NATO’s Transformation Gaps: Transatlantic Differences and the War in Afghanistan

The North Atlantic Treaty Organization (NATO) has since the turn of the new century experienced a double transformation gap: between global and regionally oriented allies and between allies emulating new military practices defined by the United States and allies resisting radical change. This article takes stock of these gaps in light of a decade’s worth of collective and national adjustments and in light of counter-insurgency lessons provided by Afghanistan. It argues first of all that the latter transatlantic gap is receding in importance because the United States has adjusted its transformation approach and because some European allies have significantly invested in technological, doctrinal, and organizational reform. The other transformation gap is deepening, however, pitching battle-hardened and expeditionary allies against allies focused on regional tasks of stabilization and deterrence. There is a definite potential for broad transformation, our survey of officers’ opinion shows, but NATO’s official approach to transformation, being broad and vague, provides neither political nor military guidance. If NATO is to move forward and bridge the gap, it must clarify the lessons of Afghanistan and embed them in its new Strategic Concept.

Improving in War: Military Adaptation and the British in Helmand Province, Afghanistan, 2006–2009

War disciplines militaries: it forces them to refine, and sometimes revise, their tactics, techniques and technologies, or risk defeat in battle. Yet there is no theory of how militaries improve in war. This article develops a theory of military adaptation, which it applies to an analysis of the British campaign in Helmand from 2006 to 2009. Drawing on a wealth of primary sources (military plans, post operation reports and interviews), it shows how British brigades adapted different ways of using combat power to try and defeat the Taliban from 2006-07, and how from late 2007, British brigades have adapted a new population-centric approach that has focused more on influence operations and non-kinetic activities.

Securing Afghanistan. Getting on Track

New USIP report, “Securing Afghanistan,” strengthens case for urgent, sustainable reforms. This first-ever comprehensive analysis of international security assistance shows many donors have not met their Afghan commitments. A lack of focus on long-term sustainability, an inability to map the entirety of donor nations’ security assistance programs and the subsequent failure on the part of the international community to understand precisely what is needed in Afghanistan are among the leading reasons why international stabilization efforts in the country have not been more successful over the last seven years, says the new report.
This Working Paper examines the security environment in Afghanistan, assesses the programs put in place to address these threats, identifies existing gaps, and offers possible solutions. The report was vetted by top experts on Afghanistan in an extensive review process.More than seven years after U.S. forces entered Afghanistan, important gains made in bringing stability and democracy to Afghanistan are imperiled. While there have been some positive developments in such areas as economic growth, the Taliban and other insurgent groups have gained some ground in the country and in neighboring Pakistan, the drug trade remains a significant problem, and corruption has worsened in the Afghan government. According to United Nations data, insurgent incidents have increased every year since the 2001 overthrow of the Taliban regime. The situation in parts of Afghanistan’s south and east is particularly concerning because of the twin menace of insurgent and criminal activity. Despite these challenges, the insurgency remains deeply fractured among a range of groups, and most have little support among the Afghan population. This presents an opportunity for Afghans and the international community to turn the situation around.

Post-war reconstruction, policy transfer and the World Bank: the case of Afghanistan’s National Solidarity Programme

This article investigates the role of the World Bank as an agent of international policy transfer in post-war reconstruction and development. A heuristic method which integrates policy transfer network theory, participant observation and implementation analysis is developed and then used to map the process of policy-oriented learning underpinning the emergence and development of the Islamic Republic of Afghanistan’s National Solidarity Programme (NSP). Drawing on the findings of a mid-term evaluation conducted by the authors for the World Bank it reveals that initial World Bank funding of the NSP was opportunistic; a voluntary form of policy transfer emerged from a cohesive policy transfer network which mainly drew lessons from the Kecamatan Development Project (KDP) in Indonesia, leading to the development of a culturally insensitive model of community-driven development; but due to the technocratic expertise of key indigenous actors and the technical support of facilitating partners, these elements of the programme were successfully mitigated during operational delivery. It concludes that ‘Rational’ lesson-drawing which avoids the ‘learning paradox’ – learning that leads to inappropriate transfer – can be successful. In other words, lesson-drawing can be a progressive learning activity, but only if the programme is culturally assimilated through comprehensive evaluation and piloting, builds on existing organisational strengths and is transferred by high-quality indigenous knowledge elites. Local solutions must be found to local problems which deliver public value in terms of direct social or economic benefits to the citizenry. Indeed, although development outcomes have been less than impressive, the NSP has delivered significant gains to the Afghan people with regard to institution-building and social solidarity at the national and community levels.

Lessons from Helmand, Afghanistan: what now for British counterinsurgency?

This article analyses the conduct of British operations in Helmand between 2006 and 2010 and discusses the implications for the legacy and future of British counterinsurgency. A number of lessons stand out: first, competence in the field of counterinsurgency is neither natural nor innate through regimental tradition or historical experience. The slow adaptation in Helmand—despite the opportunity to allow the Basra experience to be a leading example of the need for serious changes in training and mindset—is an indication that the expertise British forces developed in past operations is but a distant folktale within the British Armed Forces. Substantially changed training, painful relearning of counterinsurgency principles and changed mindsets are therefore necessary to avoid repeated early failures in the future. Moreover, despite eventually adapting tactically to the situation and task in Helmand, the British Armed Forces proved inadequate in dealing with the task assigned to them for two key reasons. First, the resources of the British military are simply too small for dealing with large-scale complex engagements such as those in Helmand or southern Iraq. Second, the over-arching comprehensive approach, and especially the civilian lines of operations that underpinned Britain’s historical successes with counterinsurgency, are today missing.

Afghanistan: Guidelines for a Peace Process

The overarching Western objective in Afghanistan should be to prevent that country from becoming not just a haven for transnational terrorists, but a terrorist ally as well. That was the situation prior to 9/11 and it would be so again if the Taliban returned to power with al-Qaeda backing. NATO can prevent this indefinitely as long as it is willing to commit significant military and economic resources to a counter-insurgency effort. It cannot eliminate the threat, however, as long as the Afghan insurgents enjoy sanctuary in and support from Pakistan. Alternatively, this objective could be achieved if the Taliban could be persuaded to cut its ties to al-Qaeda and end its insurgency in exchange for some role in Afghan governance short of total control.

The Soviet experience in Afghanistan: lessons to be learned?

This article examines the experience of the Soviet army’s occupation of Afghanistan from 1979 to 1989. It draws heavily on the report of the Russian General Staff, which gives a unique insight into the Soviet–Afghan war by senior Russian officers, many of whom served in Afghanistan. The author then places this analysis in the broader geopolitical context of Soviet expansionism from the early 1970s to the mid 1980s. And the author proceeds to ask: Did Afghanistan account for the demise of the USSR? Finally, the issue of whether there are parallels with the failure of the Soviet Union’s invasion and the current problems facing the USA in Afghanistan is examined.

Campaign disconnect: operational progress and strategic obstacles in Afghanistan, 2009–2011

Success in war depends on alignment between operations and strategy. Commonly, such alignment takes time as civilian and military leaders assess the effectiveness of operations and adjust them to ensure that strategic objectives are achieved. This article assesses prospects for the US-led campaign in Afghanistan. Drawing on extensive field research, the authors find that significant progress has been made at the operational level in four key areas: the approach to counterinsurgency operations, development of Afghan security forces, growth of Afghan sub-national governance and military momentum on the ground. However, the situation is bleak at the strategic level. The article identifies three strategic obstacles to campaign success: corruption in Afghan national government, war-weariness in NATO countries and insurgent safe havens in Pakistan. These strategic problems require political developments that are beyond the capabilities of the International Security Assistance Force (ISAF). In other words, further progress at the operational level will not bring ‘victory’. It concludes, therefore, that there is an operational-strategic disconnect at the heart of the ISAF campaign.

‘Getting COIN’ at the Tactical Level in Afghanistan: Reassessing Counter-Insurgency Adaptation in the British Army

This article reassesses the extent to which the British Army has been able to adapt to the counter-insurgency campaign in Helmand Province, Afghanistan. While adopting Farrell’s definition of bottom-up military adaptation, this article contends that the task force/brigade level of analysis adopted by Farrell and Farrell and Gordon has led them to overstate the degree to which innovation arising from processes of bottom-up adaptation has actually ensued. Drawing on lower level tactical unit interviews and other data, this article demonstrates how units have been unable or unwilling to execute non-kinetic population-centric operations due to their lack of understanding of the principles of counter-insurgency warfare.

Lessons from USDA in Iraq and Afghanistan

I n July 2009, the Center for Complex Operations (CCO) facilitated a workshop sponsored by the U.S. Department of Agriculture (USDA) to capture the experiences of USDA agricultural advisors deployed to ministries and Provincial Reconstruction Teams (PRTs) in Iraq and Afghanistan. The discussions yielded numerous individual observations, insights, and potential lessons from the work of these advisors on PRTs in these countries. This article presents a broad overview of the challenges identified by the conference participants and highlights key recommendations generated as a result of suggestions and comments made at the workshop. The workshop was intended to capture insights and lessons from the !eld to develop recommendations for improvements in PRT operations, with a particular focus on agricultural development. The 30 participants came from a broad spectrum of USDA: the National Resources Conservation Service, Food Safety and Inspection Service, Farm and Foreign Agricultural Services, Animal and Plant Health Inspection Service, Agricultural Marketing Service, and the Grain Inspection, Packers, and Stockyards Administration. To focus the agenda, CCO and USDA designed a preworkshop survey administered to the 30 USDA returnees (22 from Iraq and 8 from Afghanistan). After receiving 24 responses, CCO and USDA used the results to develop an agenda built around facilitated group discussions in four areas: doctrine and guidance, civil-military cooperation and command and control relationships, projects and their impact on the host nation, and administrative issues.

Do Counterterrorism and Counterinsurgency Go Together?

One of the underlying assumptions of the contemporary debate over Afghanistan is that counterterrorism objectives can be achieved through counterinsurgency methods. The recent decision by President Barack Obama to deploy 30,000 extra troops to Afghanistan is premised on the idea that to disrupt Al Qaeda and prevent it from forming training camps in Afghanistan it will be necessary to first reverse the momentum of the Taleban insurgency. This approach—which places the US and UK on the offensive to disrupt terrorist plots before they arrive on their shores—assumes that the threats from Al Qaeda and the Taleban are intertwined and thus the strategy of response must seamlessly comprise elements of counterterrorism and counterinsurgency. In fact, counterterrorism and counterinsurgency are very different—often contradictory—models of warfare, each with its own associated assumptions regarding the role of force, the importance of winning support among the local population, and the necessity of building strong and representative government. Rather than being mutually reinforcing, they may impose tradeoffs on each other, as counterterrorism activities may blunt the effectiveness of counterinsurgency approaches and vice versa. The last four years in Afghanistan provide evidence that when employed in the same theatre counterterrorism and counterinsurgency strategies can offset one another. To be in a position to begin the withdrawal of US troops before July 2011, the Obama administration will need to find a way to manage the tradeoffs between its counterterrorism and counterinsurgency strategies in Afghanistan.

Do Working Men Rebel? Insurgency and Unemployment in Afghanistan, Iraq, and the Philippines

Most aid spending by governments seeking to rebuild social and political order is based on an opportunity-cost theory of distracting potential recruits. The logic is that gainfully employed young men are less likely to participate in political violence, implying a positive correlation between unemployment and violence in locations with active insurgencies. The authors test that prediction in Afghanistan, Iraq, and the Philippines, using survey data on unemployment and two newly available measures of insurgency: (1) attacks against government and allied forces and (2) violence that kill civilians. Contrary to the opportunity-cost theory, the data emphatically reject a positive correlation between unemployment and attacks against government and allied forces (p < .05 percent). There is no significant relationship between unemployment and the rate of insurgent attacks that kill civilians. The authors identify several potential explanations, introducing the notion of insurgent precision to adjudicate between the possibilities that predation on one hand, and security measures and information costs on the other, account for the negative correlation between unemployment and violence in these three conflicts.

Winning Hearts and Minds through Development: Evidence from a Field Experiment in Afghanistan

In countries affected by insurgencies, development programs may potentially reduce violence by improving economic outcomes and increasing popular support for the government. In this paper, we test the efficacy of this approach through a large-scale randomized controlled trial of the largest development program in Afghanistan at the height of the Taliban insurgency. We find that the program generally improved economic outcomes, increased support for the government, and reduced insurgent violence. However, in areas close to the Pakistani border, the program did not increase support for the government and actually increased insurgent violence. This heterogeneity in treatment effects appears to be due to differences between districts in the degree of infiltration by external insurgents, who are not reliant on the local population for support. The results suggest that while development programs can quell locally-based insurgencies, such programs may be counterproductive when implemented in areas where insurgents are not embedded in the local population.

Peace-building and the predatory political economy of insecurity: evidence from Cambodia, East Timor and Afghanistan

International peace-building interventions in post-conflict countries are intended to transform the socio-political context that led to violence and thereby build a stable and lasting peace. Yet the UN’s transitional governance approach to peace-building is ill-suited to the challenge of dealing with the predatory political economy of insecurity that often emerges in post-conflict societies. Evidence from peace-building attempts in Cambodia, East Timor and Afghanistan illustrates that the political economy incentives facing domestic elites in an environment of low credibility and weak institutionalisation lead to a cycle of patronage generation and distribution that undermine legitimate and effective governance. As a result, post-conflict countries are left vulnerable to renewed conflict and persistent insecurity. International interventions can only craft lasting peace by understanding the political economy of conflict persistence and the potential policy levers for altering, rather than perpetuating, those dynamics.

Karzai’s curse – legitimacy as stability in Afghanistan and other post-conflict environments

Post-conflict reconstruction and stabilisation have focused upon the establishment of both strong states capable of maintaining stability and various forms of ‘Good Governance’. However, both presume the development of substantial security sectors and highly functioning administrative systems within unrealistically brief periods of time. The failure to meet such inflated expectations commonly results in the disillusionment of both the local populations and the international community, and, hence, increased state fragility and decreased aid financing and effectiveness. As such the authors re-frame the basic question by asking how stabilisation can be achieved in spite of weak state institutions during reconstruction processes. Based upon extensive field research in Afghanistan and other conflict-affected contexts, the authors propose a model of post-conflict stabilisation focused primarily on the attainment of legitimacy by state institutions. Finally, the authors examine how legitimacy-oriented stabilisation and reconstruction will benefit from emerging models of ‘collaborative governance’ which will allow international interventions, through consociational relationships with fragile states and civil society, to bolster rather than undermine political legitimacy.

Post-conflict security sector and public finance management : lessons from Afghanistan

In recent years, international organizations have concluded that standard principles of Public Finance Management (PFM) are equally applicable to all areas of the national budget, including the security sector. In many cases long-term external assistance may be required for the security sector, generating severe trade-offs with other priority sectors which also require long-term external support. Overcoming the legacy of a fiscally unsustainable and poorly managed security sector calls for full application of PFM principles to support the establishment of checks and balances required to establish a wholly accountable security sector. The recent World Bank PFM review of Afghanistan, perhaps the first example of such a review, provides a number of lessons, summarized in this note. Some of these include: security in post-conflict situations is a key condition for a return to political normalcy and conversely, development is also needed for security; PFM practices can take into consideration the most complex and confidential issues without undermining the application of the fundamental principles of accountability to elected civil authorities; and reviewing security reform through a PFM lens reduces risks and costs to both the country concerned and donors.

Financing and Aid Management Arrangements in Post-Conflict Settings

This note, summarizing the analysis and recommendations of an upcoming CPR Working Paper of the same title, looks at issues related to financing modalities and aid management arrangements in post-conflict situations. It makes a number of recommendations based on a review of several recent case studies, of which four are assessed in detail: West Bank and Gaza, Bosnia and Herzegovina, East Timor, and Afghanistan. It focuses on the lessons of experience on multi-donor trust funds and on the recipient government’s aid management architecture in post-conflict settings. This paper is concerned with the specific issues of financing modalities and aid management arrangements in post-conflict situations, and advances a number of recommendations on the basis of a review of several recent cases, among which four are assessed in detail: West Bank and Gaza, Bosnia and Herzegovina, East Timor (Timor-Leste) and Afghanistan. While generally applicable recommendations do emerge from the review, the most important recommendation is to tailor the design and sequencing of financing and aid coordination to the circumstances of the specific case.

The Iraqi and AQI Roles in the Sunni Awakening

After the coalition forces invaded Iraq in 2003, Sunnis revolted against the idea of de-Sunnifying Iraq. Partnering with the United States in 2006 was mainly an attempt to recoup Sunni losses once the United States had seemingly changed its position in their regard. This happened as the Sunni community increasingly saw al Qaeda and Iran as bigger threats than the U.S. occupation. The Sunni Awakening had two main parts: the Anbar Awakening and the Awakening councils, or the Sons of Iraq program. The Anbar Awakening was an Iraqi grassroots initiative supported by the United States and paid for by the Iraqi government. The Sons of Iraq program was a U.S.-led and -funded initiative to spread the success of the Anbar Awakening into other Sunni areas, particularly heterogeneous areas, and was not fully supported by the Iraqi government. If not for al Qaeda’s murder and intimidation campaign on Sunnis, and its tactic of creating a sectarian war, the Anbar Awakening—a fundamental factor in the success of the 2007 surge—most probably would not have occurred, and it would have been difficult for the United States in 2006 to convince Sunnis to partner with them in a fight against al Qaeda.

Contractors on the ‘Battlefield:’ Providing Adequate Protection, Anti-Terrorism Training, and Personnel Recovery for Civilian Contractors Accompanying the Military in Combat and Contigency Operations

Along with identifying the legal and policy considerations associated with these issues, this Article addresses civil liability to the parent contracting company should it fail to provide adequate protection, or appropriate AT training, or both, to their civilian employees serving overseas in hostile environments. Providing adequate protection, antiterrorism (AT) training and, if necessary, personnel recovery for civilian contractors deployed to support U.S. military operations presents significant legal and policy challenges that both the military and civilian contractor companies have yet to fully appreciate, let alone properly institutionalize. One of the consequences of the global War on Terror is that American and coalition contractors are increasingly subjected to kidnappings, torture, and murder by terrorists, criminal elements, and other insurgency forces. Without question, civilian contractors will continue to be integral participants in the ongoing War on Terror. Therefore, it is imperative that issues of force protection, AT training, and personnel recovery be fully delineated and the related legal contours be more clearly defined.

The Dilemmas of Statebuilding: Confronting the Contradictions of Postwar Peace Operations

This book explores the contradictions that emerge in international statebuilding efforts in war-torn societies.  Since the end of the Cold War, more than 20 major peace operations have been deployed to countries emerging from internal conflicts.  This book argues that international efforts to construct effective, legitimate governmental structures in these countries are necessary but fraught with contradictions and vexing dilemmas.  Drawing on the latest scholarly research on postwar peace operations, the volume: adresses cutting-edge issues of statebuilding including coordination, local ownership, security, elections, constitution making, and delivery of development aid; features contributions by leading and up-and-coming scholars; provides empirical case studies including Afghanistan, Cambodia, Croatia, Kosovo, Liberia, Sierra Leone, South Africa, and others; presents policy-relevant findings of use to students and policy makers alike.

Security Sector Reform and Post-Conflict Peacebuilding

Military and police forces play a crucial role in the long-term success of political, economic and cultural rebuilding efforts in post-conflict societies.  Yet, while charged with the long-term task of providing a security environment conducive to rebuilding wartorn societies, internal security structures tend to lack civilian and democratic control, internal cohesion and effectiveness, and public credibility.  This book draws upon the experiences and analyses of an international group of academics and practitioners, many of whom have direct experiences with SSR programmes.  They examine the role of external actors, as well as their interactions, in meeting the challenge of sustainable post-conflict SSR.  A wide variety of case studies from Europe, Africa, Asia and Latin America put these discussions into regional and global contexts.  Case countries include: Macedonia, Bosnia, Russia, Georgia, Northern Ireland, El Salvador, Guatemala, Colombia, Chile, Haiti, Cambodia, East Timor, Afghanistan.

Between War and Peace: Exploring the Constitutionality of Subjecting Private Civilian Contractors to the Uniform Code of Military Justice during ‘Contingency Operations

In the context of the Global War on Terrorism and modern counterinsurgency operations, the Department of Defense and other agencies within the U.S. government utilize an unprecedented number of private contractors to support missions in Iraq and Afghanistan.These contractors are vital to counterinsurgency efforts because they augment force limitations by performing services ranging from logistics support to security functions. However, unlike members of the Armed Forces who are “accountable under [the Uniform Code of Military Justice] wherever they are located,”  private security contractors fall into “legal ‘gray areas”’ between host-nation laws, domestic criminal laws, and international laws such as the Geneva Convention.  As civilians, they would normally be subject to host-nation laws. In Iraq and Afghanistan, however, contractors are expressly protected by agreements providing immunity from prosecution in the local jurisdiction.  In addition, although Congress passed the Military Extraterritorial Jurisdiction Act (“MEJA”) to hold civilians accountable under domestic criminal laws, MEJA has not been widely utilized due to significant resource limitations. Finally, contractors do not “fit the formal definition of mercenaries” and are thus “undefined by international law.” While perhaps well intended, section 552 raises many questions. One of the most important questions concerns the constitutionality of section 552. On one hand, numerous federal court decisions have upheld military convictions of civilians accompanying the force during times of declared war. On the other hand, the Supreme Court has declared that subjecting civilians to the UCMJ in peacetime is unconstitutional.  As such, the question of whether the UCMJ can be constitutionally applied to civilian contractors during contingency operations, which fall between war and peace, remains unanswered. This Recent Development will argue that, although there are significant due process barriers to constitutionality, these concerns do not completely rule out the possibility of applying the UCMJ to civilian contractors accompanying the force in contingency operations.

Afghanistan’s 2007 Environment Law

In January 2007, the final version of the Environment Law came into force. The Law, which has been approved by the National Assembly, is based on international standards which recognize the current state of Afghanistan’s environment while laying a framework for the progressive improvement of governance, leading ultimately to effective environmental management. It is now binding on both the government and the people of Afghanistan.

The purpose of this brochure is to give the Afghan people, and other interested persons, a basic overview as to why and how the Law was developed, and the implications of the Law for the ordinary person and the government. This brochure should therefore be read in conjunction with the Law itself (see Official Gazette No. 912, dated 25 January 2007).

Diaspora Communities and Civil Conflict Transformation

This working paper deals with the nexus of diaspora communities living in European host countries, specifically in Germany, and the transformation of protracted violent conflicts in a number of home countries, including Sri Lanka, Cyprus, Somalia and Afghanistan. Firstly, the political and social role and importance of diaspora communities vis-à-vis their home and host countries is discussed, given the fact that the majority of immigrants to Germany, as well as to many other European countries, over the last ten years have come from countries with protracted civil wars and have thus had to apply for refugee or asylum status. One guiding question, then, is to what extent these groups can contribute politically and economically to supporting conflict transformation in their countries of origin. Secondly, the role and potentials of diaspora communities originating from countries with protracted violent conflicts for fostering conflict transformation activities are outlined. Thirdly, the current conflict situation in Sri Lanka is analyzed and a detailed overview of the structures and key organizations of the Tamil and Sinhalese diaspora worldwide is given. The structural potentials and levels for constructive intervention for working on conflict in Sri Lanka through the diasporas are then described. Fourthly, the socio-political roles of diaspora communities originating from Cyprus, Palestine, Somalia and Afghanistan for peacebuilding and rehabilitation in their home countries are discussed. The article finishes by drawing two conclusions. Firstly, it recommends the further development of domestic migration policies in Europe in light of current global challenges. Secondly, it points out that changes in foreign and development policies are crucial to make better use of the immense potential of diaspora communities for conflict transformation initiatives and development activities in their home countries.

Confronting Two Key Challenges in Afghanistan

Karin von Hippel conducted a week-long, NATO-sponsored tour of Afghanistan with a small group of researchers from Europe and North America. The group visited Kabul, two provinces in the North (Mazar-e Sharif in Balkh and Kunduz), and two in the South (Kandahar and Uruzgan). They were briefed by dozens of military officials, a handful of international civilians, and a smaller number of Afghans (this was due to the trip overlapping with Eid-ul-Fitr as well as NATO concerns about security).  In the report, she analyzes two key challenges for Afghans and their coalition partners. Given the large number of excellent studies addressing many of the important governance, security and development challenges for Afghanistan, this report focuses on two key areas that have only recently been in the spotlight.  The first is whether and how to talk to the Taliban, and the second concerns the lines of authority for the U.S. and coalition forces. Resolving these two issues would make a fundamental contribution to the overall goal of the mission, which is to build a safe, secure and effective Afghan state.

Statebuilding and Justice Reform

The book provides an updated account of justice reform in Afghanistan, which started in the wake of the US-led military intervention of 2001. In particular, it focuses on the role of international actors and their interaction with local stakeholders, highlighting some provisional results, together with problems and dilemmas encountered in the reform activities. Since the mid-1990s, justice system reform has become increasingly important in state-building operations, particularly with regard to the international administrations of Bosnia, Kosovo, East Slavonia and East Timor. Statebuilding and Justice Reform examines in depth the reform of justice in Afghanistan, evaluating whether the success of reform may be linked to any specific feature or approach. In doing so, it stresses the need for development programmes in the field of justice to be implemented through a multilateral approach, involving domestic authorities and other relevant stakeholders. Success is therefore linked to limiting the political interests of donors; establishing functioning pooled financing mechanisms; restricting the use of bilateral projects; improving the efficacy of technical and financial aid; and concentrating the attention on the ‘demand for justice’ at local level rather than on the traditional supply of financial and technical assistance.

From Neo-Colonialism to a ˜Light-Footprint Approach”: Restoring Justice Systems

The article analyses peacebuilding theories and methods, as applied to justice system reform in post-conflict scenarios. In this respect, the international authorities involved in the reconstruction process may traditionally choose between either a ‘dirigiste’ or a consent-based approach, representing the essential terms of reference of past interventions. However, features common to most reconstruction missions, and relatively poor results, confirm the need for a change in the overall strategy. This requires international donors to focus more on the demand for justice at local levels than on the traditional supply of financial and technical aid for reforms. The article stresses the need for effectively promoting the local ownership of the reform process, without this expression being merely used by international actors as a political umbrella under which to protect themselves from potential failures.

Striking the Right Balance: How to Rebuild the Afghan National Police

A well-trained, professional police force dedicated to upholding the rule of law and trusted by the population is essential to fighting the insurgency in Afghanistan and creating stability. However, the police programmes in Afghanistan have often been dominated by different national agendas and hampered by too few resources and lack of strategic guidance. These issues pose an enormous challenge for the Afghan government and the international community in rebuilding the police. This article argues that it is imperative that the international effort strike a balance between the short-term needs of fighting an insurgency and the long-term needs of establishing an effective sustainable policing capability when building up the police force; and that the process must not be subject merely to satisfying current security challenges or traditional state-building needs.

Addressing the Perils of Peace Operations: Toward a Global Peacekeeping System

Over the past two decades, people have seen considerable progress made in international conflict management, peacekeeping, and peacebuilding. The end of the Cold War has led to the obsolescence of war between major powers, and globalization has increased the interconnectedness and interdependence among people, societies, and countries. However, the longevity and large-scale nature of armed conflicts in Afghanistan, the Democratic Republic of Congo (DRC), Somalia, Chad, and Sudan with enormous humanitarian consequences are solemn reminders that international institutions and peacekeeping actions are still unable to meet global challenges with global responses. Here, Tanner addresses the perils of peace operations toward global peacekeeping system. He also cites the important progress that peacekeeping has made over the past twenty years and explores, in view of a continuous North-South divide and a resurging Westphalian bias, what such a global peacekeeping system could look like.

Playing with Fire? The International Community’s Democratization Experiment in Afghanistan

Since the fall of the Taliban regime, Afghanistan has become an experiment for the international community in installing democracy from outside. Externally led democratization against rushed timetables and based on formal institutions, however, was not rooted enough in the traditional institutions of Afghanistan and was conducted simultaneously with war fighting, while any benefits from reconstruction were not reaching the people. This article argues that, as a result of this lack of ‘buy-in’, the gap between democratic ideals and the lives of ordinary Afghans is widening, thereby undermining popular support, perhaps for a generation. Seeing Afghans primarily as recipients of, and not the driving force for, democracy, coupled with growing dissatisfaction with progress on economic development, may ultimately provoke popular resistance.

Conflicted Outcomes and Values: (Neo)Liberal Peace in Central Asia and Afghanistan

The implementation of liberal peace in the context of both transition economies and post-conflict situations often involves policy advice from international financial institutions for rapid opening of the economic and political systems. Experience, however, shows that the immediate outcome is increased poverty and inequality, leading to high social and human costs. Efficiency-based inquiries on externally supported state building and peacebuilding projects often use a problem solving approach which seeks ways to improve performance without questioning the validity of the liberal peace model. Inquiries based on critical theory, however, question the underlying assumptions and the legitimacy of the project itself. Using evidence from Central Asia and Afghanistan, the article argues that legitimacy depends on both how much, in the eyes of local populations, liberal peace actually improves everyday life, and how much it is valued as a goal and adheres to internal norms and values. The main proposition is that values determine how the liberal peace model is understood, while outcomes impact on how the project is accepted. High expectations of protection and welfare during crises also mean that the state can play a key role as legitimizer.

Reconstruction as Modernisation: The Post-conflict Project in Afghanistan

This paper examines the post-war reconstruction programme in Afghanistan, arguing that it contains the seeds of radical social change. The paper analyses the tensions of the present reconstruction project in light of the past experience of similar programmes launched by Afghan rulers and their foreign supporters. The central argument is that the conflation of post-war reconstruction with a broader agenda for development and modernisation has brought out a wide range of tensions associated with social change. Simultaneously the prominent foreign role in the undertaking has increasingly had negative effects. As a result, the entire project shows signs of severe contradictions that are adding to the problems caused by the growing insurgency.

Thwarting Afghanistan’s Insurgency: A Pragmatic Approach toward Peace and Reconciliation

Afghanistan is at a crucial stage of transition. The Taliban, with sanctuaries and a support base in the tribal areas, has grown stronger, relying on a wide network of foreign fighters and Pakistani extremists who operate freely across the Afghan-Pakistani border…Present trends raise serious doubts about whether military solutions alone can defeat the insurgency and stem the expansion of terrorism. In short, reconciliation must also be a key element of comprehensive stabilization in Afghanistan….A multitude of factors suggest that the time is ripe for a reconciliatory process…The Taliban and the Hekmatyar Group will be key challenges to any reconciliation process as long as they enjoy sanctuaries and support outside of Afghanistan…An examination of past attempts at reconciliation with the Taliban reveals that the process has lacked consistency…The Afghan government and its international partners have offered conflicting messages, and there has been no consensual policy framework through which to pursue reconciliation in a cohesive manner…The goal of reconciliation in Afghanistan must be to achieve peace and long-term stability under the Afghan Constitution with full respect for the rule of law, social justice, and human rights. To successfully meet this goal, Afghanistan’s reconciliation program must be carefully targeted and guided by a clear set of principles…A comprehensive and coordinated political reconciliation process must be started. At the same time, significant progress must be made on the security front and on the international (regional) front. Without security and stability or cooperation from Afghanistan’s neighbors, reconciliation will not occur.

Building “National Armies” – Building Nations?: Determinants of Success for Postintervention Integration Efforts

This article surveys recent cases of internationalized statebuilding in postintervention, post–(ethnic) conflict societies in the light of an academic tradition that has seen military forces as a particularly effective vehicle for integrating a country’s diverse population. It is argued that armed forces that are ethnically representative in their ranks and leadership can encourage a sense of commonality across ethnic boundaries, which can help secure a fragile peace. However, the connection between representativeness and integration is intricate; and whereas outside powers may enable otherwise unlikely outcomes, their leverage is circumscribed by a number of factors. The article also suggests that an ethnically representative army may “tie up” capabilities in ways that reduce the likelihood of military intervention in politics or (ethnic) violence perpetrated by military personnel.

Harmonizing the Humanitarian Aid Network: Adaptive Change in a Complex System

Humanitarian aid operations save many lives, but they also fail to help many people and can have unintended political consequences. A major reason for the deficit is poor coordination among organizations. In contrast to “lessons learned” studies that dominate the literature on this topic, this article uses systemic network theory, drawn from business management literature. It presents the humanitarian aid community as a complex, open, adaptive system, in which interaction of structure and processes explain the quality of the response to environmental demands. Comparison of aid operations in Rwanda in 1994 and Afghanistan in 2001 probes the argument that the humanitarian system is becoming more effective by developing characteristics of a network through goal-directed behavior of participating organizations. The study finds development of network characteristics in the system when clusters of organizations learn to coordinate more closely, but the system is constrained by the workload of a crisis environment, lack of trust among organizations, and the political interests of donor governments.

Security Sector Reform in Afghanistan: The Slide Towards Expediency

Security sector reform has come to be viewed as the foundation for the state-building project in Afghanistan. Although the process has made important strides since its launch in the spring of 2002, the prevailing conditions in the country, notably high levels of insecurity and limited institutional and human capacity, have not been conducive to reform. Attempts to adjust the SSR agenda to reflect these conditions and meet immediate security challenges have deprived the process of its holistic vision. Its onus has shifted from ensuring democratic governance and accountability of the sector to maximizing security force effectiveness, a slide towards expediency that has threatened the underlying goals of the process.

From Bonn to London: Governance Challenges and the Future of Statebuilding in Afghanistan

Following the four-year Bonn Agreement implementation period, from December 2001 to December 2005, the London Conference on Afghanistan was convened, 31 January – 1 February, to reaffirm the commitment of world leaders to the next phase of statebuilding and reform in Afghanistan. The central document of this gathering, the Afghanistan Compact, sets forth a number of time-bound benchmarks for the next five years in the areas of security, governance and development. This article examines key aspects of the compact and what will be required for the government of Afghanistan to meet the various targets, along with the support of the international community. Policy recommendations are further advanced to facilitate reconstruction efforts and to sustain a sufficient level of international engagement to avert failure in Afghanistan.

Peace building and State-building in Afghanistan: Constructing Sovereignty for Whose Security?

In the aftermath of civil wars, international actors often worry about the incoherence, tribalism, and division of war-torn nation-states like Afghanistan. However, the problems encountered in the Afghanistan recovery and reconstruction effort illustrate that the divisions, rivalries and fragmentation of authority of the international community have constituted just as big an obstacle to what the UN now calls ‘peace building’. Sustainable stability and peace, to say nothing of democracy, require international actors to delegate some sovereign functions to a multilateral entity that can reinforce rather than undermine the institutions responsible for the reconstruction of the nation-state. The history and contemporary situation in Afghanistan makes clear that there is an important need for the peace-building mechanisms proposed by the UN Secretary-General’s High-level Panel. This would involve a unified international decision-making body that would act as a counterpart to the recipient national government and potentially bring order to the anarchy that invariably flows from the multiple agendas, doctrines and aid budgets of the array of external actors involved in peace building in Afghanistan and elsewhere.

Third-Generation Civil-Military Relations

Counterinsurgency strategies employed by the US military in Afghanistan have led to the US military embarking on civil governance reform. This has created new forms of civil–military relations with Afghan and international counterparts. These relations appear less dramatic than ‘conventional’ civil–military relations, in that they do not create the same visible alignment on the ground between military and non-military identities. In addition, the increased merging of civil and military work areas creates a new complexity that stems from semantic confusion. This complexity is mostly about norms and principles, in that the core puzzle is the more general question of what kinds of tasks the military should and should not do, rather than about violent consequences to civilians and questions of neutrality. This article proposes the term ‘third-generation civil–military relations’ to capture and examine the conceptual challenges that stem from the merging of military and civil work areas in Afghanistan’s reconstruction.

Managing Civil-Military Cooperation: Experiences from the Dutch Provincial Reconstruction Team in Afghanistan

From a management perspective, this article presents a process model to analyze cooperation between military and civilian actors in peace support operations. By means of multiple case study research, the article applies the model to eight partnerships between the Dutch Provincial Reconstruction Team and civilian actors (nongovernmental organizations, district governors, local constructors) in Baghlan, Afghanistan. These partnerships include explosives removal, power plant construction and police training courses. The article shows that civil-military cooperation processes follow six successive steps: decision to cooperate, partner selection, design, implementation, transfer of tasks and responsibilities, and evaluation. It is concluded that there is a lack of unambiguous and useful military guidelines regarding civil-military cooperation; the military are often unaware of other actors operating in the area and their programs, cooperation is frequently supplybased rather than demand-driven, and many military personnel involved in civil-military cooperation have little experience with and training in the subject.

Security & Justice Development-What Next?

The development of local security and justice sectors in developing, fragile and conflict-affected states has for a long time been an important strand in the UK’s approach to delivering its national security and development objectives. The 2009 White Paper on international development committed DFID to placing considerably greater emphasis on promoting security and access to justice in developing states. The Ministry of Defence’s Green Paper is likely to place greater emphasis on soft power, including security cooperation activities. In some countries, the UK has poured bilateral resources into this domain, from the training of Afghan military and police to the reform of the Sierra Leone security sector and the strengthening of various African militaries and police forces. DFID’s White Paper commitments come 10 years after then DFID Secretary of State Clare Short took the bold step of putting Security Sector Reform (SSR) squarely on the development agenda. In the interim, the UK has taken a leading role in undertaking SSR-related projects in its bilateral programmes and in shaping the international donor debate. The success of international lobbying by the UK has been reflected in documents such as the OECD DAC’s guidelines on SSR and the UN’s adoption of the concept. While security and justice is unlikely to become a Millenium Development goal, the fact that it is discussed as such is a tribute to the progress that this agenda has made. The UK’s recent (re)commitment to the security and justice agenda is a worthy enterprise. However, achieving success will require three things: further conceptual clarity, a revamped international influence campaign, and addressing serious capacity constraints on the delivery side.

Breaking Point: Measuring Progress in Afghanistan

The current study is a follow-up to the 2005 baseline report In the Balance: Measuring Progress in Afghanistan. The report’s conclusions are based on 1,000 structured conversations that took place in half of Afghanistan’s provinces; 13 surveys, polls, and focus groups; 200 expert interviews; and the daily monitoring of 70 media sources and 182 organizations. Three of the report’s main findings are: Afghans are losing trust in their government because of an escalation in violence; Public expectations are neither being met nor managed; Conditions in Afghanistan have deteriorated in all key areas targeted for development, except for the economy and women’s rights.

Building Democracy in Afghanistan: The Statebuilding Agenda and International Engagement

This article examines the international community’s commitment, since the December 2001 Bonn Agreement, to build democratic institutions and practices at national and local levels in Afghanistan. The tensions between democracy promotion activities and the statebuilding exigencies of political stabilization are identified through an examination of the 2005 elections and creation of the National Assembly, Provincial Councils, and Community Development Councils. The analysis demonstrates the existence of multiple, competing agendas in Afghanistan, embodied in contradictory elements found in those institutions. Policy recommendations are advanced for forging a coherent statebuilding agenda that can garner the legitimacy needed to complete the important transition signalled by the Interim-Afghanistan National Development Strategy and the Afghanistan Compact, concluded in January 2006 in London.

Police-Building in Afghanistan: A Case Study of Civil Security Reform

Despite considerable effort and large sums of money spent over five years of police reform in Afghanistan, the investment has yet to yield significant results. Among the reasons outlined in this article are the failure to distinguish clearly between the different roles of the police and the military in contributing to security sector reform; a lack of strategic vision and effective planning; and a failure to capitalize on the insights, best practices and lessons learned from the last 30 years of police reform in the West. Finally, recommendations are made for remedying current problems and re-directing reform to achieve greater effectiveness.

Security and Post-Conflict Reconstruction: Dealing with Fighters in the Aftermath of War

This book provides a critical analysis of the changing discourse and practice of post-conflict security-promoting interventions since the Cold War, such as disarmament, demobilization and reintegration (DDR), and security-sector reform (SSR). Although the international aid and security sectors exhibit an expanding appetite for peace-support operations in the 21st Century, the effectiveness of such interventions are largely untested. This book aims to fill this evidentiary gap and issues a challenge to ‘conventional’ approaches to security promotion as currently conceived by military and peace-keeping forces, drawing on cutting-edge statistical and qualitative findings from war-torn areas including Afghanistan, Timor Leste, Sudan, Uganda, Colombia and Haiti. By focusing on specific cases where the United Nations and others have sought to contain the (presumed) sources of post-conflict violence and insecurity, it lays out a new research agenda for measuring success or failure.

Outsourcing Post-Conflict Operations: Designing a System for Contract Management and Oversight

Over the past ten years the United States has relied on private contractors to support military forces and rehabilitate national infrastructures in Somalia, Bosnia, Kosovo, Afghanistan, and Iraq. Though contractors are essential to such post-conflict operations, the U.S. government’s management and oversight of outsourced support remains critically deficient. As the United States builds its institutional capacity for long-term post-conflict reconstruction, it will need to outsource tasks to specialized private firms and non-profit organizations more strategically, efficiently, and transparently. This paper assesses the ramifications of post-conflict outsourcing in four sections. The first section provides a brief history of outsourcing in military and reconstruction operations. The second analyzes the benefits of private contracting arrangements. The third considers pitfalls of the current U.S. outsourcing system, which include inefficiencies as well as more serious security threats. The final section concludes with policy recommendations to improve management systems in the context of post-conflict operations.

Warlords and the Liberal Peace: State-building in Afghanistan

This article draws out the contradictions in the liberal peace that have become apparent in post-Taliban state-building in Afghanistan. In particular, it focuses on how warlords have been incorporated into the government. The government has been unable to achieve a monopoly of violence and has relied on the support of some powerful militia commanders to secure itself. This raises a number of practical and ethical questions for the liberal peace. The focus of the article is on warlordism, rather than in providing detailed narrative accounts of particular warlords. The case illustrates the difficulty of extending the liberal peace in the context of an ongoing insurgency.

The Liberal Peace and Post-War Reconstruction: Myth or Reality?

The post-Cold War has witnessed enormous levels of western peacekeeping, peacemaking and reconstruction intervention in societies emerging from war. These western-led interventions are often called ‘liberal peacebuilding’ or ‘liberal interventionism’, or statebuilding, and have attracted considerable controversy. In this study, leading proponents and critics of the liberal peace and contemporary post-war reconstruction assess the role of the United States, European Union and other actors in the promotion of the liberal peace, and of peace more generally. Key issues, including transitional justice and the acceptance/rejection of the liberal peace in African states are also considered. The failings of the liberal peace (most notably in Iraq and Afghanistan, but also in other locations) have prompted a growing body of critical literature on the motivations, mechanics and consequences of the liberal peace. This volume brings together key protagonists from both sides of the debate to produce a cutting edge, state of the art discussion of one the main trends in contemporary international relations.

Changing the Rules? State-Building and Local Government in Afghanistan

This paper looks at how a certain understanding of states is affecting the types of activities emphasised in state-building agendas. It proposes an approach to understanding states and their roles, drawing on ideas of institutions and their rules as a means of mediating power, and applies this to a discussion of two state-building initiatives at the subnational level in Afghanistan. It shows how resistance to attempts to impose bureaucratic rules, coupled with the international community’s failure to understand the role of states in mediating power, has contributed to the failure to date of interventions to reform local government. This has directly affected reconstruction and stability in Afghanistan.

International Justice After Conflict: Outreach, Legacy and Accountability

This book critically examines the role of outreach within the application of international justice in post-conflict settings. The assumption that justice brings peace underpins much of the thinking, and indeed action, of international justice, yet little is known about whether this is actually the case. Significant questions surrounding the link between peace and justice remain: do trials deter would-be war criminals; is justice possible for the most heinous crimes; can international justice replace local justice? This book explores these questions in relation to recent developments in international justice that have both informed and shaped the creation of the hybrid tribunal in Sierra Leone. This was the first hybrid tribunal to be based in situ, equipped with a dedicated Outreach office. Outreach was seen as essential to ensuring that expectations were managed for what was ultimately a limited judicial mechanism. Yet, there is little evidence to support the claim that Outreach garnered wide-spread acceptance of the Special Court. This book explores the challenge and tensions in communicating the role of international justice in a post-conflict setting. The goals of international justice after conflict are clear: hold fair and transparent trials of alleged perpetrators under the strict adherence to international judicial procedures in order to establish accountability for the worst crimes against humanity. The assumption being that this will contribute to peace by firmly drawing a line under the past in order to move forward peacefully. This has been evident with the recent drive towards international judicial intervention after conflict in places such as the former Yugoslavia, Uganda and Afghanistan. But so far these assumptions remain largely untested. Few empirical studies examine how justice contributes to peace and within these instances, how the complexity of international justice mechanisms have been communicated to their respective audiences in order to foment wide-spread knowledge and understanding of the processes. This book addresses this deficit by testing these assumptions on the ground in a post-conflict setting in West Africa.

The War in Afghanistan: Its Background and Future Prospects

If the West loses in Afghanistan and its region, the most important reason will be that we are pursuing several different goals simultaneously, most of which are in contradiction to the others. Western governments need to choose between these goals, and co-ordinate a strategy in pursuit of the most desirable and achievable ones. The creation of a democratic Afghanistan needs to be recognised as a hopeless fantasy. Instead, the West should imitate the Soviet Union in the late 1980s and concentrate on creating an effective military force that can survive Western withdrawal and continue to fight the Taleban. In the meantime, something to be avoided at all costs is the further destabilisation of Pakistan, since Pakistan in the end constitutes a far greater potential threat to the region, the West and the world than does Afghanistan.

Conclusion: Security Sector (Re)construction in Post-conflict Settings

This essay concludes a study of how the international community has approached the security sector in six countries where there has been severe conflict leading to significant international engagement. Various factors are identified as being critical in shaping the outcome of (re)construction efforts, and they are evaluated from several perspectives. External actors have tended to take a limited and unbalanced approach to the security sector, focusing on building the efficiency of statutory security actors, and neglecting the development of managerial and governance capacity. While programmes tended to become more effective after the first major post-Cold War effort was undertaken in Haiti in 1994, the situation in Afghanistan may point to a reversal of this trend.

Afghanistan: Post-War Governance, Security, and U.S. Policy

Politically, the Afghan central government is relatively stable, but it is perceived as weak and rife with corruption. The post-Taliban transition was completed with the convening of a parliament in December 2005 following September 2005 parliamentary elections. A new constitution was adopted in January 2004, and presidential elections were held on October 9, 2004. The parliament has become an arena for factions that have fought each other for nearly three decades to peacefully resolve differences, as well as a center of political pressure on President Hamid Karzai. Major regional strongmen have been marginalized. Afghan citizens are enjoying personal freedoms forbidden by the Taliban, and women are participating in economic and political life. Presidential elections are to be held in the fall of 2009, with parliamentary and provincial elections to follow one year later.

Between the Hammer and the Anvil: Post-conflict Reconstruction, Islam and Women’s Rights

This paper argues that gender issues are becoming politicised in novel and counterproductive ways in contexts where armed interventions usher in new blueprints for governance and democratisation. Using illustrations from constitutional and electoral processes in Afghanistan and Iraq, it analyses how the nature of emerging political settlements in environments of high risk and insecurity may jeopardise stated international commitments to a women’s rights agenda. The disjuncture between stated aims and observed outcomes becomes particularly acute in contexts where security and the rule of law are severely compromised, where Islam becomes a stake in power struggles among contending factions and where ethnic/sectarian constituencies are locked in struggles of representation in defence of their collective rights.

The Rise of Afghanistan’s Insurgency: State Failure and Jihad

In 2002 Afghanistan began to experience a violent insurgency as the Taliban and other groups conducted a sustained effort to overthrow the Afghan government. Why did an insurgency begin in Afghanistan? Answers to this question have important theoretical and policy implications. Conventional arguments, which focus on the role of grievance or greed, cannot explain the Afghan insurgency. Rather, a critical precondition was structural: the collapse of governance after the overthrow of the Taliban regime. The Afghan government was unable to provide basic services to the population; its security forces were too weak to establish law and order; and there were too few international forces to fill the gap. In addition, the primary motivation of insurgent leaders was ideological. Leaders of the Taliban, al-Qaida, and other insurgent groups wanted to overthrow the Afghan government and replace it with one grounded in an extremist interpretation of Sunni Islam.

Establishing Law and Order After Conflict

This study contains the results of research on reconstructing internal security institutions during nation-building missions. It analyzes the activities of the United States and other countries in building viable police, internal security forces, and justice structures. This study examines in detail the reconstruction efforts in Iraq, Afghanistan, and Kosovo, three of the most important instances in the post-Cold War era in which the United States and its allies have attempted to reconstruct security institutions. It then compares these cases with six others in the post-Cold War era: Panama, El Salvador, Somalia, Haiti, Bosnia, and East Timor. Finally, the study draws conclusions from the case studies and analysis, and derives recommendations to help the United States and other international actors improve their performance in the delivery of post-conflict security. The results should be of interest to a broad audience of policymakers and academics concerned with the successes and shortcomings of past security efforts. Although the study is not intended to be a detailed analysis of U.S. or allied military doctrine regarding stability operations, we believe it provides a useful set of guidelines and recommendations for a wide range of military, civilian, and other practitioners.

Securing Health: Lessons from Nation-Building Missions

We define nation-building as efforts carried out after major combat to underpin a transition to peace and democracy. Nationbuilding involves the deployment of military forces, as well as comprehensive efforts to rebuild the health, security, economic, political, and other sectors. The research we conducted focused on one aspect of nation-building-efforts to rebuild the public health and health care delivery systems after major combat. We looked at seven cases- Germany, Japan, Somalia, Haiti, Kosovo, Afghanistan, and Iraq. These are some of the most important cases since World War II in which international institutions, non-governmental organizations (NGOs), and countries such as the United States have taken part in efforts to rebuild the health sector. These missions also have important health components. To date, a significant amount of academic and policy-relevant work has been devoted to efforts to rebuild such areas as police and military forces. Little comprehensive work has examined efforts to rebuild public health and health care delivery systems, however. The work that has been done on health tends to focus on immediate humanitarian and relief efforts rather than long-term health reconstruction. The goal of our research was to fill this void.

Rewiring Interventions? UK Provincial Reconstruction Teams and ‘Stabilization’

This article explores developments in the UK’s institutional arrangements for managing ‘stabilization’ operations. It suggests that ‘stabilization’ activity takes place within a different framework of priorities from either ‘development’ or military-led ‘hearts and minds’ frameworks. It argues for a sharpening of, and to some extent a returning to basics for, Civil–Military Cooperation (CIMIC) while creating capabilities for a more developed form of ‘stabilization CIMIC’. It also highlights the need for new and widely understood institutions that enhance the capacity for comprehensive and integrated (rather than sequential or coordinated) interdepartmental operational planning. It stresses the difficulties with stabilization models that imply a generic sequencing of activities, rather than approaches that represent a mixture of simultaneity and ‘critical path analyses. The debates framed in this article are rooted in institutional developments witnessed in 2006 and 2007.

Obstacles Within the International Community: The Exercise of Afghan Women’s Agency for Peace in Post-Conflict Reconstruction

Under the Taliban’s draconian interpretation of Shari’a law, Afghan women were forced from public life and publicly executed for minor infractions. Yet, in just over two years since the Taliban fell, the women of Afghanistan have entered the political arena and successfully pressed for specific language in the Afghan constitution enshrining women’s rights as human rights. From being the most oppressed women in the world to enjoying the promise of more seats in Parliament than many Western nations, Afghan women have clearly made gigantic strides in their quest for peace and security. Their remarkable progress, however, is overshadowed by the current unstable security situation in Afghanistan and the lack of international political and military assistance which are needed to consolidate the successes that the Afghan women have realized. How has this seemingly rapid transformation of Afghan women occurred? The answer may partially lie in the concept of development as freedom put forth by Amartya Sen in his 1999 book, Development as Freedom …In his view, people are not simply human capital to be considered only as one part of three in an economic equation for development, but people-liberated from ‘unfreedoms’ such as poverty and illiteracy-who can build capacity through their own agency as the Afghan women have done.

Systems-building Before State-building: On the Systemic Preconditions of State-building

State failure is often seen as due to endogenous factors, rather than systemic ones; correspondingly, the idea that states can be built by supporting internal processes and institutions alone is prevalent in policy documents and in some of the literature on state-building. This paper calls both assumptions into question. I demonstrate that three factors were important external preconditions of historical state formation: (1) effective states and sustainable regional security, which is expressed on an inter-state as well as a sub-state level, requires a region-wide creation of effective structures of state; (2) effective states and effective inter-state security require well-functioning states systems; (3) effective states require regional acceptance of the process of state-building. Analysing three contemporary countries and regions, Somalia/the Horn of Africa, Afghanistan/Central Asia and Namibia/ south-western Africa, the article concludes that state-building is substantially facilitated where these three contextual factors are in place. The absence of these external factors in the regions where Afghanistan and Somalia are located illuminate the depth of the problems facing these countries. In these cases regional structures are preconditions of state-building.

Making it up as We Go Along: State-building, Critical Theory and Military Adaptation in Afghanistan

This article examines the military aspects of international state-building efforts in Afghanistan through the lens of critical theory. It outlines the conventional approach to state-building, as it has evolved in recent decades, and briefly describes the emerging reflexive critique of that approach developed by state-building scholars grounded in critical theory. It then applies the reflexive critique to the Afghan state-building project, an exercise that substantiates key aspects of the critique but also reveals a divergence between the broadly conventional approach taken in Kabul and the more adaptive approaches of many practitioners at the province and district levels. It concludes with a discussion of the potential implications of this convergence for theory and practice of state-building in Afghanistan and beyond.

Bribes or Bargains? Peace Conditionalities and ‘Post-Conflict’ Reconstruction in Afghanistan

This article focuses on the role of international aid donors in Afghanistan since the signing of the Bonn Agreement in 2001. Specifically, it explores the scope and utility of peace conditionalities as an instrument for peace consolidation in the context of a fragile war-to-peace transition. Geo-strategic and institutional concerns have generally led to an unconditional approach to assistance by international actors. It is argued that large inflows of unconditional aid risk re-creating the structural conditions that led to the outbreak of conflict. Aid conditionalities need to be re-conceptualized as aid-for-peace bargains rather than as bribes for security. Some forms of conditionality are necessary in order to rebuild the social contract in Afghanistan. This finding has wider relevance for aid donors and they should reconsider orthodox development models in ‘fragile state’ settings. Rather than seeing conditionalities and ownership as two ends of a policy spectrum, the former may be a necessary instrument for achieving the latter.

Corrupting or Consolidating the Peace? The Drugs Economy and Post-conflict Peacebuilding in Afghanistan

This article examines how the drugs economy emerged, evolved and adapted to transformations in Afghanistan’s political economy. With a primary focus on the conflictual war to peace transition following the signing of the Bonn Agreement, the relationship between drugs and political (dis)order is explored. Central to the analysis is an examination of the power relationships and institutions of extraction that developed around the drug economy. Expanding upon a model developed by Snyder (2004), it is argued that joint extraction regimes involving rulers and private actors have tended to bring political order whereas private extraction regimes have led to decentralized violence and political breakdown. This model helps explain why in some parts of Afghanistan drugs and corruption have contributed to a level of political order, whereas in other areas they have fuelled disorder. Thus, there is no universal, one-directional relationship between drugs, corruption and conflict. Peacebuilding involves complex bargaining processes between rulers and peripheral elites over power and resources and when successful leads to stable interdependencies. Counter-narcotics policies have the opposite effect and are thus fuelling conflict.

Aiding Peace? The Role of NGOs in Armed Conflict

As non-governmental organizations play a growing role in the international response to armed conflict – tasked with mitigating the effects of war and helping to end the violence – there is an acute need for information on the impact they are actually having. Addressing this need, Aiding Peace? explores just how NGOs interact with conflict and peace dynamics, and with what results.

Fixing Failed States: A Framework for Rebuilding a Fractured World

The international community has struggled without much success to remedy the problem of failed states. Meanwhile, 40 or 50 countries around the world — from Sudan and Somalia to Kosovo and East Timor — remain in a crisis of governance. In this impressive book, Ghani, a former Afghan finance minister, and Lockhart, who has worked at the World Bank and the United Nations, assess the missteps and offer a new framework for coordinated action. They argue that international responses have failed because they have been piecemeal and have proceeded with little understanding of what states need to do in the modern world system to connect citizens to global flows. They advocate a “citizen-based approach.” State-building strategies would be organized around a “double compact”: between country leaders and the international community, on the one hand, and country leaders and citizens, on the other. The book also proposes methods for the generation of comparative data on state capacity — a “sovereignty index” — to be annually reported to the UN and the World Bank. Ultimately, this study offers a surprisingly optimistic vision. The fact that so many disadvantaged countries have made dramatic economic and political transitions over the last decade suggests that developmental pathways do exist — if only the lessons and practical knowledge of local circumstances can be matched to coordinated and sustained international efforts. The authors provide a practical framework for achieving these ends, supporting their case with first-hand examples of struggling territories such as Afghanistan, Sudan, Kosovo and Nepal as well as the world’s success stories–Singapore, Ireland, and even the American South.

Nation-Building: Beyond Afghanistan and Iraq

Fukuyama brings together esteemed academics, political analysts, and practitioners to reflect on the U.S. experience with nation-building, from its historical underpinnings to its modern-day consequences. The United States has sought on repeated occasions to reconstruct states damaged by conflict, from Reconstruction in the South after the Civil War to Japan and Germany after World War II, to the ongoing rebuilding of Iraq. Despite this rich experience, there has been remarkably little systematic effort to learn lessons on how outside powers can assist in the building of strong and self-sufficient states in post-conflict situations. The contributors dissect mistakes, false starts, and lessons learned from the cases of Afghanistan and Iraq within the broader context of reconstruction efforts in other parts of the world, including Latin America, Japan, and the Balkans. Examining the contrasting models in Afghanistan and Iraq, they highlight the Coalition Provisional Authority in Iraq as a cautionary example of inadequate planning.

Peacekeepers Among Poppies: Afghanistan, Illicit Economies and Intervention

This article analyses the role that the illicit narcotics economy has played in violent conflict in Afghanistan since the 1990s and the relationship between counter-narcotics and counter-insurgency policy in the country today. It details the evolution of the peacekeeping mission vis-a?-vis the narcotics economy, and the effects to date of the counter-narcotics policies that have been adopted since 2001. It argues that aggressive opium poppy eradication in Afghanistan today is premature and counterproductive with respect to counter-insurgency and stability objectives, as well as with respect to long-term economic development goals. The article concludes by providing policy recommendations on the role of peacekeeping forces with respect to illicit economies, arguing that the most important role peacekeeping forces have in tackling crime and reducing illicit economies is to provide security.

America’s Role in Nation-Building: From Germany to Iraq

The post-World War II occupations of Germany and Japan set standards for postconflict nation-building that have not since been matched. Only in recent years has the United States has felt the need to participate in similar transformations, but it is now facing one of the most challenging prospects since the 1940s: Iraq. The authors review seven case studies – Germany, Japan, Somalia, Haiti, Bosnia, Kosovo, and Afghanistan – and seek lessons about what worked well and what did not. Then, they examine the Iraq situation in light of these lessons. Success in Iraq will require an extensive commitment of financial, military, and political resources for a long time. The United States cannot afford to contemplate early exit strategies and cannot afford to leave the job half completed.

In the Balance: Measuring Progress in Afghanistan

This report is an effort to help international actors better understand and increase their effectiveness in Afghanistan and other post-conflict cases. The report maps data collected from public information, media reporting, polling, and on-the-ground interviews to measure reconstruction in terms of the effects international efforts have had on people’s everyday lives. This innovative approach to data collection is designed to establish a baseline and promote realistic goals; work in situations where data are unreliable and anecdotes are rumor filled; and measure actual benefits, as opposed to simply money spent, projects completed, and other familiar tests. The report concludes that despite significant advancements since the fall of the Taliban, Afghanistan has not yet reached the “Viable Zone”–where people’s immediate needs have been met and a foundation for building long-term government and human capacity has been established. It makes actionable recommendations for ways to improve the reconstruction effort in the areas of security, governance, justice, economic opportunity, and social well-being.

Building States to Build Peace

There is increasing consensus among scholars and policy analysts that successful peacebuilding can occur only in the context of capable state institutions. But how can legitimate and sustainable states best be established in the aftermath of civil wars? And what role should international actors play in supporting the vital process? Addressing these questions, this state-of-the-art volume explores the core challenges involved in institutionalizing postconflict states. The combination of thematic chapters and in-depth case studies covers the full range of the most vexing and diverse problems confronting domestic and international actors seeking to build states while building peace. Case studies include: Somalia, Palestine, Bosnia, East Timor / Timor-Leste, Afghanistan, Liberia

Peace and the Public Purse: Economic Policies for Postwar Statebuilding

In the aftermath of violent conflict, how do the economic challenges of statebuilding intersect with the political challenges of peacebuilding? How can the international community help lay the fiscal foundations for a sustainable state and a durable peace? In their new edited volume, Peace and the Public Purse, James Boyce, (Director of PERI’s Development, Peacebuilding, & the Environment Program), and Madalene O’Donnell (United Nations Department of Peacekeeping Operations) lift the curtain that often has separated economic policy from peace implementation. Postwar governments face immediate demands for restoration of basic services, jobs, and public security. To raise revenues to meet these pressing needs, they must contend with local powerbrokers who levy their own informal taxes, economic elites determined to retain special privileges and immunities, and a populace skeptical about the state’s ability to deliver services in return for taxes. Drawing on recent experiences in war-torn societies such as Uganda, Cambodia, Bosnia, Guatemala, Timor-Leste, Afghanistan, and Palestine, this book brings to life a key dimension of how peace and states are built.

The Role of International Law in Rebuilding Societies after Conflict

International law can create great expectations in those seeking to rebuild societies that have been torn apart by conflict. For outsiders, international law can mandate or militate against intervention, bolstering or undermining the legitimacy of intervention. International legal principles promise equality, justice and human rights. Yet international law’s promises are difficult to fulfil. This volume of essays investigates the phenomenon of post-conflict state-building and the engagement of international law in this enterprise. It draws together original essays by scholars and practitioners who consider the many roles international law can play in rehabilitating societies after conflict. The essays explore troubled zones across the world, from Afghanistan to Africa’s Great Lakes region, and from Timor-Leste to the Balkans. They identify a range of possibilities for international law in tempering, regulating, legitimating or undermining efforts to rebuild post-conflict societies.

The Future of the Mujahideen: Legitimacy, Legacy and Demobilization in Post-Bonn Afghanistan

Contemporary Afghan politics is marked by a debate over the “mujahideen.” This contest involves the mythologizing, demythologizing and appropriation of the term by a wide variety of actors, from warlords, tribal combatants, the Taliban and Anti-Coalition Forces to rights activists and journalists. This struggle is a competition for legitimacy over the “right to rule” and the “right to conduct violence”; and it is critical to understanding the dilemmas of statebuilding in Afghanistan. Through such an examination, policy lessons are acquired concerning the role of the Afghan government and members of the international community in confronting armed groups.

Women and Human Security: The Case of Post-Conflict Afghanistan

A study recently conducted by RAND Corporation looked at the role of women in post-conflict nation-building, with particular emphasis on Afghanistan. Our findings suggest that a stronger emphasis on the broader concept of human security from the earliest phases of the nation-building effort; a focus on establishing governance on principles of equity and consistent rule of law from the start; and, as a component of both these things, women’s earliest inclusion in reconstruction activities; are likely to improve the outcomes of post-conflict nation-building.

Reintegrating Armed Groups After Conflict: Politics, Violence and Transition

This book looks at the political reintegration of armed groups after civil wars and the challenges of transforming ‘rebel’, ‘insurgent’ or other non-state armed groups into viable political entities. Drawing on eight case studies, the definition of ‘armed groups’ here ranges from militias, paramilitary forces, police units of various kinds to intelligence outfits. Likewise, the definition of ‘political integration’ or ‘re-integration’ has not been restricted to the formation of political parties, but is understood broadly as active participation in politics, policy-making or public debate through parties, newspapers, social organisations, think-tanks, NGOs or public service. The book seeks to locate or contextualise individual cases within their distinctive social, cultural and historical settings. As such it differs from much of the donor-driven literature that has tended to abstract the challenge of disarmament, demobilisation and reintegration (DDR) from their political and historical context, focusing instead on technical or bureaucratic issues raised by the DDR process. Among the issues covered by the volume as a whole, three stand out: first, the role of political settlements in creating legitimate opportunities for erstwhile leaders of armed factions; second, the ability of reintegration programmes to create genuine socio-economic opportunities that can absorb former fighters as functional members of their communities; and third, the processes involved in transforming an entire rebel movement into a viable political party, movement or, more generally, allowing it to participate in political life.

Afghan Women and the Democratic Reconstruction of Afghanistan. Findings and Interviews from a Journalist’s Field Trip

Since the end of the Taliban regime the question has arisen how Afghan women, after years of exclusion from political life, can be helped to get involved in the democratic reconstruction of their country.This report attempts to make suggestions and to point out obstacles to this by dealing with various areas of social life in Afghanistan relevant to women. It is based on a field trip to Afghanistan and the Pakistani border town of Peshawar in February and March 2002 as well as numerous conversations with exiled Afghan women, mainly in Germany. Around 80 Afghan women were interviewed in all.

Building a Republican Peace: Stabilizing States after War

Although peacebuilders do not operate from a common template, liberal values so define their activities that their efforts can be called “liberal peacebuilding.” Many postconflict operations aspire to create a state that contains the rule of law, markets, and democracy. Growing evidence suggests, however, that liberal peacebuilding is re-creating the conditions of conflict; states emerging from war do not have the necessary institutions or civic culture to absorb the pressures associated with political and market competition. In recognition of these problems and dangers, there is an emerging call for greater attention to the state and institutionalization before liberalization. These critiques, and lessons learned from recent operations, point to an alternative-republican peacebuilding. Drawing from republican political theory, this article argues that the republican principles of deliberation, constitutionalism, and representation can help states after war address the threats to stability that derive from arbitrary power and factional conflict and, in the process, develop some legitimacy. Republican peacebuilding is not only good for postconflict states; it also is appropriate for international peacebuilders, who also can exercise arbitrary power.

Culture and Custom in Nation-Building: Law in Afghanistan

Afghanistan’s restoration of the rule of law has set in motion a renewed debate about fundamental legal principles that has not been seen in the West since the time of the Enlightenment: Who is justice for? Who has the right to seek compensation or justice? Does the state or the individual have priority in seeking justice and delivering punishment? Is law a human creation or is it rooted in divine authority? But it is a debate without an audience in the international community that is assisting the Afghan government in restoring its judicial system because the answer appears so self-evident. Those from societies with long established systems of formal justice automatically assume that it is an ultimate good, that surely everybody wants justice applied by the state. The Afghans who run the formal system assert the same. But they have not won over the population by any means since people, particularly in rural areas, are still fighting out this issue politically and culturally: Is state authority a good idea? Who should set the terms of agreement? Who should determine the rights and the wrongs? This is because so many areas of Afghanistan have operated without (or outside of) formal government institutions for a very long time; not just because of war, but because that is the way things have always been. For example, the assumption that the state has exclusive sovereignty over criminal matters is not fully accepted by most of the Afghan population. Here the family still takes precedence, reserving the right to take revenge or demand compensation when one of its members has suffered an injury. Such injuries extend beyond physical damages to property or person and include damages to a group’s honor that demand retaliation. While Afghan governments formally reject such claims of personal justice, they have never been able to extend the formal system to most of rural Afghanistan; the people there never relied on state institutions and often took offense when the state interfered in what they viewed to be personal matters.

On Living with Negative Peace and a Half-Built State: Gender and Human Rights

This article examines the double standards associated with a precarious international peacebuilding strategy in Afghanistan based on impunity and half-truths rather than accountability and transitional justice. Many international organizations have turned a blind eye to past and current human rights atrocities through forms of rationalization based on an empowerment of cultural differences, relativization of progress and “policy reductionism.” Consequently, and in the absence of consistently applied rights instruments, societal divisions along gender, ethnic and other lines have intensified Afghanistan’s culture of intolerance to human rights, thereby violating the very principles the international community purports to uphold. Drawing on first-hand experiences, personal interviews and a sober analysis of trends, this article challenges some of the conventional assumptions held about the perception and knowledge of human rights among Afghans. It concludes by identifying possible areas of future study to better understand both the prospects for transitional justice and how ordinary Afghans continue to cope with widespread injustice and inequality.

Civil-Military Cooperation in Post-Conflict Operations

Civil-Military Cooperation (CIMIC) is the relationship between militaries and humanitarians. Largely conducted in post-conflict environments, CIMIC has become a key characteristic of military operations in the twenty-first century. However, the field is mostly understood through stereotype rather than clear, comprehensive analysis. The range and scope of activities which fall under the wider rubric of CIMIC is huge, as are the number of differing approaches, across situations and national armed forces. This book demonstrates the wide variety of national approaches to CIMIC activities, introducing some theoretical and ethical considerations into a field that has largely been bereft of this type of debate. Containing several case studies of recent CIMIC (in the Balkans, Afghanistan, and Iraq) along with theoretical analyses, it will assist scholars, practitioners, and decision-makers become more aware of the ‘state of the art’ in this field.