donor involvement, specifically of the United Nations, are necessary to ensure that justice, security, development and the governance sector are developed simultaneously to prevent Haiti from becoming a failed state.

Selected To Go Where Murderers Lurk?

This study examines the preventive effect of peacekeeping on mass killings of civilians in intrastate conflicts. Peacekeepers may be sent to the most difficult conflicts. Control variables might capture the difficultness, for example, measures of the intensity of fighting.This is insufficient if there are factors that are difficult to pinpoint and measure that affect both the likelihood that peacekeepers are sent in and the risk of mass killings. Such unmeasured explanatory factors may bias our results.This paper applies a statistical technique, seemingly unrelated probit, that corrects for this problem and reveals a previously undetectable benign effect of peace keeping.

Reintegration and Localised Conflict: Security Impacts Beyond Influencing Spoilers

This article investigates the effectiveness of combatant reintegration through a case study of two security-oriented programmes held in Poso, Indonesia from 2007 to 2008. Each programme aimed to prevent further attacks by addressing perceived economic difficulties experienced by youths whose main skill was perpetrating violence. The effect of such reintegration programmes on potential spoilers has typically been conceptualised in terms of programme influences on former combatants themselves. But in a localised conflict context where many combatants may have held jobs while perpetrating violence, the paper finds that the clearest contribution to sustaining peace of reintegration programming was its effect on police capacity to manage security. Police increased their levels of contact with combatants through reintegration and other informal incentives, then leveraged this contact to gather information after security incidents and to detect potential security disturbances. This pattern of achieving security outcomes through police contact with perpetrators of violence owes its conceptual lineage to the counter-terrorism strategy of the Indonesian police. The case highlights the potential for greater exchange between the fields of combatant reintegration and counter-terrorism disengagement.

Contracting for Wartime Actors: The Limits of the Contract Paradigm

Wartime contracts raise challenges to the classic contract doctrines of performance and remedies. First, privatization of numerous military and support functions (even support services such as trucking, laundry and food preparation) has placed private sector contractors in active war zones leading to difficulty in contract performance and injury or death to some contractors. Second, privatization of these functions necessitates that the government employ a functional supervisory system that ensures accountability to the government for contractor actions. How prepared is contract law to resolve disputes raised by these scenarios? This essay explores the role of contract in wartime and, in particular, reconstruction and the shortcomings of trying to use contract law in its current form to achieve the goals contemplated by the architects of the Iraq war. First, it considers the use of government contracts to privatize numerous government functions during the reconstruction and conflict in Iraq. Second, it considers the private ordering by contract done by government contractors to obtain security and related services from third parties. Both types of contracting raise complicated issues, including the proper use of force, to what extent the contracts should have government oversight, to what extent contractors should be accountable for crimes and whether contractors qualify as noncombatants in case of capture. Heavy reliance on contract law to address these problems raises complicated issues of delegation, performance, breach, assumption of risk, excuse and remedies. The general parameters of contracting with the U.S. government shall serve as a precursor to this discussion.

Pathways to War in Democratic Transitions

We have argued in Electing to Fight and other writings that an incomplete democratic transition increases the risk of international and civil war in countries that lack the institutional capacity to sustain democratic politics. The combination of increasing mass political participation and weak political institutions creates the motive and the opportunity for both rising and declining elites to play the nationalist card in an attempt to rally popular support against domestic and foreign rivals. Vipin Narang and Rebecca Nelson, in their critique of Electing to Fight, agree that incompletely democratizing countries with weak institutions may be at greater risk of civil war, but they are skeptical that this extends to international war except when opportunistic neighbors invade failing states. Whereas we argue that nationalism is a key causal mechanism linking incomplete democratization to both civil and international war, they conjecture that weak institutions and state failure are probably sufficient to explain why such countries may be at greater risk of armed conflict. In contrast, we have found that weak political institutions generally have little effect on a state’s risk of involvement in external war when considered separately from incomplete democratization. We welcome the opportunity to advance this important debate by highlighting relevant portions of our previous research and summarizing some new findings on international and civil wars. Support for our argument rests on statistical tests and extensive case studies that trace causal processes in detail. We have presented statistical results showing the greater likelihood of war involvement for incompletely democratizing states with weak political institutions between 1816 and 1992, the greater propensity of democratizing states to engage in militarized interstate disputes, and the increased risk of civil war in incompletely democratizing states. We have also published case studies of all of the democratizing great powers since the French Revolution, all the democratizing initiators of interstate war in our statistical study, all the post-Communist states, paired comparisons of postcolonial states, and several wars involving democratizing states in the 1990s. Since we published Electing to Fight in 2005, elections have heightened identity politics and fueled cross-border violence in weakly institutionalized regimes in Georgia, Iraq, Lebanon, and the Palestinian territories. To try to advance the debate, we will address the main points on which Narang and Nelson have criticized our evidence and methods, and then we will discuss issues for further research.

Hybrid Peace: The Interaction Between Top-Down and Bottom-Up Peace

This article is interested in the interface between internationally supported peace operations and local approaches to peace that may draw on traditional, indigenous and customary practice. It argues that peace (and security, development and reconstruction) in societies emerging from violent conflict tends to be a hybrid between the external and the local. The article conceptualizes how this hybrid or composite peace is constructed and maintained. It proposes a four-part conceptual model to help visualize the interplay that leads to hybridized forms of peace. Hybrid peace is the result of the interplay of the following: the compliance powers of liberal peace agents, networks and structures; the incentivizing powers of liberal peace agents, networks and structures; the ability of local actors to resist, ignore or adapt liberal peace interventions; and the ability of local actors, networks and structures to present and maintain alternative forms of peacemaking.

The Liberal Peace and Post-War Reconstruction: Myth or Reality?

The post-Cold War has witnessed enormous levels of western peacekeeping, peacemaking and reconstruction intervention in societies emerging from war. These western-led interventions are often called ‘liberal peacebuilding’ or ‘liberal interventionism’, or statebuilding, and have attracted considerable controversy. In this study, leading proponents and critics of the liberal peace and contemporary post-war reconstruction assess the role of the United States, European Union and other actors in the promotion of the liberal peace, and of peace more generally. Key issues, including transitional justice and the acceptance/rejection of the liberal peace in African states are also considered. The failings of the liberal peace (most notably in Iraq and Afghanistan, but also in other locations) have prompted a growing body of critical literature on the motivations, mechanics and consequences of the liberal peace. This volume brings together key protagonists from both sides of the debate to produce a cutting edge, state of the art discussion of one the main trends in contemporary international relations.

Negotiating the Right of Return

Negotiating the right of return is a central issue in post-conflict societies aiming to resolve tensions between human rights issues and security concerns. Peace proposals often fail to carefully balance these tensions or to identify incentives and linkages that enable refugee return. To address this gap, the article puts forward an alternative arrangement in negotiating refugee rights currently being considered in the bilateral negotiations in Cyprus. Previous peace plans for the reunification of the island emphasized primarily Turkish Cypriot security and stipulated a maximum number of Greek Cypriot refugees eligible to return under future Turkish Cypriot administration. The authors’ alternative suggests a minimum threshold of Greek Cypriots refugees plus self-adjustable incentives for the Turkish Cypriot community to accept the rest. The article reviews different options including linking actual numbers of returnees with naturalizations for Turkish settlers or immigrants, Turkey’s EU-accession, and territorial re-adjustments across the federal border. In this proposed formula, the Greek Cypriot side would reserve concessions until refugee return takes place, while the Turkish Cypriot community would be demographically secure under all scenarios by means of re-adjustable naturalization and immigration quotas. Drawing parallels with comparable cases, the article emphasizes the importance of making reciprocity and linkages explicit in post-conflict societies.

The War in Afghanistan: Its Background and Future Prospects

If the West loses in Afghanistan and its region, the most important reason will be that we are pursuing several different goals simultaneously, most of which are in contradiction to the others. Western governments need to choose between these goals, and co-ordinate a strategy in pursuit of the most desirable and achievable ones. The creation of a democratic Afghanistan needs to be recognised as a hopeless fantasy. Instead, the West should imitate the Soviet Union in the late 1980s and concentrate on creating an effective military force that can survive Western withdrawal and continue to fight the Taleban. In the meantime, something to be avoided at all costs is the further destabilisation of Pakistan, since Pakistan in the end constitutes a far greater potential threat to the region, the West and the world than does Afghanistan.

The Failure of a Liberal Peace: Sri Lanka’s Counter-insurgency in Global Perspective

The victory by the Sri Lankan government over the LTTE in 2009?apparently ended over 25 years of civil war. However, the ramifications of the government’s counter-insurgency go far beyond Sri Lanka’s domestic politics. The military campaign against the LTTE poses a significant challenge to many of the liberal norms that inform contemporary models of international peace-building – the so-called ‘liberal peace’. This article suggests that Sri Lanka’s attempts to justify a shift from peaceful conflict resolution to counter-insurgency relied on three main factors: the flawed nature of the peace process, which highlighted wider concerns about the mechanisms and principles of international peace processes; the increased influence of Rising Powers, particularly China, in global governance mechanisms, and their impact on international norms related to conflict management; and the use by the government of a discourse of counter-terrorism and counter-insurgency to limit international censure. The article concludes that the Sri Lankan case may suggest a growing contestation of international peace-building norms, and the emergence of a legitimated ‘illiberal peace’.

Building Peace with Conflict Diamonds? Merging Security and Development in Sierra Leone

This article examines the merging of security and development agendas in primary commodity sectors, focusing on the case of peace-building reforms in Sierra Leone’s diamond sector. Reformers frequently assume that reforming the diamond sector through industrializing alluvial diamond mining will reduce threats to security and development, thereby contributing to peace building. Our findings, however, suggest that the industrialization of alluvial diamond mining that has taken place in Sierra Leone has not reduced threats to security and development, as it has entailed human rights abuses and impoverishment of local communities without consolidating state fiscal revenues and trust in local authorities. This suggests alternative strategies for resource-related peace-building initiatives, which we consider at the end of the article: the decriminalization of informal economic activities; the prioritization of local livelihoods and development needs over central government fiscal priorities and foreign direct investment; and better integration between local economies and industrial resource exploitation.

Conclusion: Security Sector (Re)construction in Post-conflict Settings

This essay concludes a study of how the international community has approached the security sector in six countries where there has been severe conflict leading to significant international engagement. Various factors are identified as being critical in shaping the outcome of (re)construction efforts, and they are evaluated from several perspectives. External actors have tended to take a limited and unbalanced approach to the security sector, focusing on building the efficiency of statutory security actors, and neglecting the development of managerial and governance capacity. While programmes tended to become more effective after the first major post-Cold War effort was undertaken in Haiti in 1994, the situation in Afghanistan may point to a reversal of this trend.

Transitional Justice and Peacebuilding after Mass Violence

Since the end of the Cold War, the international community has become increasingly involved in peacebuilding and transitional justice after mass violence. This article uses lessons from practical experience and theories of peacebuilding and transitional justice to develop a model of transformative justice that supports sustainable peacebuilding. This model is holistic and transdisciplinary and proposes a focus on civil society participation in the design and implementation of transitional justice mechanisms. It requires us to rethink our focus on ‘transition’ as an interim process that links the past and the future, and to shift it to ‘transformation,’ which implies long-term, sustainable processes embedded in society and adoption of psychosocial, political and economic, as well as legal, perspectives on justice. It also involves identifying, understanding and including, where appropriate, the various cultural approaches to justice that coexist with the dominant western worldview and practice. Asyncretic approach to reconciling restorative and retributive justice is proposed as a contribution to developing transformative justice and sustainable peacebuilding. The development of this transformative justicemodel is informed by field research conducted in Cambodia, Rwanda, East Timor and Sierra Leone on the views and experiences of conflict participants in relation to transitional justice and peacebuilding.

Legitimacy and International Administration: The Ahtisaari Settlement for Kosovo from a Human Security Perspective

Legitimacy is recognized as critical to the success of international administrations in their efforts to build and promote peace, stability and welfare in post-conflict territories. Nonetheless, scholarship on statebuilding is dominated by the managerial approach, which offers a top-down analysis of policies by international actors and their impact on local constituencies. With its focus on the grass roots, the individual and a multiplicity of concerns, a human security perspective on international administration can identify and address their legitimacy gap, resulting in strategies for more effective conflict resolution. The argument is illustrated by analysis of the Ahtisaari process and plan for Kosovo’s final status.

Security Dynamics in Africa’s Great Lakes Region

The site of genocide in Rwanda, recurrent cycles of communal massacre, deepening poverty, state fragmentation, and massive displacement of civilians, is Africa’s Great Lakes region finally moving away from decades of decay and destruction, or is it fated to remain mired in interminable strife? The authors of this volume explore the sources of conflict in the region as well as local and international attempts to rebuild political authority and reduce the scale of human suffering.

Conflict and Collusion in Sierra Leone

The conventional diplomatic approach to Sierra Leone’s civil war is that it has been a contest between two clearly defined sides. This book demonstrates that this is not the case: the various armed groups were fractured throughout the 1990s, often colluded with one another, and had little interest in bringing the war to an end.

Iraq: Post-Saddam Governance and Security

The Administration is claiming success in significantly reducing violence in Iraq to the point where additional U.S. troop reductions can be considered, attributing the gains to a “troop surge” announced by President Bush on January 10, 2007 (“New Way Forward”). With the 28,500 “surge” forces withdrawn as of July 2008, Defense Department reports assess that overall violence is down as much as 80% since early 2007, to levels not seen since 2004, but that progress can be “fragile and tenuous” if not accompanied by fundamental political reconciliation and economic development. The Administration believes that additional “conditions-based” reductions in U.S. forces, continued building of Iraq’s security forces, and likely further political progress in Iraq – is likely to produce a unified, democratic Iraq that can govern and defend itself and is an ally in the war on terror. The Administration argues that Prime Minister Nuri al-Maliki is increasingly recognized as capable, and that Iraqi legislative action in Iraq since the beginning of 2008 represents a substantial measure of the progress on political reconciliation that was envisioned would be facilitated by the surge.

Afghanistan: Post-War Governance, Security, and U.S. Policy

Politically, the Afghan central government is relatively stable, but it is perceived as weak and rife with corruption. The post-Taliban transition was completed with the convening of a parliament in December 2005 following September 2005 parliamentary elections. A new constitution was adopted in January 2004, and presidential elections were held on October 9, 2004. The parliament has become an arena for factions that have fought each other for nearly three decades to peacefully resolve differences, as well as a center of political pressure on President Hamid Karzai. Major regional strongmen have been marginalized. Afghan citizens are enjoying personal freedoms forbidden by the Taliban, and women are participating in economic and political life. Presidential elections are to be held in the fall of 2009, with parliamentary and provincial elections to follow one year later.

Iraq’s Political Transition After the Surge: Five Enduring Tensions and Ten Key Challenges

The common refrain that the surge has produced military success that has not been matched by political progress fundamentally misrepresents the nature of Iraq’s political evolution. The increased security achieved over the last two years has been purchased through a number of choices that have worked against achieving meaningful political reconciliation. The reductions in violence in 2007 and 2008 have, in fact, made true political accommodation in Iraq more elusive, contrary to the central theory of the surge. Rather than advancing Iraq’s political transition and facilitating power-sharing deals among Iraq’s factions, the surge has produced an oil revenue-fueled, Shia-dominated national government with close ties to Iran. This national government shows few signs of seeking to compromise and share meaningful power with other frustrated political factions. The surge has set up a political house of cards. But this does not mean that the U.S. military must stay longer to avoid its collapse. Quite the contrary: Without a U.S. military drawdown, Iraq will not be able to achieve the true internal consolidation of power necessary to advance U.S. security interests in the Middle East. Iraq will need to overcome numerous hurdles in its political transition before the end of 2009, including two elections and a long list of unresolved power-sharing questions. Not all of the 10 key challenges outlined in this report are of equal magnitude-failure to resolve some would likely lead to major, systemic crisis, while failure on others would simply be suboptimal. Yet all are interconnected, and none have been resolved by the security improvements of the last 18 months or will be meaningfully addressed simply by postponing U.S. troop withdrawals.

The Rise of Afghanistan’s Insurgency: State Failure and Jihad

In 2002 Afghanistan began to experience a violent insurgency as the Taliban and other groups conducted a sustained effort to overthrow the Afghan government. Why did an insurgency begin in Afghanistan? Answers to this question have important theoretical and policy implications. Conventional arguments, which focus on the role of grievance or greed, cannot explain the Afghan insurgency. Rather, a critical precondition was structural: the collapse of governance after the overthrow of the Taliban regime. The Afghan government was unable to provide basic services to the population; its security forces were too weak to establish law and order; and there were too few international forces to fill the gap. In addition, the primary motivation of insurgent leaders was ideological. Leaders of the Taliban, al-Qaida, and other insurgent groups wanted to overthrow the Afghan government and replace it with one grounded in an extremist interpretation of Sunni Islam.

Establishing Law and Order After Conflict

This study contains the results of research on reconstructing internal security institutions during nation-building missions. It analyzes the activities of the United States and other countries in building viable police, internal security forces, and justice structures. This study examines in detail the reconstruction efforts in Iraq, Afghanistan, and Kosovo, three of the most important instances in the post-Cold War era in which the United States and its allies have attempted to reconstruct security institutions. It then compares these cases with six others in the post-Cold War era: Panama, El Salvador, Somalia, Haiti, Bosnia, and East Timor. Finally, the study draws conclusions from the case studies and analysis, and derives recommendations to help the United States and other international actors improve their performance in the delivery of post-conflict security. The results should be of interest to a broad audience of policymakers and academics concerned with the successes and shortcomings of past security efforts. Although the study is not intended to be a detailed analysis of U.S. or allied military doctrine regarding stability operations, we believe it provides a useful set of guidelines and recommendations for a wide range of military, civilian, and other practitioners.

Rewiring Interventions? UK Provincial Reconstruction Teams and ‘Stabilization’

This article explores developments in the UK’s institutional arrangements for managing ‘stabilization’ operations. It suggests that ‘stabilization’ activity takes place within a different framework of priorities from either ‘development’ or military-led ‘hearts and minds’ frameworks. It argues for a sharpening of, and to some extent a returning to basics for, Civil–Military Cooperation (CIMIC) while creating capabilities for a more developed form of ‘stabilization CIMIC’. It also highlights the need for new and widely understood institutions that enhance the capacity for comprehensive and integrated (rather than sequential or coordinated) interdepartmental operational planning. It stresses the difficulties with stabilization models that imply a generic sequencing of activities, rather than approaches that represent a mixture of simultaneity and ‘critical path analyses. The debates framed in this article are rooted in institutional developments witnessed in 2006 and 2007.

Moving Beyond Rethinking the “State of the State”: To the Challenge of Reshaping International Contributions to Peace Operations

The need for an accurate understanding of the environment into which peace- and capacity-building missions are deployed cannot be overstated. Suppositions about the mission environment inform every facet of an intervention’s design and implementation, in addition to expectations surrounding success. Yet this critical element continues to be misunderstood by those most in need of an accurate grasp, a condition which severely undermines the war to peace transition. Rather than continuing to assume that recipient states are states in the Western sense of the term, we must instead focus our energies on how best to enable sustainable peace in the hybrid political orders which do in fact constitute these troubled places. After setting out the largely unrecognised characteristics of recipient societies, the article explores alternative forms of assistance with promise to complement such realities.

The Unavoidable Ghettoization of Security in Iraq

Post-conflict cities represent a laboratory in which to explore the substate orientation of security. Based on an analysis of developments in Baghdad, Basra and Falluja since 2003, this article argues not only that security is inherently selective, but also that the exclusionary actions of local or sectarian groups are more influential than those of statebased agents or projects based on security for the individual. The notion of security can accommodate multiple interpretations, but in practice a dominant discourse controls its meaning, and negotiation soon develops into patterns of domination and exclusion. This typically leads to a ‘ghettoization’ of security, whereby specific groups are secure only in specific areas. Security thus reflects the sum of myriad local arrangements. The key issue, therefore, is not whether there can be security for all, but the nature of the concessions made by substate and state-based types of security, and the contrast between them and models based on security for the individual.

Ethics, Rhetoric and Politics of Post-Conflict Reconstruction: How Can the Concept of Social Contract Help Us in Understanding How to Make Peace Work?

Since existing injustices and the quest for justice are seen to be the main causes for violent clashes, it is often claimed that the restoration of justice must be the most important goal of post-conflict reconstruction. However, the current policy approaches, social movements and theoretical models for conflict resolution tend to look at justice from merely technical point of view, as a rapid fix to overcome war and violence. This relates the notion of ‘peace’ to ‘security’ and replaces the concept of ‘justice’ with the concepts of ‘law and order’. Restoration of justice, however, does not merely mean requirement of impartiality. This paper presents an ethical analysis on the relationship between the rule of law, social justice, the principle of impartiality and social cohesion in a post-conflict society by examining the problems of the social contract approach through communitarian and feminist critiques. The aim of the paper is to map out the ethical dilemmas involved in peace negations based on ‘constructing’ or ‘restoring’ justice in a society, and to guide a way towards more a comprehensive framework of ethics of justice for post-conflict reconstruction.

Kosovo and the UN

Kosovo’s declaration of independence from Serbia was followed by sporadic violence on the ground, and sharply divided the international community. Russia, China, India and a majority of the world’s nations opposed what was characterised as ethnic separatism. The United States and much of the European Union supported Kosovo’s independence as the last step in the non-consensual break-up of the former Yugoslavia. UN Secretary-General Ban Ki-moon sought to defuse the crisis with a package of measures including the drawdown of the UN mission that had administered Kosovo since 1999, Security Council support for the deployment of a European Union rule-of-law mission, and a status-neutral framework within which recognising and non-recognising countries could cooperate while Kosovo’s transition continued. Almost three years later, Kosovo’s new institutions have progressed significantly; Serbia is governed by moderates focused on that country’s European future, and the international military and civil presences are being reduced.

Making it up as We Go Along: State-building, Critical Theory and Military Adaptation in Afghanistan

This article examines the military aspects of international state-building efforts in Afghanistan through the lens of critical theory. It outlines the conventional approach to state-building, as it has evolved in recent decades, and briefly describes the emerging reflexive critique of that approach developed by state-building scholars grounded in critical theory. It then applies the reflexive critique to the Afghan state-building project, an exercise that substantiates key aspects of the critique but also reveals a divergence between the broadly conventional approach taken in Kabul and the more adaptive approaches of many practitioners at the province and district levels. It concludes with a discussion of the potential implications of this convergence for theory and practice of state-building in Afghanistan and beyond.

Bribes or Bargains? Peace Conditionalities and ‘Post-Conflict’ Reconstruction in Afghanistan

This article focuses on the role of international aid donors in Afghanistan since the signing of the Bonn Agreement in 2001. Specifically, it explores the scope and utility of peace conditionalities as an instrument for peace consolidation in the context of a fragile war-to-peace transition. Geo-strategic and institutional concerns have generally led to an unconditional approach to assistance by international actors. It is argued that large inflows of unconditional aid risk re-creating the structural conditions that led to the outbreak of conflict. Aid conditionalities need to be re-conceptualized as aid-for-peace bargains rather than as bribes for security. Some forms of conditionality are necessary in order to rebuild the social contract in Afghanistan. This finding has wider relevance for aid donors and they should reconsider orthodox development models in ‘fragile state’ settings. Rather than seeing conditionalities and ownership as two ends of a policy spectrum, the former may be a necessary instrument for achieving the latter.

The Imperative to Rebuild: Assessing the Normative Case for Postconflict Reconstruction

The past two decades have witnessed the proliferation of comprehensive international missions of peacebuilding and reconstruction, aimed not simply at bringing conflict to an end but also at preventing its recurrence. Recent missions, ranging from relatively modest involvement to highly complex international administrations, have generated a debate about the rights and duties of international actors to reconstruct postconflict states. In view of the recent growth of such missions, and the serious challenges and crises that have plagued them, we seek in this article to address some of the gaps in the current literature and engage in a critical analysis of the moral purposes and dilemmas of reconstruction. More specifically, we construct a map for understanding and evaluating the different ethical imperatives advanced by those who attempt to rebuild war-torn societies. In our view, such a mapping exercise is a necessary step in any attempt to build a normative defence of postconflict reconstruction. The article proceeds in two stages: first, we present the various rationales for reconstruction offered by international actors, and systematize these into four different “logics”; second, we evaluate the implications and normative dilemmas generated by each logic.

Fixing Failed States: A Framework for Rebuilding a Fractured World

The international community has struggled without much success to remedy the problem of failed states. Meanwhile, 40 or 50 countries around the world — from Sudan and Somalia to Kosovo and East Timor — remain in a crisis of governance. In this impressive book, Ghani, a former Afghan finance minister, and Lockhart, who has worked at the World Bank and the United Nations, assess the missteps and offer a new framework for coordinated action. They argue that international responses have failed because they have been piecemeal and have proceeded with little understanding of what states need to do in the modern world system to connect citizens to global flows. They advocate a “citizen-based approach.” State-building strategies would be organized around a “double compact”: between country leaders and the international community, on the one hand, and country leaders and citizens, on the other. The book also proposes methods for the generation of comparative data on state capacity — a “sovereignty index” — to be annually reported to the UN and the World Bank. Ultimately, this study offers a surprisingly optimistic vision. The fact that so many disadvantaged countries have made dramatic economic and political transitions over the last decade suggests that developmental pathways do exist — if only the lessons and practical knowledge of local circumstances can be matched to coordinated and sustained international efforts. The authors provide a practical framework for achieving these ends, supporting their case with first-hand examples of struggling territories such as Afghanistan, Sudan, Kosovo and Nepal as well as the world’s success stories–Singapore, Ireland, and even the American South.

Security Sector Reform under International Tutelage in Sierra Leone

This essay examines Sierra Leone’s security sector reform (SSR) programme in the context of a post-war recovery agenda with strong international involvement. It discusses the background and priorities as well as the successes and failures of the programme in the areas of armed forces restructuring; disarmament, demobilization and reintegration; police reform; parliamentary oversight; justice sector reform and intelligence and national security policy coordination. It concludes that an ongoing SSR programme in the country should be owned and driven by Sierra Leoneans with support from the international community, and that SSR should go beyond the restructuring of formal security institutions and retraining their personnel, and also work to strengthen the oversight capacities of parliament, the judiciary and civil society groups.

Military Integration after Civil Wars: Multiethnic Armies, Identity and Post-Conflict Reconstruction

This book examines the role of multiethnic armies in post-conflict reconstruction, and demonstrates how they can promote peacebuilding efforts. The author challenges the assumption that multiethnic composition leads to weakness of the military, and shows how a multiethnic army is frequently the impetus for peacemaking in multiethnic societies. Three case studies (Nigeria, Lebanon and Bosnia-Herzegovina) determine that rather than external factors, it is the internal structures that make or break the military institution in a socially challenging environment. The book finds that where the political will is present, the multiethnic military can become a symbol of reconciliation and coexistence. Furthermore, it shows that the military as a professional identity can supersede ethnic considerations and thus facilitates cooperation within the armed forces despite a hostile post-conflict setting. In this, the book challenges widespread theories about ethnic identities and puts professional identities on an equal footing with them.

Nation-Building: Beyond Afghanistan and Iraq

Fukuyama brings together esteemed academics, political analysts, and practitioners to reflect on the U.S. experience with nation-building, from its historical underpinnings to its modern-day consequences. The United States has sought on repeated occasions to reconstruct states damaged by conflict, from Reconstruction in the South after the Civil War to Japan and Germany after World War II, to the ongoing rebuilding of Iraq. Despite this rich experience, there has been remarkably little systematic effort to learn lessons on how outside powers can assist in the building of strong and self-sufficient states in post-conflict situations. The contributors dissect mistakes, false starts, and lessons learned from the cases of Afghanistan and Iraq within the broader context of reconstruction efforts in other parts of the world, including Latin America, Japan, and the Balkans. Examining the contrasting models in Afghanistan and Iraq, they highlight the Coalition Provisional Authority in Iraq as a cautionary example of inadequate planning.

Too Little, Too Late? International Oversight of Contract Negotiations in Post-conflict Liberia

International actors involved in transitional post-conflict situations often focus their attention on the reconstruction of a state’s political apparatus. Even where control of natural resources is central to the conflict, there tends to be less consideration of resource governance issues in transitional periods. This article examines one particular aspect of resource governance – the negotiation and signing of foreign investment contracts – in the context of post-conflict, pre-election Liberia. The investment contract process was mishandled by the transitional Liberian government. Although local interests resisted external oversight, international actors could and should have done more, in the interest of all Liberians, to proffer contract negotiation expertise and to prevent the transitional government from locking the state into unsatisfactory deals on major resource assets. International actors did address the contract issue and external oversight of economic governance more generally during Liberia’s formal transitional period, but ultimately their interventions amounted to too little and they came too late.

US Doctrine for Peace Operations

The United States has been conducting peace operations under various names throughout its history, while never defining these tasks as a core mission. However, the combined effects of the end of the cold war, involvement in the Balkans and the post-conflict reconstruction of Iraq are leading the United States to embrace the full spectrum of operations. Since 2004, new doctrine has been published and new concepts introduced, reflecting a more holistic approach to peace and stability operations. The majority of US military personnel now have experience in these missions. Both services have been re-examining their own history, dusting off and republishing the counter-insurgency and small war writings of the past 100 years. It remains to be seen whether the doctrinal shift away from large conventional wars is permanent or a temporary response to recent events.

Peacekeepers Among Poppies: Afghanistan, Illicit Economies and Intervention

This article analyses the role that the illicit narcotics economy has played in violent conflict in Afghanistan since the 1990s and the relationship between counter-narcotics and counter-insurgency policy in the country today. It details the evolution of the peacekeeping mission vis-a?-vis the narcotics economy, and the effects to date of the counter-narcotics policies that have been adopted since 2001. It argues that aggressive opium poppy eradication in Afghanistan today is premature and counterproductive with respect to counter-insurgency and stability objectives, as well as with respect to long-term economic development goals. The article concludes by providing policy recommendations on the role of peacekeeping forces with respect to illicit economies, arguing that the most important role peacekeeping forces have in tackling crime and reducing illicit economies is to provide security.

Laudable, Ahistorical and Overambitious: Security Sector Reform Meets State Formation Theory

Security sector reform (SSR) is a concept that is highly visible within policy and practice circles and that increasingly shapes international programmes for development assistance, security co-operation and democracy promotion. This paper examines the concept and practice of SSR using theories of the state and state formation within a historical-philosophical perspective. The paper recognises that the processes of SSR are highly laudable and present great steps forward towards more holistic conceptions of security and international development. However, the main argument of the paper is that we should be careful of having too high expectations of the possibility of SSR fulfilling its ambitious goals of creating states that are both stable and democratic and accountable. Instead, we should carefully determine what level of ambition is realistic for each specific project depending on local circumstances. A further argument of this paper is that legitimate order and functioning state structures are prerequisites and preconditions for successful democratisation and accountability reforms within the security sector.

The Role of Security Sector Reform in Sustainable Development: Donor Policy Trends and Challenges

This paper attempts to account for the gap between donor policies in support of SSR in developing countries, in particular in post-conflict African states, and their record of implementation. It explores the inadequacies of the present development cooperation regime and argues that a substantial part of this gap can be explained by the tension that exists between the prevalence of a state-centric policy framework on the one hand, and the increasing role played by non-state actors, such as armed militia, private security and military companies, vigilante groups, and multinational corporations on the other hand, in the security sector. This paper, which acknowledges the growing importance of regional actors and questions the state-centric nature of SSR, recommends a paradigmatic shift in the current approaches to development cooperation. The external origin and orientation of SSR needs to be supplemented by more local ownership at the various levels of SSR conceptualisation, design, implementation, monitoring, and evaluation in order to enhance synergy between donor priorities and interests on the one hand, and local needs and priorities on the other hand.

The Challenges and Lessons of Security Sector Reform in Post-conflict Sierra Leone

This paper assesses the main elements of SSR process in Sierra Leone, against its historical background as well as the imperatives of a responsive and responsible security sector. The reform of the security sector in Sierra Leone has enhanced the restoration of public safety in the country, and the positive features of the process relate to the inclusion of SSR as the first pillar of the country’s poverty reduction strategy, and the emphasis of SSR on the decentralisation of the security apparatus. Significant gaps however remain. Donor dependency and the ‘youth question’ are continuing challenges. Arguably, the most significant deficiency is the fact that the security sector has not been adequately embedded in a democratic governance framework. There is an absence of functional oversight mechanisms, and a failure to involve other actors beyond the executive arm of government in the governance of the security sector. The paper cautions that SSR can be successful only as part of an overarching democratic post conflict reconstruction framework

The Liberal Way of Development and the Developmental-Security Impasse: Exploring the Global Life-Chance Divide

As the rising death toll among humanitarian aid workers suggests, saving strangers has become a dangerous occupation. In addressing the consequences of this increase, this article begins by placing the development-security nexus in its historical context. While it has long been associated with liberalism, two factors distinguish this nexus today: first, the global outlawing of spontaneous or undocumented migration; second, the shift in the focus of security from states to the people living within them. Reflecting these moves, policy discourse now conceives development and underdevelopment biopolitically – that is, in terms of how life is to be supported and maintained, and how people are expected to live, rather than according to economic and state-based models. The household and communal self-reliance that forms the basis of this biopolitics, however, has long been in crisis. Since the end of the Cold War, the destabilizing forms of global circulation associated with this emergency have been reconstituted as threats to the critical infrastructures that support mass consumer society. A new security terrain now links the crisis of adaptive self-reliance with risks to critical infrastructure within a single framework of strategic calculation. Rather than ameliorating the generic life-chance divide between the global north and south, the development-security nexus is entrenching it.

Keeping the Peace: Lessons from Multidimensional UN operations in Cambodia and El Salvador

Keeping the Peace explores the new multidimensional role that the United Nations has played in peacemaking, peacekeeping, and peacebuilding over the last few years. By examining the paradigm-setting cases of Cambodia and El Salvador, and drawing lessons from these UN ‘success stories’, the book seeks to point the way toward more effective ways for the international community to address conflict in the post-Cold War era. This book is especially timely given its focus on the heretofore amorphous middle ground between traditional peacekeeping and peace. It provides the first comparative, in-depth treatment of substantial UN activities in everything from the demobilization and reintegration of forces, the return of refugees, the monitoring of human rights, and the design and supervision of constitutional, judicial, and electoral reforms, to the observation and even organization and conduct of elections, and the coordination of support for economic rehabilitation and reconstruction of countries torn by war.

Iraq: The Contradictions of Exogenous State-building in Historical Perspective

This article compares Britain’s failed attempt at building a stable, liberal state in Iraq from 1914 to 1932 with the USA’s struggle to stabilise the country after regime change in April 2003. It sets out a template for endogenous state-building based on the evolution of the European state system. It then compares this to exogenous extra-European state-building after both World War I and the Cold War. It focuses on three key stages: the imposition of order, the move from coercive to administrative capacity and finally the evolution of a collective civic identity linked to the state. It is this process against which Iraqi state-building by the British in the 1920s and by the USA from 2003 onwards can be accurately judged to have failed. For both the British and American occupations, troop numbers were one of the central problems undermining the stability of Iraq. British colonial officials never had the resources to transform the despotic power deployed by the state into sustainable infrastructural capacity. Instead they relied on hakumat al tayarra (government by aircraft). The dependence upon air power led to the neglect of other state institutions, stunting the growth of infrastructural power and hence state legitimacy. The US occupation has never managed to impose despotic power, having failed to obtain a monopoly over the collective deployment of violence. Instead it has relied on ‘indigenisation,’ the hurried creation of a new Iraqi army. The result has been the security vacuum that dominates the south and centre of the country. The article concludes by suggesting that unsuccessful military occupations usually end after a change of government in the intervening country. This was the case for the British in May 1929 and may well be the case for the USA after the next presidential election in 2008.

Towards a More Professional Approach to Nation-building

This article describes the slow and uneven movement towards a more professional approach to nation-building. The post-cold war era is replete with instances where the United States found itself burdened by the challenges of nation-building in the wake of a successful military operation. American performance in the conduct of such missions improved slowly through the 1990s, but this trend was not sustained into the decade beginning in 2000. The article outlines what a more professional approach to peacebuilding would require, highlighting a hierarchy of tasks that flow in the following order: security, humanitarian relief, governance, economic stabilization, democratization and development.

America’s Role in Nation-Building: From Germany to Iraq

The post-World War II occupations of Germany and Japan set standards for postconflict nation-building that have not since been matched. Only in recent years has the United States has felt the need to participate in similar transformations, but it is now facing one of the most challenging prospects since the 1940s: Iraq. The authors review seven case studies – Germany, Japan, Somalia, Haiti, Bosnia, Kosovo, and Afghanistan – and seek lessons about what worked well and what did not. Then, they examine the Iraq situation in light of these lessons. Success in Iraq will require an extensive commitment of financial, military, and political resources for a long time. The United States cannot afford to contemplate early exit strategies and cannot afford to leave the job half completed.

Preparing for Nation-building

Preparation for nation-building requires that responsible political leaders consult both with regional and functional experts, those who know why the society in question descended into conflict and those who know from experience elsewhere how to put such societies back together. Goals must be established which transcend the most immediate and normally negative purposes of the inter vention, e.g. halting conflict, stopping genocide or turning back aggression. These positive goals must be commensurate with the scale of military manpower and economic assistance likely to be committed. The larger the social transformation envisaged, the greater the resistance likely to be encountered. The most common cause for the failure of nation-building endeavours is a mismatch between objectives and commitments.

Development Co-operation and Conflict in Sierra Leone

This article examines the role of development co-operation in the 1991-2001 civil war in Sierra Leone. British military intervention, sanctions against Liberia for supporting the rebellion and the deployment of UN peacekeepers were key, albeit belated, initiatives that helped resolve the conflict. The lessons are that, first, domestic forces alone may be incapable of resolving large-scale violent conflicts in Africa. Second, conflict tends to spread from one country to another, calling for strong regional conflict resolution mechanisms and deeper regional integration to promote peace. Third, donor policies need to address the root causes of state fragility, especially the political and security dimensions, which they tend to ignore. Fourth, a critical analysis is required to determine circumstances in which elections could undermine peace: the conduct of donor-supported elections under an unpopular military government in Sierra Leone culminated in an escalation of the conflict. Finally, a united international community is crucial to resolve a complex conflict and it should be accompanied by strong and timely measures informed by a full understanding of local conditions.

Challenges to Peace: Conflict Resolution in the Great Lakes Region of Africa

Efforts to bring peace and reconstruction to the Central African region have been fashioned by contemporary conflict resolution models that have a standard formula of peace negotiations, with a trajectory of ceasefire agreements, transitional governments, demilitarization, constitutional reform and ending with democratic elections. Local dynamics and the historical and multifaceted nature of the conflicts are rarely addressed. Furthermore, participants in the peace process are restricted to representatives of political parties, the state and rebel movements, to the exclusion of civil society. Using as examples the conflicts and peace processes in three Great Lakes countries-Rwanda, Burundi and the Democratic Republic of Congo-the paper contends that contemporary global frameworks for peacemaking and peace building that rest on the acceptance of neoliberal political and economic models cannot lay the foundations for the conditions necessary for sustainable peace. This necessitates the utilisation of a more inclusive concept of peace, the starting point of which has to be the emancipation of African humanity.

Reconstructing Iraq: Insights, Challenges, and Missions for Military Forces in a Post-Conflict Scenario

In October 2002, the U.S. Army War College’s Strategic Studies Institute, in coordination with the Office of the Army Deputy Chief of Staff/G-3, initiated a study to analyze how American and coalition forces can best address the requirements that will necessarily follow operational victory in a war with Iraq. The objectives of the project were to determine and analyze probable missions for military forces in a post-Saddam Iraq; examine associated challenges; and formulate strategic recommendations for transferring responsibilities to coalition partners or civilian organizations, mitigating local animosity, and facilitating overall mission accomplishment in the war against terrorism. The study has much to offer planners and executors of operations to occupy and reconstruct Iraq, but also has many insights that will apply to achieving strategic objectives in any conflict after hostilities are concluded. The current war against terrorism has highlighted the danger posed by failed and struggling states. If this nation and its coalition partners decide to undertake the mission to remove Saddam Hussein, they will also have to be prepared to dedicate considerable time, manpower, and money to the effort to reconstruct Iraq after the fighting is over. Otherwise, the success of military operations will be ephemeral, and the problems they were designed to eliminate could return or be replaced by new and more virulent difficulties.

Peacebuilding in the Pacific: The Australian Military Experience

The Australian Defence Force (ADF) is currently involved in peacebuilding operations in Timor-Leste and Solomon Islands; Australian government agencies remain engaged in reconstruction in post-conflict Bougainville (Papua New Guinea). Peacebuilding has been and will remain a major task for the ADF in the Pacific, as part of a larger governmental and aid response. The wider context for these commitments is the view that state incapacity or even failure is in prospect in parts of Australia’s immediate Pacific region. The causes of state failure include lack of a diversified economy, a dependence on exports of natural resources, a rapidly growing population, and poor education levels; a number of Pacific countries exhibit these characteristics. The conflict on Bougainville has been the most intractable in which Australian forces have been involved. The formation of Peace Monitoring Groups (largely composed of ADF personnel, but unarmed) engaged in weapons destruction, building trust and encouraging the eventual realisation of local autonomy was a major contribution to the peace process. The ADF experience of Timor-Leste dates from INTERFET. The need to redeploy peacekeeping troops in 2006 demonstrated that the existing peacebuilding program focused especially on security sector reform, while positive was still too narrow to address governance incapacity problems. From 2003 ADF elements have been central to the RAMSI reconstruction program in Solomon Islands. Though violence has largely been eradicated, the political crisis of 2006 demonstrated the need for the closest cooperation with the host government. These regional case studies show that peacebuilding is a complex task which requires engagement across all of the institutions of order and governance as well as with the wider society. Security sector reform remains a crucial area of peacebuilding in which military forces are inextricably involved. However, effective security reform depends ultimately upon the existence of governments that welcome, support, and own such reform.

Transferring Provinces to Iraqi Control: The Reality and the Risks

The victories that Iraqi and Coalition forces have won to date may have largely dealt with the “win” aspects of a “win, hold, and build” strategy, but this is only part of the story. The future of Iraq’s security forces, and Iraq’s future security and stability, will depend on how well the force development effort is supported by political accommodation and effective governance at the national, province, and local level. Progress here is necessary not only to consolidate the gains made against AQI and the JAM, but it is critical to both avoiding new forms of sectarian and ethnic conflict, and to giving the ISF the mix of civilian partners that allows Iraq to “build and hold”as well as to win. Conditions-based US withdrawals need to be tied to these developments as well as to the progress in developing the Iraqi security forces.

The Role of Women in Stabilization and Reconstruction

It is widely recognized that women and young people are primary victims of conflict. During war, women are displaced, subjected to sexual violence and HIV/AIDS by fighting forces, and assume the caretaking role for children and the elderly. They are vulnerable to exploitation, abuse, sexual slavery, disease, and forced recruitment into armed groups. Yet as the survivors of violent conflict, women also bear the burden of reconstruction. They return to destroyed communities and begin the process of rebuilding infrastructure; restoring and developing traditions, laws, and customs; and repairing relationships. In government and through civil society, women worldwide are contributing to all pillars of stabilization and reconstruction operations: security, governance, justice and reconciliation, and socioeconomic development. Indeed, their leadership in the transition period can serve as a window of opportunity to empower women, promote gender equality, advance women’s position in society, and bring wider benefits to many elements of society. A growing body of research has shown that capitalizing on the activities of women peacebuilders not only advances women’s rights, but leads to more effective programs and, ultimately, to a more sustainable peace.

Rethinking Post-war Security Promotion

The intensity and complexity of post-war violence routinely exceeds expectations. Many development and security specialists fear that, if left unchecked, mutating violence can potentially tip ‘fragile’ societies back into war. An array of ‘conventional’ security promotion activities are regularly advanced to prevent this from happening, including disarmament, demobilization and reintegration (DDR) and other forms of security sector reform (SSR). Meanwhile, a host of less widely recognised examples of security promotion activities are emerging that deviate from – and also potentially reinforce – DDR and SSR. Innovation and experimentation by mediators and practitioners has yielded a range of promising activities designed to mitigate the risks and symptoms of post-war violence including interim stabilisation measures and second generation security promotion interventions. Drawing on original evidence, this article considers a number of critical determinants of post-war violence that potentially shape the character and effectiveness of security promotion on the ground. It then issues a typology of security promotion practices occurring before, during and after more conventional interventions such as DDR and SSR. Taken together, the identification of alternative approaches to security promotion implies a challenging new research agenda for the growing field of security and development.

Conclusion: From Iron Fist to Invisible Hand – Peace Operations, Organized Crime and Intelligent International Law Enforcement

This conclusion reviews the Special Issue’s perspective on organized crime as both potential ‘enemy’ and ‘ally’ of peace processes. The social and economic power wielded by organized crime is highlighted, pointing to the role that peace operations play as an intervening variable between individuals/communities and the environments in which they operate. Peace operations use a range of tactics, from coercion to co-option, working with or against organized crime. However, these tactics will only be successful if they are framed within a coherent strategy, which may pursue either containment or transformation- or seek to combine them- through a phased transitional strategy. Peace operations should be a key component in a broad strategy of intelligent international law enforcement.

Introduction: Rethinking the Relationship Between Peace Operations and Organized Crime

Peace operations are increasingly on the front line in the international community’s fight against organized crime. In venues as diverse as Afghanistan, the Balkans, Haiti, Iraq and West Africa, multiple international interventions have struggled with a variety of protection rackets, corruption and trafficking in a wide range of licit and illicit commodities: guns, drugs, oil, cars, diamonds, timber – and human beings. This introduction to the Special Issue on peace operations and organized crime discusses the concept of ‘organized crime’ as a label, and suggests ways of differentiating organized crime groups on the basis of their social governance roles, resources and strategies towards authority structures – such as peace operations.

Winning Haiti’s Protection Competition: Organized Crime and Peace Operations Past, Present and Future

This article draws lessons from the experiences of international involvement in Haiti from 1990 to the present day. It argues that if the model of liberal, responsible government championed by the international community is to provide a resolution to the ongoing violence and instability in Haiti, then Haitian society will first have to be wooed away from coercive ‘protection’ by local and transnational organized crime. However, it argues that peace operations as they are currently conceived and deployed are ill-equipped for this task, given their limited territorial ambit and traditional focus on military response rather than political economy. However, the article concludes that experiences in Haiti may also offer lessons about how peace operations could win ‘protection competitions’ by serving as the leading edge of a unified international strategy for the transformation of local political economies.

Commercial Security in Humanitarian and Post-Conflict Settings: An Exploratory Study

Commercial security is increasingly present in humanitarian and post-conflict settings. The UN has even considered using commercial security to solve peacekeeping shortfalls. Yet using commercial security in these settings raises difficult ethical, operational and strategic questions. This exploratory study begins to describe the decentralized, ad hoc use of commercial security in these settings, in an attempt to provoke the further research and discussion needed before these questions can be adequately answered. The study involved forty-four interviews with senior officials, describing their organizations’ relations with commercial security providers. It deals with a wide variety of users and providers, while highlighting common themes and previously obscured fault lines.

(Dis)integration, Incoherence and Complexity in UN Post-conflict Interventions

The UN has developed a series of internal ‘integration reforms’ that aim to increase its capacity to integrate its post-conflict efforts through a single coherent strategy, and ultimately to support sustainable war-to-peace transitions. This article argues that these reforms could be redesigned to take into account the causes of the (dis)integration, incoherence and complexity of UN post-conflict interventions, to make them more comprehensive and more realistic. While some degree of both strategic coherence and operational integration may be necessary to improve the effectiveness of UN post-conflict interventions, these are inadequate without an increased conflict-sensitivity in each UN entity involved in post-conflict interventions. For the whole to be greater than the sum of the parts, the parts must make a significant contribution to the whole.

Building States to Build Peace

There is increasing consensus among scholars and policy analysts that successful peacebuilding can occur only in the context of capable state institutions. But how can legitimate and sustainable states best be established in the aftermath of civil wars? And what role should international actors play in supporting the vital process? Addressing these questions, this state-of-the-art volume explores the core challenges involved in institutionalizing postconflict states. The combination of thematic chapters and in-depth case studies covers the full range of the most vexing and diverse problems confronting domestic and international actors seeking to build states while building peace. Case studies include: Somalia, Palestine, Bosnia, East Timor / Timor-Leste, Afghanistan, Liberia

Constructing Justice and Security After War

This book addresses what both scholars and practitioners now recognize as a foundation of effective peace: effective, legitimate, and rights-respecting systems of justice and physical security. This volume provides nine case studies by distinguished contributors, including scholars, criminal justice practitioners, and former senior officials of international missions, most of whom have closely followed or been intimately involved in these processes. The wide-ranging case studies address whether and how societies emerging from armed conflict create systems of justice and security that ensure basic rights, apply the law effectively and impartially, and enjoy popular support. The studies examine the importance of social, economic, and cultural factors as well as institutional choices regarging the form, substance, and sequence of reforms. Cases include: El Salvador, Haiti, Guatemala, South Africa, Rwanda, Bosnia, Kosovo, East Timor / Timor Leste. Additional Topic: Gender.

Disarming Somalia: Lessons in Stabilisation From a Collapsed State

International efforts to resolve the Somali crisis have foundered on one central paradox: the restoration of state institutions is both an apparent solution to the conflict and its most important underlying cause. Somalis tend to approach disarmament and demobilisation-two central pillars of the ‘state-building’ process-with the fundamental question: who is disarming whom? If the answer threatens to entrench unbalanced and unstable power relations, then it may also exacerbate and prolong the conflict. In this paper, the authors examine disarmament and demobilisation initiatives from southern Somalia, Puntland and Somaliland. In southern Somalia, externally-driven disarmament and demobilisation initiatives in support of successive interim ‘governments’ have been widely viewed with suspicion and alarm. In Somaliland and Puntland, Somali-led, locally owned efforts have achieved a degree of success that can be instructive elsewhere. The authors conclude that conventional international approaches to ‘state-building’ in Somalia must be reassessedâ-notably that security sector issues must be treated not as a purely ‘technical’ issue, but as an integral part of the political process.

Iraq: Preventing a New Generation of Conflict

This book seeks to move the debate on Iraq toward a consideration of how Iraqis, with the help of the international community, can build an inclusive and enduring social contract amongst themselves. The volume analyses the drivers of conflict and outlines the requirements – and obstacles in the way – of a successful peace-building enterprise in a country that has endured domestic upheavals, but also generated threats to international peace and security, for more than a generation. The authors argue that a downward spiral of violence and possible state collapse can be avoided – but that much needs to be done to achieve these aims.

Building Peace After War

Author addresses the widespread practice of intervention by outside actors aimed at building ‘sustainable peace’ within societies ravaged by war, examining the record of interventions from Cambodia in the early 1990s to contemporary efforts in Afghanistan and the Democratic Republic of the Congo. The book analyses the nature of the modern peacebuilding environment, in particular the historical and psychological conditions that shape it, and addresses the key tasks faced by outside forces in the early and ciritical ‘post-conflict’ phase of an intervention.

The West and Contemporary Peace Operations

In recent years, senior UN officials have raised concerns about the decline of Western contributions to UN peace operations. Although this is a worrying trend for supporters of the UN, it does not mean that the West is playing a smaller role in peace operations per se. Instead, the West has increased its contribution to `hybrid’ peace operations and missions that take place outside of the UN system. This article examines the West’s contribution to both UN and non-UN peace operations since the Brahimi Report and assesses whether its contribution has markedly changed and what impact any changes have had on international peace and security. It proceeds in three sections. The first provides a historical overview of the West’s ambivalent relationship with UN peace operations since 1948. The second analyses the West’s contribution to UN, hybrid and non-UN peace operations. The final section explores what Western policies mean for international peace and security by assessing their impact on the UN’s authority, the extent to which they save lives and their contribution to building stable peace. The article concludes that while in the short term the West’s willingness to participate in hybrid operations displays a commitment to finding pragmatic solutions to some difficult problems, over the longer term this approach may weaken the UN’s ability to maintain international peace and security.

A New Course for Pakistan

During a two week research trip to Pakistan in mid-April 2008, the PCR team interviewed more than 200 Pakistanis and several dozen expatriates in Islamabad, Rawalpindi, Lahore, Peshawar, Attock, Quetta and Karachi. The team met with the newly elected leadership, former generals, journalists, economists, nationalist leaders, trade unionists, diplomats, university professors, bloggers, ulema, aid workers, security analysts, leaders of the lawyers’ movement, and students at an elementary school, a madrassa, an Afghan refugee primary school, and a university.

From Cape to Congo: Southern Africa’s Evolving Security Challenges

From the ongoing war in Angola, to sporadic instability in Zimbabwe and Lesotho, to the conflict in the Congo, to issues of land reform and the ravages of AIDS, Southern Africa faces varied and complex threats to its peace and security. The authors of the volume assess the region’s major security challenges, as well as the roles of local, regional, and external actors managing them. Their theoretically informed – but practical – approach encompasses the political, economic, and military arenas.

Multi-layered Justice and Security Delivery in Post-conflict and Fragile States

This paper examines the value of an alternative approach to SSR policy, namely a multi-layered one in post-conflict and fragile state environments. It begins by arguing that there is a state-centric bias in current SSR policy and practice. This contradicts development principles of a ‘people-centred, locally owned’ approach in post-conflict and fragile state contexts. The SSR’s state-centric approach rests upon two fallacies: that the post-conflict and fragile state is capable of delivering justice and security; and that it is the main actor in security and justice. The paper goes on to present the outline of a multi-layered strategy. This addresses the issue of who is actually providing justice and security in post-conflict and fragile states. The paper continues by describing the accountability mechanisms that could be pursued by SSR programmes in support of this approach. The conclusion is that the advantage of the multi-layered approach is that it is based not on the state’s capacity, but on the quality and efficacy of the services received by the end user, regardless of who delivers that service.

The African Post-conflict Policing Agenda in Sierra Leone

This article examines policing in Sierra Leone four years after the civil war. It evaluates the achievements in the area of policing against the major policing challenges in African post-conflict societies. These are recruitment and (re)training of a civilian force; establishing an organizational culture that is accountable and responsive to citizen concerns; organizational rebuilding and re-equipment; utilizing the resources of commercial and community organized policing; and establishing a sustainable basis. The research finds that for all the positive achievements, the fact remains that the government of Sierra Leone still does not exert effective control over, nor is it able to deliver state policing services to, significant parts of its own territory. The 7,000 active police officers are too small in number and too limited in resources to provide all Sierra Leone’s citizens with a service that protects them from crime and investigates crime. Its fundamental weaknesses mean that post-conflict internal security programmes may have to look again at others who currently authorize and provide policing. It may be that some community led policing groups can be harnessed and if necessary reformed to assist the police in establishing the rule of law.

Contractors on the ‘Battlefield:’ Providing Adequate Protection, Anti-Terrorism Training, and Personnel Recovery for Civilian Contractors Accompanying the Military in Combat and Contigency Operations

Providing adequate protection, antiterrorism (AT) training and, if necessary, personnel recovery for civilian contractors deployed to support U.S. military operations presents significant legal and policy challenges that both the military and civilian contractor companies have yet to fully appreciate, let alone properly institutionalize. In tandem with identifying the legal and policy considerations associated with these issues, this article will also address the matter of civil liability to the parent contracting company should it fail to provide adequate protection, or appropriate AT training, or both, to their civilian employees serving overseas in hostile environments. Due to federally imposed personnel limitations for the armed forces and the need for specialized skills in the modern high-tech military, hundreds of activities once performed by the military are now privatized and outsourced to thousands of civilian contractors. One of the consequences of the global War on Terror is that American and coalition contractors–particularly in Iraq and Afghanistan –are increasingly subjected to kidnappings, torture, and murder by terrorists, criminal elements, and other insurgency forces. Therefore, it is imperative that issues of force protection, AT training, and personnel recovery be fully delineated and the related legal contours be more clearly defined.