Efficiency versus Sovereignty: Delegation to the UN Secretariat in Peacekeeping

This article analyses why the UN’s members delegate resources to the UN Secretariat in the sensitive field of peacekeeping. It argues that the Secretariat can carry out planning and implementation functions more efficiently, but that the states remain wary of potential sovereignty loss. Through a mixed methods approach, this article provides evidence for such a functional logic of delegation, but shows that it only applies from the late-1990s on. The change in approach of states towards delegation can be explained by feedback from the dramatic failures of peacekeeping in Bosnia and Herzegovina, Rwanda and Somalia.

Pirates, Fishermen and Peacebuilding: Options for Counter-Piracy Strategy in Somalia

The dominant approach to counter-piracy strategy off Somalia is astonishingly narrow-minded. Deterrence, surveillance and military operations do not provide sustainable or efficient solutions; better strategic alternatives must draw on the lessons of 21st-century peace operations. This perspective leads to an understanding of counterpiracy as a problem of peacebuilding. This allows restructuring and reframing of the problem to permit a much wider repertoire of policy solutions than is currently conceived. This repertoire may include development and security assistance programmes as well as state-building programmes. The approach also permits integration of lessons learned in the frame of international peacebuilding operations, including avoiding technocratic solutions, focusing on power constellations, integrating local knowledge and incrementalism. If the international community wishes to take piracy seriously and respond to its complexities, it would be well advised to adopt a policy in which such alternatives are considered.

The Pirates of Somalia: Ending the Threat, Rebuilding a Nation

Somali piracy attacks surged between 2005 and 2011. Although maritime piracy is as old as seaborne trade, and currently pirates also prey on ships in the Straits of Malacca and the waters of Southeast Asia, the Caribbean seas, and the Gulf of Guinea, what is unique about Somali pirates is the high frequency of attacks. Somali pirates almost exclusively attack vessels to hold cargos and crews hostage and negotiate their release in exchange for ransom. Piracy has not only imposed a hidden tax on world trade generally, it has severely affected the economic activities of neighboring countries. The actual and potential links between pirates and Islamist insurgents are another source of global concern. This report evaluates the nexus between pirates and terrorist organizations. This report shows that it is in the international community’s common interest to find a resolution to Somali piracy, and more generally to help the government of Somalia to rebuild the country. Its findings reinforce the case for action. The costs imposed by Somali pirates on the global economy are so high that international mobilization to eradicate piracy off the horn of Africa not only has global security benefits, it also makes ample economic sense. This report affirms that, beyond its firepower and financial resources, the international community can and should assist Somalia with generating knowledge-knowledge of how local power dynamics shape the rules for resource-sharing, how they drive clan and sub-clan relationships, and ultimately how they determine national political stability-to find solutions to the piracy problem. The report exemplifies the value of using rigorous analytical tools to address some of the pressing problems of Africa.

The article analyses peacebuilding theories and methods, as applied to justice system reform in post-conflict scenarios. In this respect, the international authorities involved in the reconstruction process may traditionally choose between either a ‘dirigiste’ or a consent-based approach, representing the essential terms of reference of past interventions. However, features common to most reconstruction missions, and relatively poor results, confirm the need for a change in the overall strategy. This requires international donors to focus more on the demand for justice at local levels than on the traditional supply of financial and technical aid for reforms. The article stresses the need for effectively promoting the local ownership of the reform process, without this expression being merely used by international actors as a political umbrella under which to protect themselves from potential failures.

Addressing the Perils of Peace Operations: Toward a Global Peacekeeping System

Over the past two decades, people have seen considerable progress made in international conflict management, peacekeeping, and peacebuilding. The end of the Cold War has led to the obsolescence of war between major powers, and globalization has increased the interconnectedness and interdependence among people, societies, and countries. However, the longevity and large-scale nature of armed conflicts in Afghanistan, the Democratic Republic of Congo (DRC), Somalia, Chad, and Sudan with enormous humanitarian consequences are solemn reminders that international institutions and peacekeeping actions are still unable to meet global challenges with global responses. Here, Tanner addresses the perils of peace operations toward global peacekeeping system. He also cites the important progress that peacekeeping has made over the past twenty years and explores, in view of a continuous North-South divide and a resurging Westphalian bias, what such a global peacekeeping system could look like.

Police in Peace and Stability Operations: Evolving US Policy and Practice

The United States has consistently failed to deal with the breakdown in public order that invariably confronts peace and stability operations in internal conflicts. Analysis of experience in Panama, Somalia, Haiti, the Balkans and Iraq demonstrates that indigenous police forces are typically incapable of providing law and order in the immediate aftermath of conflict, and so international forces must fill the gap – a task the US military has been unwilling and unprepared to assume. After 20 years of lessons learned (and not learned), this article argues that the United States must develop a civilian ‘stability force’ of constabulary and police personnel deployable at the outset of on operation to restore public order and lay the foundations for the rule of law.

The African Union’s Foray into Peacekeeping: Lessons from the Hybrid Mission in Darfur

The African Union (AU) was officially inaugurated on July 2002, and a year later it had already deployed its first peace operation in Burundi. The AU subsequently deployed peacekeeping missions in Darfur, in 2004, and in Somalia, in 2007. This article will examine the AUs foray into peacekeeping which appears to have been hasty, erratic, and not carefully planned. The article will also assess the extent to which what the AU has been doing can be defined as peacekeeping using the Brahimi Criterion for the deployment of operations. The article will briefly assess the AUs operations in Burundi and Somalia before focusing on the joint AU-United Nations (UN) hybrid mission in Darfur. The article examine whether the hybrid mission represents a paradigm shift in peacekeeping, based on the way that it was launched and how it is currently operated. The article examines whether the hybrid mission fulfils the Brahimi Criterion, and whether it can serve as a model for future peacekeeping operations in Africa. The article concludes that the AU has a better chance of success when it undertakes a concise and focused operation with a clear mandate and the modicum of logistics to ensure its effective implementation, as demonstrated by its experiences in Burundi. The AUs efforts in Somalia has left it mired in an open-ended complex emergency with no easy remedy. The organisations joint effort with the UN in Darfur is similarly constrained by the absence of a peace to keep. The hybrid mission therefore falls short of the Brahimi Criterion and suggest that UN intervention following an initial AU peace operation is not necessarily a panacea to the continents peacekeeping challenges.

Governance Without Government in Somalia: Spoilers, State Building, and the Politics of Coping

This article assesses the challenges of state revival in Somalia. It reviews the roots of state collapse in the country, attempts to explain the repeated failure of state-building projects, tracks trends in contemporary governance in Somalia and Somaliland, and considers prospects for integrating local, “organic” sources of governance with top-down, “inorganic” state-building processes. The Somalia case can be used both to document the rise of governance without government in a zone of state collapse and to assess the changing interests of local actors seeking to survive and prosper in a context of state failure. The interests of key actors can and do shift over time as they accrue resources and investments; the shift “from warlord to landlord” gives some actors greater interests in governance and security, but not necessarily in state revival; risk aversion infuses decision making in areas of state failure; and state-building initiatives generally fail to account for the existence of local governance arrangements. The possibilities and problems of the “mediated state model,” in which weak states negotiate political access through existing local authorities, are considerable.

Establishing Law and Order After Conflict

This study contains the results of research on reconstructing internal security institutions during nation-building missions. It analyzes the activities of the United States and other countries in building viable police, internal security forces, and justice structures. This study examines in detail the reconstruction efforts in Iraq, Afghanistan, and Kosovo, three of the most important instances in the post-Cold War era in which the United States and its allies have attempted to reconstruct security institutions. It then compares these cases with six others in the post-Cold War era: Panama, El Salvador, Somalia, Haiti, Bosnia, and East Timor. Finally, the study draws conclusions from the case studies and analysis, and derives recommendations to help the United States and other international actors improve their performance in the delivery of post-conflict security. The results should be of interest to a broad audience of policymakers and academics concerned with the successes and shortcomings of past security efforts. Although the study is not intended to be a detailed analysis of U.S. or allied military doctrine regarding stability operations, we believe it provides a useful set of guidelines and recommendations for a wide range of military, civilian, and other practitioners.

Securing Health: Lessons from Nation-Building Missions

We define nation-building as efforts carried out after major combat to underpin a transition to peace and democracy. Nationbuilding involves the deployment of military forces, as well as comprehensive efforts to rebuild the health, security, economic, political, and other sectors. The research we conducted focused on one aspect of nation-building-efforts to rebuild the public health and health care delivery systems after major combat. We looked at seven cases- Germany, Japan, Somalia, Haiti, Kosovo, Afghanistan, and Iraq. These are some of the most important cases since World War II in which international institutions, non-governmental organizations (NGOs), and countries such as the United States have taken part in efforts to rebuild the health sector. These missions also have important health components. To date, a significant amount of academic and policy-relevant work has been devoted to efforts to rebuild such areas as police and military forces. Little comprehensive work has examined efforts to rebuild public health and health care delivery systems, however. The work that has been done on health tends to focus on immediate humanitarian and relief efforts rather than long-term health reconstruction. The goal of our research was to fill this void.

Systems-building Before State-building: On the Systemic Preconditions of State-building

State failure is often seen as due to endogenous factors, rather than systemic ones; correspondingly, the idea that states can be built by supporting internal processes and institutions alone is prevalent in policy documents and in some of the literature on state-building. This paper calls both assumptions into question. I demonstrate that three factors were important external preconditions of historical state formation: (1) effective states and sustainable regional security, which is expressed on an inter-state as well as a sub-state level, requires a region-wide creation of effective structures of state; (2) effective states and effective inter-state security require well-functioning states systems; (3) effective states require regional acceptance of the process of state-building. Analysing three contemporary countries and regions, Somalia/the Horn of Africa, Afghanistan/Central Asia and Namibia/ south-western Africa, the article concludes that state-building is substantially facilitated where these three contextual factors are in place. The absence of these external factors in the regions where Afghanistan and Somalia are located illuminate the depth of the problems facing these countries. In these cases regional structures are preconditions of state-building.

Why Humanitarian Interventions Succeed or Fail: The Role of Local Participation

Why do interstate interventions, even when carried out with the best of intentions, so often fail to contain conflicts and support a peaceful settlement? We argue that the extent of local participation exerts a strong effect on the prospects for successful peace-building and reconstruction efforts in the wake of humanitarian interventions. Even though the population in target countries may sympathize with the goal of the intervention, local populations are unlikely to feel a personal attachment to a solution externally imposed unless actively consulted or involved in the intervention strategy. Humanitarian interventions without some form of local participation are likely to create cognitive dissonance among the local population between the outcome and the means chosen to implement it. We evaluate our hypotheses about the relationship between local involvement and successful post-conflict reconstruction by looking at variation in conflict and local involvement over time in two humanitarian interventions, Bosnia (1991-95) and Somalia (1987-97). Consistent with our hypotheses about how lack of local involvement can undermine post-conflict reconstruction efforts in the wake of interventions, we find that phases with more local involvement are associated with lower levels of conflict.

America’s Role in Nation-Building: From Germany to Iraq

The post-World War II occupations of Germany and Japan set standards for postconflict nation-building that have not since been matched. Only in recent years has the United States has felt the need to participate in similar transformations, but it is now facing one of the most challenging prospects since the 1940s: Iraq. The authors review seven case studies – Germany, Japan, Somalia, Haiti, Bosnia, Kosovo, and Afghanistan – and seek lessons about what worked well and what did not. Then, they examine the Iraq situation in light of these lessons. Success in Iraq will require an extensive commitment of financial, military, and political resources for a long time. The United States cannot afford to contemplate early exit strategies and cannot afford to leave the job half completed.

Civil War Peace Agreement Implementation and State Capacity

Negotiated civil war terminations differ from their interstate war counterparts in that one side must disarm and cease to exist as a fighting entity. While termination through military victory provides a relatively more enduring peace, many civil wars end with peace agreements signed after negotiations. However, research has shown that the implementation of civil war peace agreements is difficult and prone to collapse. Often these failures are followed by recurrence of the conflict. In some cases, the agreements break down before key provisions are implemented. This article adds to this topic by focusing on the role of state capacity in peace agreement success. We argue that peace agreements and state capacity are necessary but not sufficient conditions for sustainable peace. The article employs a case study approach to explore the importance of state capacity in implementing civil war peace agreements. The role of third-party interventions is also considered. The cases (United Kingdom-Northern Ireland, Indonesia-Aceh, Burundi, Mali, and Somalia) include 14 peace agreements that vary by war type (secessionist or control over government), type of agreement (comprehensive or partial), levels of state capacity (high or low), and peace success (success, partial or failure), and each experienced third-party involvement in the peace process.

Building States to Build Peace

There is increasing consensus among scholars and policy analysts that successful peacebuilding can occur only in the context of capable state institutions. But how can legitimate and sustainable states best be established in the aftermath of civil wars? And what role should international actors play in supporting the vital process? Addressing these questions, this state-of-the-art volume explores the core challenges involved in institutionalizing postconflict states. The combination of thematic chapters and in-depth case studies covers the full range of the most vexing and diverse problems confronting domestic and international actors seeking to build states while building peace. Case studies include: Somalia, Palestine, Bosnia, East Timor / Timor-Leste, Afghanistan, Liberia

Building Peace and Political Community in Hybrid Political Orders

Peacebuilding supports the emergence of stable political community in states and regions struggling with a legacy of violent conflict. This then raises the question of what political community might mean in the state in question. International peacebuilding operations have answered that question in terms of the promotion of conventional state-building along the lines of the Western Organization for Economic Cooperation and Development (OECD) model as the best path out of post-conflict state fragility and towards sustainable development and peace. This article argues for peacebuilding beyond notions of the liberal peace and constructions of the liberal state. Rather than thinking in terms of fragile states, it might be theoretically and practically more fruitful to think in terms of hybrid political orders, drawing on the resilience embedded in the communal life of societies within so-called fragile regions of the global South. This re-conceptualization opens new options for peacebuilding and for state formation as building political community.